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Job Vacancy Details

Compliance File Review

Financial Services

Farnborough

Temp ⁄ £20ph

Updated April 2, 2012

• Review the new business file
• Ensure all appropriate documentation is captured and including any documentation referred to n the suitability report
• Sense check the fact find for completion against relevant documents to evidence the advice.

Who we're looking for
• Excellent knowledge of the regulatory regime and the regulatory requirements for compliance monitoring and good knowledge of current Industry best practice.
• Experience in a compliance or advisory role within an FSA-regulated retail environment.
• Recognised professional qualifications
• Good administration and Organisational skills

About our client
Financial Services firm based in Farnborough.

What's on offer
£20ph

Michael Page Contact
For further info, apply or phone on 020 7776 5931. Job Ref: 13219949
Your application will be sent to Julian Perigo.