Compliance Advisory Director (LME CAT 1 firm)

City of London Permanent

About Our Client

This company is an established CAT 1 LME firm in London.

Job Description

  • Provide regulatory advice and guidance to the business.
  • Be an LME subject expert
  • Support the development and implementation of compliance policies and procedures.
  • Stay abreast of regulatory developments within the financial services industry.
  • Assist with regulatory reporting and monitoring.
  • Work closely with various departments to ensure compliance with regulations.
  • Support the compliance training program within the company.
  • Act as a point of contact for regulatory inquiries and audits.
  • Lead and manage compliance projects as required.

The Successful Applicant

  • A relevant educational background in Finance, Law, or a related field.
  • A strong advisory, reg reporting background
  • Proven experience in a similar role, must have metals, LME experience
  • Excellent communication and interpersonal skills.
  • The ability to work effectively in a team and independently.
  • Strong analytical and problem-solving skills.

What's on Offer

  • A vibrant and supportive company culture.
  • The opportunity to be part of a growing company in the financial services industry.
  • Convenient London location
Sumrana Saleem
Quote job ref
Phone number
+44 207 776 5973

Job summary

Job function
Compliance Generalist
Financial Services
City of London
Contract type
Consultant name
Sumrana Saleem
Consultant phone
+44 207 776 5973
Job reference