Regulatory Compliance Manager

City of London Permanent £65,000 - £70,000 per year View Job Description
This role requires a Regulatory Compliance Manager who is ready to take on the challenge of strengthening the risk and compliance function in an investment management firm. The successful candidate will be tasked with ensuring adherence to regulatory guidelines and implementing robust compliance policies, focusing on consumer duty.
  • Hands on role and team.
  • Great stakeholder engagement.

About Our Client

Our client is a renowned entity in the financial services sector, focusing on wealth management. They are committed to providing superior services to their customers, maintaining a solid reputation in the market for their integrity, professionalism, and dedication to excellence.

Job Description

  • Development and implementation of robust compliance programs.
  • Ensuring regulatory compliance across all business units.
  • Providing advisory services on compliance matters to internal stakeholders.
  • Monitoring changes in relevant legislation and the regulatory environment.

The Successful Applicant

A successful Regulatory Compliance Manager should have:

  • Relevant qualifications in Risk & Compliance or related field.
  • Strong knowledge of compliance regulations in the financial services sector, in particular, consumer duty.
  • Excellent communication skills and ability to liaise effectively at all levels.
  • Strong problem-solving skills and ability to work under pressure.

What's on Offer

  • An estimated salary range of £65,000 - £70,000 per year.
  • Hybrid working.
  • City of London office.



We encourage all relevant candidates who are ready to make a significant impact in the financial services sector to apply for this exciting opportunity as a Regulatory Compliance Manager.

Contact
Lucy O'Donnell
Quote job ref
JN-102024-6552638
Phone number
+442076451454

Job summary

Job function
Compliance
Subsector
Regulatory Compliance
Sector
Financial Services
Location
City of London
Contract type
Permanent
Consultant name
Lucy O'Donnell
Consultant phone
+442076451454
Job reference
JN-102024-6552638