Senior Compliance Officer

London Permanent £75,000 - £85,000
  • Excellent progression potential.
  • Hands on role.

About Our Client

An international investment manager.

Job Description

Compliance Responsibilities:

  • Act as the compliance officer and MLRO for the UK firm
  • Monitoring regulatory changes, identifying gaps, devising and implementing required actions
  • On-boarding (KYC) of clients and counterparties (includes meeting the onboarding requirements of external parties the client does business with, eg. brokers, banks, service providers)
  • Carrying out compliance monitoring and reporting (internally and to the regulators) per the annual programme
  • Draft/ review policies and procedures



The Successful Applicant

  • Good knowledge of FCA regulations (AIFMD vs MIFID) (knowledge of SEC/CFTC regulations as well is a plus)
  • Exposure to UCITs and Cayman and other offshore funds regimes, and private placement regimes in Europe
  • Must be capable of assimilating new concepts quickly (eg. new regulatory requirements)
  • Must be capable of meeting short deadlines, multi-tasking and working under pressure
  • Due to a remote reporting line, must be a self-starter / must not require supervision

What's on Offer

Competitive salary and progression.

Contact
Lucy O'Donnell
Quote job ref
JN-032022-5395234
Phone number
+442076451454

Job summary

Sector
Compliance
Subsector
Compliance Generalist
Sector
Financial Services
Location
London
Contract type
Permanent
Consultant name
Lucy O'Donnell
Consultant phone
+442076451454
Job reference
JN-032022-5395234