Compliance Analyst

London Permanent £40,000 - £45,000
  • Fast growing firm
  • Opportunity within the FX & payments industry

About Our Client

My client is a growing payments firm, an area that is expanding rapidly within the Financial Services sector in the UK.

Job Description

The Compliance Analyst will be:

  • Supporting the delivery of a risk-based second line assurance framework, including undertaking timely compliance monitoring reviews, demonstrating compliance with regulations, policy, adequacy of procedures and effectiveness of key controls;
  • Conducting call monitoring activities with a focus on customer outcomes, including conducting assurance over call monitoring undertaken by the first line;
  • Preparing detailed and clear reports of findings arising from monitoring reviews, working with key stakeholders to assist with the development of remediation plans;
  • Monitoring and reporting on the status of implementation of remedial actions;
  • Providing appropriate reports or information to the Head of Compliance and assisting with the preparation of any reports or papers as required;
  • Undertaking reviews of financial promotions and providing guidance where required;
  • Drafting or assisting with the preparation of regulatory returns and other regulatory notifications/applications;
  • Contributing to the development and ongoing maintenance of policies and procedures by identifying areas of weakness, making suggestions for improvement, drafting or making amendments and supporting implementation of new or revised policies;
  • Remaining abreast of regulatory and legislative developments and identifying any potential impacts on the business;
  • Preparation of training materials and delivery of training to the wider business on compliance matters;
  • Promoting a culture of compliance throughout the business; and
  • Providing ad-hoc general regulatory compliance advice and support.

The Successful Applicant

The successful Compliance Analyst will have:

  • Previous experience performing call monitoring in an FCA regulated firm;
  • Demonstrable understanding of regulations which impact the payments industry;
  • Good knowledge of recent regulatory developments and implementation timescales;
  • Attention to detail and ability to draft reports, presentations or papers for review at a senior level;
  • Flexibility to travel between the firm's UK offices;
  • Strong IT skills and proficiency in Microsoft Excel, PowerPoint and Word.

What's on Offer

A competitive salary with benefits package to be discussed upon application. NB. This is an office based role.

Contact
Camilla Hadland
Quote job ref
JN-052021-2913476
Phone number
+44 207 645 1417

Job summary

Subsector
Location
Contract type
Consultant name
Camilla Hadland
Consultant phone
+44 207 645 1417
Job reference
JN-052021-2913476