Role details

UK Compliance Officer

London   •   £140,000 - £170,000   •  Permanent

Bullet points

  • Investment Banking
  • London based

About Our Client

Our client has a broad product offering ranging from sales and trading of structured fixed-income products, U.S. Treasury and agency securities, municipal bonds, high yield and emerging markets securities, equities and real estate.

Job Description

The UK Compliance officer will have the opportunity to manage a range of compliance policies and procedures and support all compliance controls in the London office. In addition, the role will be responsible for evaluating risk, collaborating with the Chief Compliance Officer on compliance principles, acting as AML officer, and communicating with senior level management to identify high risk dealings and procedures.

The Successful Applicant

The UK Compliance Officer should have the following skill set: University degree Past career background in broker-dealer compliance Excellent knowledge of FCA and PRA sales and trading rules and regulations Strong communication and organisational skills Ability to take initiative and be responsive to client needs

What's on Offer

A highly competitive package on offer, base salary is likely to be between £130000-170000

Apply for this job

Click the Apply or LinkedIn button below or contact Sumrana Saleem on +44 207 645 1469 quoting job reference 13406357
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