Role details

Head of Compliance & MLRO

City of London   •   £100,000 - £150,000   •  Permanent

Bullet points

  • Head of Compliance & MLRO
  • FX, CFD's and spreadbetting

About Our Client

A leading online retail brokerage specialising in FX, CFD's, spread betting and commodities based in the heart of the city with international client based in Europe and the Middle East.

Job Description

*Responsible for identifying key regulatory and operational risks
*Develop and implement an appropriate Compliance Strategy
*Advise, assist, monitor and assess compliance with non-finance related regulatory obligations
*Monitor and assess the effectiveness of systems and controls, in line with regulatory requirements
*Identify and implement plans for the remediation of weaknesses and deficiencies
*Governance structure
*Provide regulatory advice across the different business lines, including the overseas operations
*CF10 and CF11
*Maximise 'client on-boarding' in terms of meeting legislative and regulatory requirements and commercial needs, in the most effective manner.
*Ensure compliance responsibilities are taken seriously, and a compliant culture is embedded within all levels of the business

The Successful Applicant

Director level compliance officer who holds the CF10/CF11
Experience of the FX, CFD and spread betting market
International compliance experience

What's on Offer

up to £150,000 plus bonus and benefits.

Apply for this job

Click the Apply or LinkedIn button below or contact Sumrana Saleem on +44 207 645 1469 quoting job reference 13456784
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