Role details

Compliance Officer, Risk & Control

Bromley   •   £35,000 - £40,000   •  Permanent

Bullet points

  • A company based in Kent seeks a compliance monitoring or audit candidate
  • For a controls focused role, ideally with consumer credit and strong MI/data

About Our Client

This Compliance Officer, Risk & Control role is based in Bromley and sits within Financial Services, ideally seeking a candidate coming from a compliance background with experience in monitoring, testing and/ or audit. Strong data and MI skills useful.

Job Description

This Compliance Officer, Risk & Control role is based in Bromley, it involves:

  • Support the development of compliance programme across Europe, ensuring efforts are completed on time, within budget and with high quality
  • Support building compliance process improvement leveraging testing and monitoring reviews Identifying and supporting the development of new capabilities
  • Drive performance improvement through improved end-to-end control process design
  • Work with various business partners to facilitate the completion of risk assessments and targeted compliance risk assessments.
  • Test self-assessment to identify possible control weaknesses in departments and functions and other operational areas and recommend changes to minimise those weaknesses.
  • Assist Risk Owners with the identification of key risks and mitigating controls in their business, as well as action plans to address any gaps in the mitigating measures identified.
  • Maintain an organised and accurate system of records designed to keep management informed of key performance indicators and deliverable dates.
  • Develop reporting Support the execution of MIs and various report to senior management
  • Assist management in identifying and containing compliance risk by obtaining and analysing compliance monitoring program results, related reports and incidents.
  • Complete regulatory compliance testing and monitoring assignments in accordance with established department standards and within allotted time frames.
  • Draft recommendations to communicate control performance results and regulatory findings to management in an efficient, timely and concise manner
  • Build and Implement the best practices for performing all tasks

The Successful Applicant

  • Essential: experience in auditing, compliance testing or other internal control testing, or regulatory experience in the financial services industry.
  • Must have superior written, verbal and oral communication skills.
  • Must have a high degree of proficiency in organisation, planning and project management.
  • Must have the ability to work independently in a fast paced environment and demonstrate a track record for completing work in a timely and fashion
  • Proven experience working with Excel and developing and maintaining various analyses and reporting tools.
  • Satisfactory knowledge of a second EU language is a plus
  • Ability to work able to work independently as well as in a team
  • Good attention to detail

What's on Offer

Please enquire

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Click the Apply or LinkedIn button below or contact Heather Ninnes on +44 20 7776 5936 quoting job reference 13744591
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