CASS Associate

London Temporary
  • Brilliant new opportunity to join a well-established brokerage firm.
  • Hands on team.

About Our Client

A well-established financial services brokerage in London.

Job Description

Key deliverables that the CASS Assistant would be accountable for:· Daily client money and client assets reconciliation

· Periodic reporting to the FCA including the firms Client Money Asset Return (CMAR)

· Maintenance of the firms CASS resolution pack

· CASS Operational Committee preparation

· Transformation activities including migrations and system changes and enhancements

· Identity/remediate process and control weaknesses

· Liaising with Internal/External audit and performance and issue remediation

· To develop, implement and maintain CASS-related policies and procedures.

The Successful Applicant

As the CASS Assistant you will have the following:

· Minimum 3 years of practical CASS 6 (Custody assets) and CASS 7 (Client Money) experience completing the daily reconciliations required to be compliant with the FCA requirements.

· Knowledge of the requirement surrounding the CASS resolution pack

· Experience in managing change/transformation projects

· Understanding and experience of collating and uploading Client Money Asset Return (CMAR)

· Providing oversight of a TPA

What's on Offer

Competitive salary please enquire.

Contact
Lucy O'Donnell
Quote job ref
JN-092021-3600143
Phone number
+442076451454

Job summary

Sector
Compliance
Subsector
Compliance Generalist
Sector
Financial Services
Location
London
Contract type
Temporary
Consultant name
Lucy O'Donnell
Consultant phone
+442076451454
Job reference
JN-092021-3600143