CASS Associate

London Temporary
  • Brilliant new opportunity to join a well-established brokerage firm.
  • Hands on team.

About Our Client

A well-established financial services brokerage in London.

Job Description

Key deliverables that the CASS Assistant would be accountable for:· Daily client money and client assets reconciliation

· Periodic reporting to the FCA including the firms Client Money Asset Return (CMAR)

· Maintenance of the firms CASS resolution pack

· CASS Operational Committee preparation

· Transformation activities including migrations and system changes and enhancements

· Identity/remediate process and control weaknesses

· Liaising with Internal/External audit and performance and issue remediation

· To develop, implement and maintain CASS-related policies and procedures.

The Successful Applicant

As the CASS Assistant you will have the following:

· Minimum 3 years of practical CASS 6 (Custody assets) and CASS 7 (Client Money) experience completing the daily reconciliations required to be compliant with the FCA requirements.

· Knowledge of the requirement surrounding the CASS resolution pack

· Experience in managing change/transformation projects

· Understanding and experience of collating and uploading Client Money Asset Return (CMAR)

· Providing oversight of a TPA

What's on Offer

Competitive salary please enquire.

Lucy O'Donnell
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Job summary

Compliance Generalist
Financial Services
Contract type
Consultant name
Lucy O'Donnell
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