Role details

Associate Compliance Officer

London   •   £40,000 - £48,000   •  Permanent

Bullet points

  • Investment Management
  • London

About Our Client

One of the largest asset management firms in the world

Job Description

As an Associate Compliance Officer, the main responsibilities will be for ensuring that the assigned monitoring activities and information analysis and reporting activities are performed on a timely basis and for maintaining quality of own delivery. You will assist with regulatory reports to regulators, market and clients as required, including providing coverage in the absence of the primary assigned staff of the daily reports regarding transactions and major shareholdingsworking with other Compliance staff in London, USA and Asia in course of Compliance work as required

The Successful Applicant

  • Previous experience of working within a compliance department / compliance monitoring role OR Audit background OR relevant operational background required
    * Able to demonstrate data / report analysis skills
    * Strong preference for good basic knowledge of asset management and the industry
    * Previous compliance experience preferred , preference for fund management compliance experience
    * Modern European language preferred (in addition to English)

What's on Offer


Apply for this job

Click the Apply or LinkedIn button below or contact Sumrana Saleem on +44 207 645 1469 quoting job reference 13390643
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