Role details

Compliance Analyst

London   •   £40,000 - £50,000   •  Permanent

Bullet points

  • Investment Management
  • London

About Our Client


Leading global Investment Management firm looking to grow their Compliance team hiring a Compliance Analyst to be based in London.

Job Description


This is a great career opportunity for a Compliance Analyst to work inone of the most recognised and successful Global Investment Management firms in London. Your responsibilities will include:
* Personal transaction reporting and maintenance of the in house PA Dealing system ("PTCC") for all EMEA staff
* Assisting with the collection of Code certifications and assisting with subsequent review of reports generated
* Close liaison with US Compliance team, highlighting issues and providing feedback
* Assisting with the implementation of enhancements to systems and procedures and contributing to new initiatives
* Assisting with the maintenance of Approved Persons register
* Assisting with Regulatory filings and with the development of Compliance manuals, training and policies and procedures

The Successful Applicant


To be considered for the Compliance Analyst role in this leading Investment Management firm in London you need to:
* Have experience in a Compliance role ideally in an Investment Management firm
* Knowledge of the PA Dealing system

What's on Offer


Circa £50,000 with excellent benefits

Apply for this job

Click the Apply or LinkedIn button below or contact Sumrana Saleem on +44 207 645 1469 quoting job reference 13368561
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