Senior Compliance Officer - SMCR

City of London Permanent £75,000 - £90,000
  • Growing team
  • Growing Corporate and Investment Bank

About Our Client

Our client are a leading Global Financial Services firm.

Job Description

The Senior Compliance Officer - SMCR will be responsible for:

  • To keep the required SMR documentation up to date.
  • To maintain and keep current all corresponding processes in relation to the regime (e.g.

regulatory submissions, annual fitness and propriety, managing Reasonable Steps, Job

Descriptions, etc)

  • To ensure an up-to-date understanding of Senior Managers Regime matters. Preparing

reports, as necessary, on any regulatory developments relating to the Senior Managers


The Successful Applicant

The Senior Compliance Officer - SMCR should have the following skills:· Previous experience in Senior Managers and Certification Regime desirable

· Knowledge in SMCR regulations and banking compliance and regulations essential

· Higher Diploma, qualification or Bachelor's degree preferred

· The role holder should be able to manage his/her own work and resolve routine problems and


· The role holder should have sound judgement on prioritisation and be able to deal with multiple

tasks in timely and accurate manner.

· The role holder should be able to communicate with stakeholders in professional manner and

be able to express views clearly verbally and in writing.

· The role holder should be proactive and self-motivated.

What's on Offer

Salary of £75,000 -£90,000 plus attractive benefits package.

Karen O'Neill
Quote job ref
Phone number
+44 207 645 1432

Job summary

Regulatory Compliance
Financial Services
City of London
Contract type
Consultant name
Karen O'Neill
Consultant phone
+44 207 645 1432
Job reference