Compliance Manager

Leeds Permanent View Job Description
An exciting opportunity for a Compliance Manager to join a reputable Financial Services firm in Yorkshire. The successful candidate will lead the compliance team ensuring robust regulatory and compliance standards are met.
  • Opportunity to work for a leading Financial Services firm
  • Great learning opportunities under a knowledgeable team

About Our Client

Our client is a respected and established Financial services firm. They have a significant presence in Yorkshire and are recognised for their commitment to maintaining high standards of customer service.

Job Description

  • Lead the Risk & Compliance department, ensuring the company is meeting regulatory standards.
  • Develop and implement compliance policies and procedures.
  • Provide training and guidance to staff on compliance matters.
  • Liaise with regulators and maintain strong relationships.
  • Monitor changes in legislation and ensure company's compliance.
  • Implement risk management strategies and controls.
  • Resolve any compliance issues that arise.

The Successful Applicant

A successful Compliance Manager should have:

  • A Compliance qualification is desirable e.g. ICA or equivalent
  • Detailed knowledge of regulations including the Pensions regulator and FCA
  • Proven experience in a compliance role within the Financial Services industry.
  • Excellent knowledge of regulatory requirements and procedures.
  • Strong leadership and team management skills.
  • Exceptional communication skills, both written and verbal.
  • Ability to work under pressure and meet deadlines.

What's on Offer

  • A competitive base salary.
  • A comprehensive benefits package.
  • Generous holiday entitlement.
  • Opportunity to work with a dedicated and professional team.
  • Great working environment.
Contact
Luke Ranns
Quote job ref
JN-072024-6482020
Phone number
+441618290435

Job summary

Job function
Compliance
Subsector
Regulatory Compliance
Sector
Financial Services
Location
Leeds
Contract type
Permanent
Consultant name
Luke Ranns
Consultant phone
+441618290435
Job reference
JN-072024-6482020