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Control Room Officer

Financial Services

London

Permanent ⁄ £30000 - £45000

Updated February 23, 2012

Role

• The team are responsible for managing a wide range of Control Room controls and processes.
• The roles will see you:
• Undertake daily Control Room tasks
• Ensure that the research and marketing material that is produced and distributed by the company is reviewed and approved inline with relevant rules, regulations, policies and procedures on a timely basis
• Maintain an up to date Restricted List and Watch List
• Undertake Chinese Wall Crossings and maintain up to date insider lists
• Monitor PA Dealing and provide clearance as and when required
• Deal with Control Room related queries
• Follow the Conflict Clearance process for all relevant transactions
• Provide cover for all members of the Control Room when required
• Liaise with overseas affiliate offices on adhoc projects and issues
• There could also be the opportunity for you to deputise the Head of Control Room taking on further leadership responsibilities.

Who we're looking for
You will have:

• Experience working in a similar capacity within financial services
• Excellent knowledge of Control Room processes and procedures
• An excellent understanding of FSA rules
• Strong knowledge of financial products
• Strong Microsoft Office skills with a specific focus on Excel

About our client
World leading financial institution, excellent opportunity for an experienced compliance professional

What's on offer
Competitive

Michael Page Contact
For further info, apply or phone on 0207 645 1419. Job Ref: 13216143
Your application will be sent to Emilie Garvey.

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