You are here

Compliance & Legal jobs

Filter your results

Compliance & Legal jobs by location

Type of contract

Yearly Salary (£)

65 Matching Jobs
  • Head of Compliance

    City of London • £500 - £700 per day (£129,990 - £181,986) • Temporary

    The HOC will be authorised by the company to fulfil the activities normally expected of a HOC. The HOC will also be authorised to participate in those management activities normally to be expected of a HOC in the proper and successful management of an authorised bank. In exercising this authority, the HOC may call upon the reasonable assistance and co-operation of officers, employees, agents and those to whom the activities have been outsourced.

    • CF10 and CF11 Holder
    • Built a compliance department
  • Legal Leader

    London • Permanent

    -The legal leader will deal with people management within a legal framework.

    -dealing with a wide range of both legal work, as well as the training and management of team members of a varying number of levels.

    • People Management within the Bank's legal function
    • Senior role with a number of reporting lines
  • Compliance Monitoring Manager

    London • Permanent

    This Compliance Monitoring Manager (London, Financial Services) role sits in a leading, global, wealth management firm, offering both long and near-term investment strategies to their clients.

    This role requires an experienced compliance professional with solid compliance monitoring, audit or surveillance experience gained in a wealth management firm.

    • This Compliance Monitoring Manager role sits in a Wealth Management firm
    • A senior monitoring/ audit professional required, offshore exp. beneficial
  • Senior Compliance Officer- Investment Banking

    London • Permanent

    This Senior Compliance Officer- Investment Banking role is located in London. This is a broad position seeking a candidate who has been registered as a CF10/11 previously. Investment banking experience required, ideally gained in a small to medium sized firm.

    • This Senior Compliance Officer- Investment Bank role is based in London
    • Seeking a senior compliance candiate with broad experience, Investment Banking
  • Head of Compliance, Trading Firm, Commodities

    London • Permanent

    This Head of Compliance, Trading Firm, Commodities role is based in London and sits within Financial Services. This role sits withing the financial services arm of a large, global firm, in the UK, the company specialises in providing various raw materials to numerous different industries.

    • This Head of Compliance, Trading, Commodities role seeks a candidate
    • with experience of dealing with commodities, having previously held CF10/11
  • Compliance Manager

    Manchester • £45,000 - £48,000 • Permanent

    My client are growing a newly established Compliance function and are looking to hire a Compliance Manager in Manchester as part of this growth.

    • Fantastic and unique opportunity with a market leading banking organisation!
    • A chance to develop your managerial and senior compliance skills.
  • UK & France Regional Compliance Manager

    Prestwick • £36,000 - £50,000 • Permanent

    This role will be part of the Law department's global compliance function and will report directly to the Director, Chief Compliance Officer.

    The Compliance Manager will serve as the primary point of contact for all compliance concerns in the UK and France; manage the local trade compliance team in the UK and France; serve as the ethics and compliance ombudsman for the UK working in the manufacturing industry.

    • You'll be reporting into the Director, Chief Compliance Officer, based in USA
    • As required you'll travel to France as part of your role
  • Compliance Officer, Risk & Control

    Bromley • £35,000 - £40,000 • Permanent

    This Compliance Officer, Risk & Control role is based in Bromley and sits within Financial Services.

    Assist management in identifying, assessing, reporting and containing compliance risk through the implementation and execution of the compliance risk assessment process and the completion of routine compliance control testing and monitoring. They will also contribute to the design and production of policy and governance and deliver training and awareness compliance content.

    • A company based in Kent seeks a compliance monitoring or audit candidate
    • For a controls focused role, ideally with consumer credit and strong MI/data
  • Regulatory Risk and Compliance Manager

    London • £45,000 - £55,000 • Permanent

    A fantastic opportunity has arisen with a market-leading, international bank in London. This Regulatory Risk and Compliance Manager role sits within Dealing Room and Issuance function of the bank and The candidate will provide accurate, insightful, high quality output, regulatory analysis, advice and guidance tailored to meet the needs of colleagues and senior stakeholders, and oversee and execute controls, operating as a Compliance functional specialist.

