Compliance Advice Executive

Cardiff Permanent £40,000 - £45,000 per year
  • Great opportunity to join an organisation implementing real change
  • Chance to make the role your own while being supported on a personal level

About Our Client

My client is a leading financial services organisation based in Cardiff.

Job Description

  • Provide advice, guidance, direction and interpretation on regulatory requirements and developments
  • Provide oversight to ensure both conduct and regulatory risks are fully considered for all new developments, product enhancements and product reviews.
  • Provide compliance oversight and challenge on key regulatory projects, supporting the assessment, as well as the accurate and timely implementation of regulatory changes.
  • Provide compliance support through attending key meetings
  • Review and challenge the remediation proposals for customer-impacting risk events
  • Review and challenge of regulatory submissions, including information requests, SM&CR Regulatory Applications
  • Work collaboratively with colleagues and stakeholders across the business
  • Support the wider team as required

The Successful Applicant

  • Good understanding of the Financial Conduct Authority regulatory framework operating within the UK
  • Maintain up-to-date knowledge of regulatory developments
  • Excellent communication, and relationship-building skills with the ability to communicate effectively to a variety of audiences
  • Customer focused, organisational skills
  • Ability to work alone and proactively
  • Attention to detail, with an analytical mindset
  • Objective, timely and confident decision-making skills
  • Previous industry experience.
  • Open and honest approach

What's on Offer

  • Fantastic company (people first) culture
  • Individual opportunity for progression across the team and group
  • Competitive salary
  • Individual share scheme available
  • hybrid working
  • Flexi hours scheme
  • Individual training plan - additional personal courses on offer.
Thomas Bevan
Quote job ref
Phone number
+44 292 064 2042

Job summary

Job function
Compliance Generalist
Financial Services
Contract type
Consultant name
Thomas Bevan
Consultant phone
+44 292 064 2042
Job reference