Benchmarks & Indices Compliance SME

City of London Permanent
  • indices, benchmark, libor knowledge
  • compliance experience

About Our Client

A leading financial services firm.

Job Description

  • Familiarity with the financial markets and UK and EU regulatory developments, particularly the BMR or Libor
  • Working knowledge of indices and financial benchmarks
  • Strong communication and interpersonal skills
  • The ability to advise on regulatory changes and developments
  • Experience in drafting policies, procedures, and manuals, along with preparing reports for regulatory bodies and internal management
  • An analytical mind, the ability to solve complex problems and streamline processes

The Successful Applicant

  • Provide guidance on and implement controls relating to all applicable FCA rules and BMR requirements
  • Implement compliance governance and controls
  • Draft, update and review compliance policies in line with regulatory requirements
  • Prepare and implement procedures manuals
  • Conduct reviews, testing and verification of compliance controls on a regular basis
  • Prepare reports for regulatory bodies and internal management
  • Identify potential enhancements in processes and play a role in implementing system changes
  • Work with the compliance team to draft responses to regulatory enquiries and assist in managing regulatory relationships
  • Horizon scanning for regulatory changes and their potential impact on the product and business
  • Work alongside the global lead and compliance team to increase the profile of the compliance function within the business
  • Provide advisory compliance services to the business

What's on Offer

competitive package in a top tier firm.

Contact
Sumrana Saleem
Quote job ref
JN-022022-5263789
Phone number
+44 207 776 5973

Job summary

Sector
Banking & Financial Services
Subsector
Compliance & Legal
Sector
Financial Services
Location
City of London
Contract type
Permanent
Consultant name
Sumrana Saleem
Consultant phone
+44 207 776 5973
Job reference
JN-022022-5263789