    • A unique opportunity for proven leaders within Risk and Compliance.
    • Chance to work for a market leading, international bank!
  • Compliance and Control Manager

    Warwickshire • Permanent

    • the systematic sourcing of operational efficiency and effectiveness gains through the analysis of key performance indicators across all business functions.
    • the systematic review and continuous improvement of local process and execution models compared standards and benchmarks.
    • the structuring and monitoring of follow-up actions to realize such gains in cooperation with the respective function
    • the standardised documentation of all processes
    • creation and implementation of training material for all respective departments
    • the governance of the correct execution on performance steering and review tools (SLAs, SIs, etc.)
    • responsibility to follow up any corrective actions on procedures as a consequence of deficiencies from internal & external audits and ensure continual monitoring
    • Implementation of any legislation changes into the VFS business environment
    • Excellent opportunity to join a diverse team and make your mark
    • Ideally suited to someone with previous experience quality management
  • Compliance Analyst

    London • £40,000 - £70,000 • Permanent

    My client is currently seeking a Compliance professional to support the distribution and marketing of their funds internationally as a Compliance Analyst. Based in London, the primary focus of the role will be the review and approval of fund marketing materials, including presentations, factsheets, brochures, web content, video and email marketing content. Marketing content is produced predominately for UCITS funds, but does include some EU AIF's.

    • Fantastic and unique opportunity!
    • With a leading independent asset management firm.
  • Legal Business Manager

    Manchester • £50,000 - £60,000 • Permanent

    Reporting directly to the General Counsel & Company Secretary and the Head of Legal, this Compliance Business Manager role in Manchester is responsible for the prioritisation, management and delivery of all managerial, personnel, technical and operational activities in order to achieve Legal and Secretariat's strategic plan objectives.

    • A unique opportunity for proven leaders within Ops Risk and Compliance.
    • A chance to work with a market leading challenger bank during a time of change.
  • Customer Management Analyst

    London • £35,000 - £40,000 • Permanent

    The Customer Management Analyst supports the Customer Management Team in ensuring that the customer journey is developed and optimised across all customer segments and business units for Remediation Customer Services. The key value proposition of this role is to conduct robust, detailed and intelligent analysis of all customer segments and complaints as appropriate. The data presented will ensure that a true understanding of the complaints landscape and the customer's agenda is achieved.

    • Provision of the end to end management of customer groups effected by the scope of PPI
    • Deliver a detailed management and operational information to enable pro-active management of customer cohorts
    • Ensure that all activities and duties are carried out in full compliance with regulatory requirements, operational risk framework and internal policies and standards.
    • Great Customer Management Analyst opportunity!
    • Fantastic chance to step up and progress your career!
  • Senior Compliance Officer

    London • £46,000 - £50,000 • Permanent

    Principal Purpose of Role

    Responsible for undertaking consultancy, engagement, and monitoring to help embed a compliant culture within the Protection business and to help ensure Protection business units are compliant with applicable FCA/DP regulations.

    • Great Compliance Generalist opportunity!
    • Fantastic chance to step into a Senior position and progress your career!
  • Compliance Manager, Investment Management

    London • Permanent

    This Compliance Manager, Investment Management role is based in London (Mayfair). This is an independently owned, boutique firm, that uses personalised investment strategies. The founders come from a capital markets and asset management background, bringing a large amount of experience to the firm.

    • A boutique, independently owned investment management firm seeks a Compliance
    • Manager, based in London. AIFMD and MiFID knowledge required.
  • Legal Counsel and MLRO

    West London • £75,000 - £90,000 • Permanent

    One of the UKs largest energy suppliers seeks a Legal Counsel and MLRO to manage it financial Crime Risks.

    • Experiance of Financial Crime
    • White Collar Crime
  • Compliance - Best Practise Manager

    London • £50,000 - £60,000 • Permanent

    Global Real Estate Fund and Commercial Organisation Seeks Compliance Best Practise Manager. This individual will be responsible for keeping abreast of new regulations and updating Client on Boarding where appropriate.

