Compliance Officer - AVP (hybrid working)

City of London Permanent £55,000 - £70,000
  • Growing compliance team
  • Generalist role

About Our Client

Our client are a leading global financial services company with offices head-quartered in London.

Job Description

The Compliance Officer - AVP will be responsible for:

  • Further develop and enhance the enterprise-wide compliance framework and actively monitor and maintain compliance with its regulatory requirements
  • Ensure that potential issues identified through compliance testing are investigated and reported, with mitigation plans put in place for timely resolution
  • Ensure the consistency of the compliance programme with Group compliance policies and procedures.
  • Formulate, deliver and review the compliance policies in accordance with regulatory and legal obligations
  • Work closely and cooperatively with the business, to ensure that all business, operational and technology areas have a clear understanding and ownership of their compliance obligations
  • Assist in developing and enhancing the business in a legally-compliant manner
  • Provide support and training for the business on compliance obligations as necessary

The Successful Applicant

The Compliance Officer - AVP will be responsible for:

  • Good level experience of working in compliance within Financial Services (3-5 years)
  • Knowledge of and practical experience of existing UK compliance requirements is essential, especially around testing of controls and procedures.
  • Experience and technical ability to develop into an SME in one or more of the following areas is highly desirable: clearing compliance, operational resilience, governance, market abuse
  • Knowledge and practical experience of the FCA Handbook

What's on Offer

Salary of £55k -£70k plus attractive benefits and bonus

Karen O'Neill
Quote job ref
Phone number
+44 207 645 1432

Job summary

Contract type
Consultant name
Karen O'Neill
Consultant phone
+44 207 645 1432
Job reference