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Director - Regulatory Implementation - Sales and Trading

City of London Permanent £120,000 - £160,000 per year View Job Description
The Director - Regulatory Implementation - Sales and Trading will lead efforts to ensure compliance with regulatory requirements. This role focuses on managing regulatory engagement while supporting the Sales and Trading functions.
  • Newly created role to co-ordinate Regulatory Engagement for Sales and Trading
  • An opportunity to grow and develop with the growth of this Investment Bank.

About Our Client

This is an opportunity to join a leading Corporate and Investment Bank based in the City of London.

Job Description

  • Sales and Trading Regulatory Policy Implementation
  • Regulatory Implementation Assessment
  • Co-ordination of Regulatory Co-ordination across Jurisdictions

The Successful Applicant

A successful Director - Regulatory Implementation - Sales and Trading should have:

  • Extensive experience in risk and compliance within the financial services industry.
  • A strong understanding of regulatory requirements affecting sales and trading across Equities, Derivatives, Fixed Income and FX products
  • Excellent communication and stakeholder management skills.
  • The ability to analyse complex regulations and develop practical solutions.

What's on Offer

  • A competitive salary in the range of £120,000 to £160,000, depending on experience.
  • Comprehensive benefits, including pension and health coverage.
  • A permanent role within a large organisation in the financial services industry.
  • Opportunities to work on high-impact regulatory projects in a collaborative environment.



Contact
Karen O'Neill
Quote job ref
JN-102025-6848685
Phone number
+44 207 645 1432

Job summary

Job function
Compliance
Subsector
Regulatory Compliance
Sector
Financial Services
Location
City of London
Contract type
Permanent
Consultant name
Karen O'Neill
Consultant phone
+44 207 645 1432
Job reference
JN-102025-6848685