Compliance Regulatory Change Executive

Cardiff Permanent £40,000 - £45,000 per year
  • Great opportunity to join an organisation implementing real change
  • Chance to make the role your own while being supported on a personal level

About Our Client

My client is a leading financial services organisation based in Cardiff.

Job Description

  • Undertake horizon scanning to ensure identifies, communicates, supports and monitors the implementation of regulatory change to ensure compliance
  • Review and assess the impact and priority of the regulatory change
  • Identify and notify impacted stakeholders
  • Work in collaboration with a range of stakeholders to agree and track implementation plans through to delivery (SMFs, Line 1 Regulatory Change Team & Business Leads)
  • Maintain deliverables L2 tracker to help produce analysis and reporting to various stakeholders, including EUI Boards & Committees
  • Become a "technical expert" of the handbook and relevant communications i.e. CPs/DPs/Speeches to "join the dots" for regulatory insight and understanding to support strategy and SMs and key business decisions to remain on the front foot and free the compliance advice team to act as "business partners" for day to day advice
  • Work in partnership with the Compliance Advice Team, reporting into the Compliance Advice Manager

The Successful Applicant

  • Good understanding of the Financial Conduct Authority regulatory framework operating within the UK
  • Maintain up-to-date knowledge of regulatory developments
  • Excellent communication, and relationship-building skills with the ability to communicate effectively to a variety of audiences
  • Customer focused, organisational skills
  • Ability to work alone and proactively
  • Attention to detail, with an analytical mindset
  • Objective, timely and confident decision-making skills
  • Previous industry experience.
  • Open and honest approach

What's on Offer

  • Fantastic company (people first) culture
  • Individual opportunity for progression across the team and group
  • Competitive salary
  • Individual share scheme available
  • hybrid working
  • Flexi hours scheme
  • Individual training plan - additional personal courses on offer.
Thomas Bevan
Quote job ref
Phone number
+44 292 064 2042

Job summary

Job function
Compliance Generalist
Financial Services
Contract type
Consultant name
Thomas Bevan
Consultant phone
+44 292 064 2042
Job reference