Head of Compliance and MLRO (SMF 16/17)

City of London Permanent
  • Head of Compliance and MLRO (SMF 16/17)
  • Head of Compliance and MLRO (SMF 16/17)

About Our Client

Our client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange.

Job Description

  • Lead and manage the compliance team, ensuring adherence to regulatory requirements.
  • Oversee Money Laundering Reporting Officer (MLRO) activities.
  • Develop and implement compliance policies and procedures.
  • Maintain up-to-date knowledge of regulatory changes and developments within the financial services industry.
  • Ensure effective communication of compliance issues and requirements across all levels of the organisation.
  • Provide strategic advice and guidance on compliance matters.
  • Handle regulatory reporting and liaise with regulatory bodies.
  • Conduct compliance risk assessments and audits.

The Successful Applicant

The successful Head of Compliance & MLRO (SMF 16/17) should have:

  • Extensive knowledge of financial regulations and compliance.
  • Experience in managing the MLRO function.
  • Strong leadership and management skills.
  • Excellent communication and reporting skills.
  • The ability to develop and implement compliance policies and procedures.
  • Must have broad range of derivatives product knowledge, ideally some exposure to metals
  • Must have some experience dealing with exchanges, ideally LME

What's on Offer

  • The opportunity to work in the vibrant City of London.
  • The chance to join a leading global financial services company.
  • A dynamic and challenging work environment.
  • The possibility for career growth and development in banking and financial services.

We encourage all qualified candidates to apply for this exciting role as Head of Compliance & MLRO (SMF 16/17).

Sumrana Saleem
Quote job ref
Phone number
+44 207 776 5973

Job summary

Job function
Banking & Financial Services
Compliance & Legal
Financial Services
City of London
Contract type
Consultant name
Sumrana Saleem
Consultant phone
+44 207 776 5973
Job reference