Compliance Manager

London Permanent £80,000 - £100,000 per year
  • Great stakeholder engagement.
  • Hands on role.

About Our Client

A highly regarded professional services firm that provides services top tier private equity, real estate, infrastructure and debt funds.

Job Description

The key responsibilities are to:

- Promote 'compliance culture'

- Advise on the Rules associated with the Firm's current and proposed business activities as subject matter expert on issues of Regulatory Compliance & Risk

- Establish, update and advise on written policies, procedures and guidelines

- Update and implement the compliance monitoring programme that reacts to the risks faced by the business and provides active challenge to management

- Identify and/or coordinate and review information on compliance-related issues (e.g. r i s k e v e n t s , breach of regulations, client complaints)

The Successful Applicant

The successful candidate should have:

- Previous strong compliance experience and relevant compliance qualifications

- The person should demonstrate a high degree of self-reliance and self-motivation and should be able to take initiative for problem resolution

- Specific knowledge of fund accounting, transfer agency and the alternative investment management in the private equity and real estate sectors will represent a strong asset for this position

What's on Offer

Competitive salary and benefits. Hybrid working.

Lucy O'Donnell
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Job summary

Job function
Banking & Financial Services
Compliance & Legal
Financial Services
Contract type
Consultant name
Lucy O'Donnell
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