Role details

Guideline Monitoring Analyst

London   •   £60,000 - £70,000   •  Permanent

Bullet points

  • Asset Management
  • London

About Our Client



Our Leading Asset Manager client in Londonis offering a lot of growth opportunities and career development in compliance for the successful candidate

Job Description


The Guideline Monitoring Analyst role will be focused around implementation of CIS and regulatory data and maintenance of Policy and Procedures. The key responsibilities for this role will entail: Account audits, coding client mandates correctly, undertaking breach investigations and resolutions, account transitions (take-on and termination), and management reporting. In the realm of management reporting - he/she will be responsible for the review of new client agreements, changes to existing clients, new investment initiatives, and daily processes and procedures.

The Successful Applicant


For the role of Guideline Monitoring Analyst, our client would like the following skill set:

Thorough knowledge of the investment decision making and trade implementation process,

Prior interaction in a similar asset management function,

Knowledge pertaining to guideline monitoring and regulatory compliance processes,

Strong client relationship focus,

Prior interaction with NAV report analysis and legal terminology used in asset management, Proactive approach to decision making,

Strong team developing skills.

What's on Offer


£50,000 -£70000 dependent on experience

Apply for this job

Click the Apply or LinkedIn button below or contact Sumrana Saleem on +44 207 645 1469 quoting job reference 13351599
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