Compliance Manager

Chorley Permanent
  • This is an exciting new opportunity to join a booming consumer credit firm as
  • their Compliance Manager - based in Lancashire. Pls note 100% office based.

About Our Client

Growing and highly successful consumer credit business who are seeking a Compliance Manager to be based in Chorley Lancashire

Job Description

The Compliance Manager role:

  • Conduct risk based assessments of new business files and make recommendations to the board
  • Conduct both field based and desktop reviews of retail partners
  • Assess the compliance arrangements of retail partners on an ongoing basis by reviewing websites, policies, processes & marketing materials and providing feedback with recommendation
  • Produce regular reports and MI for key stakeholders
  • Play a key role in the identification, mitigation and ongoing management of risk
  • Conduct Quality Assurance assessments of the company's Business Development Team on an ongoing basis
  • Provide guidance on regulatory matters to the business and its retail partners

The Successful Applicant

  • Working knowledge of FCA regulations, in particular CONC, DISP and SM&CR
  • Experience of working in a compliance role, such as compliance monitoring, auditing or quality assurance
  • Experience of working in consumer credit or financial services
  • Experience of conducting external audits and reviews of 3rd party companies
  • Excellent report writing and analytical skills
  • Full, clean driving licence with access to own car and ability to travel to client sites throughout the UK

What's on Offer

Please enquire for salary details for the Compliance Manager

Eithne Hynes
Quote job ref
Phone number
+44 20 7645 1424

Job summary

Contract type
Consultant name
Eithne Hynes
Consultant phone
+44 20 7645 1424
Job reference