Prudential Compliance Manager

The Prudential Compliance Manager will be responsible for:

• Primary contact for communication with the regulatory authorities, including the FCA, PRA, Bank of England, and the Prudential Authority and international regulators
• Ensuring that information requests from the regulators noted above are attended to timely,providing input into the response and organising internal stakeholders to provide information required
• Ensuring all regulatory returns to the FCA and PRA are completed accurately and timely
• Conducting regulatory horizon scanning for the London Branch.This includes tracking the progress of regulatory instruments through to final approval and implementation
• Manage the horizon scanning process internally in terms of internal awareness, developing bespoke training based on research and analysis, preparing and developing an impact analysis of the regulations on the business activities of the London Branch and communicating that impact analysis timely to affected internal stakeholders
• Working with compliance colleagues to support the development of compliance monitoring plans