As a Compliance Monitoring Consultant your responsibilities will include:
• Assessing and reporting on operational regulatory performance and advising on any necessary improvement to the standards of compliance in relevant business areas. • Assessing the standards of operational regulatory performance against required standard to decide whether it is acceptable. • Determining cause of failure. Define and recommend appropriate course of action. • Monitoring activity is consistent with the department's monitoring plan. • Using monitoring and testing tools and techniques appropriately. • Recommend and carry out appropriate ancillary monitoring activity as a result of findings. • Responding to requests for information and guidance promptly and accurately. • Working closely with the business to identify and solve regulatory issues and ensure that regulatory requirements are being met. • Working closely with Compliance business facing function to ensure delivery of monitoring arrangements. • Assisting Regulatory Affairs deliver regulatory developments and requests for information from the FSA. • Ensuring regulatory risks are identified and that business owner(s) are appointed to mitigate these risks. • Building effective working relationships with external parties in order to: effectively investigate and respond to issue, keep up to date with knowledge and industry standards.
Who we're looking for
As a Compliance Consultant your skills and qualifications will ideally include:
• Sound financial services / business knowledge developed over a number of years working in within the Financial Services or associated industries or government bodies • Proven ability of being proactive, communicative, pragmatic and methodical in approach, taking ownership for issues within compliance • Ability to build strong relationships with customers • Ability to analyse and evaluate issues, and sound judgement to determine appropriate actions/solutions. • Regulatory qualification (FPC, CeFA,CeMAP) is preferable
About our client
One of the fastest growing banks in the world
What's on offer
Competitive Package on offer!
Michael Page Contact For further info, apply or phone on 0207 645 1419. Job Ref: 13212426 Your application will be sent to Sumrana Saleem.
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