Role details

Equities Compliance Advisor

London   •   £80,000 - £110,000   •  Permanent

Bullet points

  • Investment Bank
  • London

About Our Client

Our client are a multinational and leading investment bank that have a long-standing history with the industry and are looking to recruit an Equities Compliance Advisor, who will be an invaluable member of the London based EMEA Equities Compliance team.

Job Description

The Equities Compliance Advisor will be an active member of the Equities Compliance Team and will be responsible for providing compliance support to the EMEA Equities business, which may include cash equity and equity derivative sales and trading. Additionally, this role may be given the opportunity to provide compliance support to the Equity Credit Management, Corporate Equity Derivatives and Corporate Broking businesses.

The Successful Applicant

The Equities Compliance Advisor should have the following skill set:

Significant knowledge or regulation and compliance in the UK and European markets

Prior trading floor compliance expertise

Ability to work in a fast-paced and changing environment

Strong communication skills and ability to interact with diverse staff

What's on Offer

£80k-100k

Apply for this job

Click the Apply or LinkedIn button below or contact Sumrana Saleem on +44 207 645 1469 quoting job reference 13399098
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