Client Controls Business Associate

London Permanent
  • 1st line Risk role related to Client Investment team. Excellent opportunity
  • Suited to a candidate with Risk and Control experience and mindset.

About Our Client

Client Controls Business Associate role, for Investment and Wealth Management business


Financial Services market

Job Description

This role is responsible for implementing and embedding effective first line controls and processes with the investment management and financial planning business to ensure good outcomes for clients.

Identifying, analysing and mitigation of Operational Risk Issues across the Client Facing teams.

* Identify and develop process enhancements and development of smarter process outcomes.

* Proactively sample processes and understand effectiveness of controls to identify opportunities for improvement.

* Creation of control-based solutions to drive down KRIs, including CASS breaches and Operational Events. o For example: Fee related activities, such as timely and accurate fee instructions.

* Preparation for meetings, focus groups, production of meeting materials and other initiatives.

* Monitoring key KRIs, Management Information and other data, as required.

* Organisation and delivery of targeted training for client team across multiple office locations, where required.

* Ensure timely delivery of expected outcomes.

Reporting and MI almost an important part of the role

The Successful Applicant

For the Client Controls Business Associate:

An understanding of Risk

. * Good standard of written and spoken English, including report writing.

* Good numerical and MS Office 365 skills.

* Demonstrable problem-solving skills.

* Focus on attention to detail, taking pride in high quality output.

* Ability to adapt to changing priorities.

* Able to work without supervision once a task is set.

* Able to take initiative and suggest solutions.

* Ability to communicate with colleagues and develop and maintain effective working relationships.

* Well organised, focused, confident, and calm under pressure.

* Experience of working in Wealth/Asset management preferable. However we are happy to consider candidates with an eagerness and drive to learn about the Wealth Management business and broaden their knowledge base.

What's on Offer

Competitive base and benefits

Eithne Hynes
Quote job ref
Phone number
+44 20 7645 1424

Job summary

Job function
Banking & Financial Services
Risk Management
Financial Services
Contract type
Consultant name
Eithne Hynes
Consultant phone
+44 20 7645 1424
Job reference