Central Compliance Analyst

City of London Permanent
  • Global banking opportunity
  • Firm based in City of London

About Our Client

My client is a global firm in the banking and capital markets sector. Their team in the UK is based in the City of London.

Job Description

The Central Compliance Analyst will:

  • Ensure all activity is conducted in compliance with governing regulations, internal policies and procedures.
  • Administers and supports employee compliance programmes, covering approvals and related monitoring, in particular gifts and entertainment, outside business activities and personal trading.

  • Actively pursues effectiveness of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Code of Conduct

The Successful Applicant

The successful Central Compliance Analyst will have:

  • Working knowledge of the UK and European regulatory rules, guidance and principles.
  • Experience of working with gifts and entertainment, outside business activities and personal trading.
  • General understanding of the European financial services sector, including banking, sales, trading, mergers and acquisitions and capital markets.

What's on Offer

£50,000-65,000pa basic salary + financial services benefits package.

Camilla Hadland
Quote job ref
Phone number
+44 207 645 1417

Job summary

Contract type
Consultant name
Camilla Hadland
Consultant phone
+44 207 645 1417
Job reference