    • Research new compliance regualtions
    • Create Compliance process for Client on boarding
  • Head of Compliance, Consumer Credit

    Farnborough • Permanent

    This Head of Compliance, Consumer Credit position is located in Farnborough and seeks an experienced compliance candidate to come on board in a broad role. This candidate will look to be progressed on to holding the CF11.

    • This Head of Compliance, Consumer Credit role is located in Farnborough
    • Seeking a candidate experienced in consumer credit and TCF
  • Compliance Manager

    London • £50,000 - £60,000 • Permanent

    My client are currently recruiting for this fantastic and interesting generalist Compliance Manager position in London. For those of you with a few years of generalist Compliance experience at Officer or Analyst level this is a great opportunity to step into a more senior position and drive forward with your career.

    • Great Compliance Generalist opportunity!
    • Fantastic chance to step into a Managerial position and progress your career!
  • Compliance Manager- FX Retail

    London • Permanent

    This Compliance Manager- FX Retail offers an exciting opportunity to play a key part in an established FX and asset management advisory firm's entry in to the London market.

    This company is established in Asia and the US and is now looking to open an office in London.

    • An exciting opportunity for a compliance manager to join an establised FX firm
    • Looking to start up in London, FX retail experience required
  • KYC Team Lead

    London • Permanent

    Management responsibility of a team of KYC analysts who perform comprehensive KYC checks and assessments for the on-boarding of clients serviced by the investment bank.

    Responsible for team performance in terms of throughput and adherence to policy and procedures and quality standards.

    To manage the day to day operations of your team in the correct and timely collation of all KYC documentation relating to new and existing clients, ensuring that all regulatory & money laundering requirements are adhered to within the correct timescales.

    Serve as a key escalation point for all on-boarding queries and issues for the Client On-boarding team under your management.

    Assess areas for process and system improvements and provide potential solutions for Senior Management.

    To update manager of Client Lifecycle Management team on all key issues relevant to the on-boarding process or personnel in a timely manner.

    • Great new KYC opportunity!
    • Brilliant team environment with the vision to manage and drive a KYC team!
  • Intelligence Analyst

    Brighton • £40,000 - £41,000 • Permanent

    My client are looking for an Intelligence Analyst in Brighton to develop and deliver high quality strategic and tactical intelligence, risk assessments and analytical products to our teams and partners.

    • Great new Intelligence Analyst opportunity!
    • Chance to work for an extremely reputable Regulator!
  • Risk and Compliance Manager, Buy Side, OEIC

    London • Permanent

    A growing asset management and advisory business seeks an experienced compliance manager to be based from their London office. This role requires buy-side experience, with the successful candidate needing to have worked with OEICs previously.

    You will report directly in to the head of compliance and ast as the key point of contact for the equity solutions business for day to day advisory.

    • A broad, interesting, London based position requring a buy-side generalist
    • With knowledge of OEIC, must have worked on fund launches/ applications
  • Senior Financial Crime Manager

    London • £70,000 - £90,000 • Permanent

    This Senior Financial Crime Manager will report to and work with the Head of Group Operations Financial Crime Advisory in providing Financial Crime policy oversight for enterprise wide transaction monitoring and customer screening landscape.

    Provides specialist Financial Crime advice and guidance and applies technical subject matter expertise to analyse, investigate and evaluate risk, develop policy recommendations and challenge and advise BUCFs to ensure financial crime risks are understood, mitigated and controlled. Provide input to Financial Crime strategic change programmes.

    • Fantastic and unique opportunity with a market leading banking organisation!
    • Brilliant team environment with the vision to consolidate the compliance team!
  • Compliance Monitoring Analyst

    Manchester • £55,000 - £65,000 • Permanent

    This Compliance Monitoring Analyst role is designed to assist in monitoring the effectiveness of the institution's Compliance Framework and promoting a strong compliance culture, ensuring that regulatory and conduct risk is managed effectively.

    • Fantastic and unique opportunity with a market leading investment management!
    • Brilliant team environment with the vision to consolidate the compliance team!