Compliance Director - Multilateral Trading Facility - JN-022022-5263787

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Job Description
Summary
Similar Jobs

compliance experience
mtf, trading venue, exchange

About Our Client

a self-regulated financial trading venue

Job Description

Responsibilities will include but not be limited to:

Provide regulatory advice and guidance to business partners
Manage participant engagement and provide market operations support
Provide guidance on and implement controls relating to regulatory rules and requirements
Assist the business with further developing regulatory solutions and ensure continued and ongoing regulatory compliance
Respond to Participant enquiries, providing guidance in relation to the operation of the MTF and its Rulebook
Draft packs for governance committees, including inputting of management information
Write and implement policies and procedures, developing existing compliance processes
Analyse the impact of developing regulatory changes
Act as the second line of defence in a dynamic, forward thinking business
Keep abreast of jurisdictional changes and challenges throughout Europe and beyond, working closely with legal

The Successful Applicant

Familiarity with the financial markets, electronic trading, and FCA and EU regulatory requirements

Experience with drafting policies, procedures and manuals, along with preparing reports for regulatory bodies and internal management

Exposure to some of the following products: bonds, repos, credit default swaps, interest rate swaps, exchange-traded funds, equity derivatives and foreign exchange derivatives.

The ability to advise on regulatory changes and developments

An analytical mind, the ability to tackle complex problems and streamline processes

An ability to work in a fast-paced environment, dealing with real-time issues and managing multiple tasks