Compliance Advisory Manager

London Permanent £65,000 - £80,000
  • Broad second line advisory role
  • Based in London

About Our Client

My client is a global insurance firm headquartered in London, where this role will be based.

Job Description

The Compliance Advisory Manager will/will be:

  • Providing relevant compliance expertise to challenge and input to appropriate governance committees.
  • Provide expert advice to the Board, Committees and UK Executive Management team.
  • Ensure mechanisms are in place to enable the early identification, assessment, escalation, reporting and resolution of regulatory compliance issues
  • Assessing or escalating any common themes across incidents, issues or compliance advisory queries.
  • Support the embedding of a compliance culture through appropriate levels of good compliance practice in normal business processes and procedures.
  • Engage with the 1LOD provide an escalation point and/or second line challenge where required.
  • Advise colleagues across all three lines of defence on the approach and content of regulatory changes.
  • Advise across core areas of insurance and wider regulation including ICOBs, IDD, Pricing Practices, delegated insurance arrangements, product value, the Senior Managers and Certification Regime (SMCR), and Solvency 2.

The Successful Applicant

The successful candidate will have:

  • Understanding of insurance industry compliance requirements
  • Experience of working with the FCA handbook and Conduct requirements
  • Good understanding of PRA regulations and prudential requirements, including Solvency 2 and SMCR
  • Experience of working in an advisory capacity with an FCA regulated firm.

What's on Offer

Up to £80,000pa basic salary.

Competitive benefits package.

Contact
Camilla Hadland
Quote job ref
JN-082021-3558327
Phone number
+44 207 645 1417

Job summary

Sector
Subsector
Industry
Location
Contract type
Consultant name
Camilla Hadland
Consultant phone
+44 207 645 1417
Job reference
JN-082021-3558327