First Line Control Associate Director

London Permanent £90,000 - £110,000 per year
  • First Line Control Associate Director role required for Global Banking
  • firm, London based. Salary £90,000-£110,00

About Our Client

Global Bank who are hiring a First Line Control Associate Director, London based role.

Job Description

For the First Line Control Associate Director responsibilities entail :

This roles is responsible for providing delegated 1st line of defence support and guidance to business line management for managing operational risk, work with a team that helps ensure an effective system of in internal controls across the bank.

Key aspects included:

Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge.

* Understand how the Bank's risk appetite and risk culture should be considered in day-to-day activities and decisions.

* Provide compliance expertise and presence in Internal with coverage across all the lines of business from Capital Markets to Corporate Banking, Investment Banking and Payments, and Group Treasury.

* Be the Subject Matter Expert on Compliance matters, responsible for coordinating and providing consistency in practices as appropriate, liaising with the business, various compliance teams (including Advisory, Testing and Regulatory relations), Global Compliance, and other stakeholders as necessary.

* Providing the expertise to identify, build and maintain a regulatory control library that is reflective of the business, liaising with business, C&S functions, updating systems, validating with Compliance, and keeping library up to date.

* Be the lead for organizing, implementing, and governing the process across all lines of business, both annually and quarterly working alongside our second-line Compliance partners.

* Support other risk assessments, investigations, incidents and reviews where compliance risk and regulation plays a significant part, with focus on improvements, read-across and to learn lessons.

* Be the focal point of contact, directing and leading regulatory programmes, engaging with second-line Compliance testing, Internal Audit, other investigations.

* Liaising with first line testing teams within region and globally to develop appropriate testing plans, track testing results and action plans for control resiliency

The Successful Applicant

  • Strong knowledge of applicable banking and capital regulation both UK, Europe and also understanding of Extra-Territorial requirements under US regulation and Canada regulations
  • Understanding of a Markets environment, demands of stakeholders in this environment and related products, securities and derivatives.
  • Strong organizational skills, be flexible and be able to work in a team environment.
  • Strong people and management skills with experience to engage and proactively work with all levels of stakeholders, across the business and controls & support functions
  • Good communication skills, both written and oral, with ability to conduct detailed investigations and write concise reports in a timely manner, and accuracy and attention to detail

What's on Offer

For the First Line Control Associate Director the below aspects are on offer.

Comparative salary

Excellent career opportunity.

Bonus and benefits

Eithne Hynes
Quote job ref
Phone number
+44 20 7645 1424

Job summary

Job function
Banking & Financial Services
Risk Management
Financial Services
Contract type
Consultant name
Eithne Hynes
Consultant phone
+44 20 7645 1424
Job reference