Regulatory and Compliance Technology Business Analysis

London Permanent £70,000 - £88,000
  • An opportunity to join a large international bank on their regulatory and compli
  • Experience of delivering IT driven change as a Business Analyst is required for

About Our Client

A large International bank.

Job Description

Regulatory and Compliance Technology Business Analysis Accountabilities

  • Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge.
  • Ensures that cost-effective, streamlined processes are developed and implemented in order to enhance the data to day operations for our regulatory reporting activities.
  • Provide high-level professional service to internal and external clients, through understanding their business, including knowledge of the regulations and technology trends.
  • Elicit requirements using interviews, document analysis, requirement workshops, business process descriptions, use cases and workflow analysis.
  • Possess a solid understanding of systems development techniques, including functional specifications, testing methodologies and test case documentation. Also possesses hands on experience with Agile/Scrum methodologies.
  • Understand how the Bank's risk appetite and risk culture should be considered in day-to-day activities and decisions.
  • Actively pursues effective and efficient operations of his/her respective areas, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Code of Conduct.
  • Contributes to a high-performance environment and fosters an inclusive work environment; supporting the vison/values/business strategy for the team.



  • Contributes primarily the European region's regulatory initiatives while also supporting some business functions based internationally
  • Supports the regulatory reporting BAU functions of the EU region. Also participates in the delivery any new regulatory initiatives on the program pipeline
  • Ensures regulatory reporting requirements are accurate and complete which includes checking and validating change from a regulatory perspective and helping with UAT testing
  • Implements best practices in the function - validating current regulatory reporting requirements and ensure future reporting requirements and changes adhere to these best practices
  • Defines and template appropriate tests strategies & test cases required to detect issues with changes developed by the team

The Successful Applicant

Regulatory and Compliance Technology Business Analysis Education / Experience

  • Strong experience as a Business Analyst within Financial Services.
  • A recognized under-graduate degree in business, mathematics, computer science or a related discipline.
  • Solid experience working in Financial Services Industry in London.
  • Direct experience with analyzing and reporting of multi asset class products for the SFTR, MiFID II and EMIR regulatory reporting regimes.
  • Strong product knowledge across Bonds, Equities, FX, Derivatives.
  • A wide skill set across the full project and software life cycle processes including Prince 2, RUP/UML, Agile (SCRUM) and Waterfall.
  • Excellent Stakeholder management at both business and IT levels, with good communication/interpersonal as well as analytical/problem solving skills gained through years of financial services industry experience.

What's on Offer

£70-88K basic plus benefits

Contact
David Stansfield
Quote job ref
JN-052022-5595969
Phone number
+44 207 776 5949

Job summary

Sector
Banking & Financial Services
Subsector
Business Analysis / Change / PMO
Sector
Financial Services
Location
London
Contract type
Permanent
Consultant name
David Stansfield
Consultant phone
+44 207 776 5949
Job reference
JN-052022-5595969