Senior Compliance Officer

London Permanent £60,000 - £75,000
  • Growing team
  • International Corporate Bank

About Our Client

Our client are a global international bank with offices in numerous locations globally.

Job Description

The Senior Compliance Officer - AML will be responsible for:

  • To support to the Head of Compliance to cover all aspects of AML/CTF/CDD/EDD/SANCTIONS, Regulatory and Compliance issues that affect the London Branch and to deputise for the MLRO
  • To help promote compliance culture within the Branch and to carry out such ad hoc projects as may be reasonably requested by the Head of Compliance, Risk & Internal Controls
  • Assist the Head of Compliance in ensuring that the compliance function remains up to date with any PRA and FCA requirements.
  • Execute the Compliance Monitoring Programme (CMP) as per the schedule;
  • Assist in preparing reports to management on the status of compliance, financial crime and other ad hoc matters;
  • Assist in promoting a culture of compliance within the Branch and supplying the Branch Committees with up to date information to assist with drafting internal policies in accordance with UK law and practice.
  • Be involved in the annual review of Global Policies to perform a business impact analysis, identify areas of improvement as it relates to the business and propose policy and procedure updates based upon assessment results; * Assist in compiling and responding to due diligence queries;
  • Coordinating regulatory exams and training of group staff;
  • Assist in developing reporting of priority metrics for reporting to management committee;
  • Serve as Secretary to the Compliance, Risk and Internal Control Committee;
  • Keeping abreast of regulatory developments that impact the business globally;
  • Completion of client identity records and updating of associated client PEP/Sanction and high risk customer screening logs;

The Successful Applicant

The Senior Compliance Officer - AML should have the following skills:

  • Banking background
  • Strong generalist compliance background especially with AML/CDD/CTF
  • 5-7 years knowledge in compliance
  • Excellent communication skills
  • Educated to degree level

What's on Offer

Salary of £60,000 -£75,000 plus attractive benefits packageHybrid working

Karen O'Neill
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Phone number
+44 207 645 1432

Job summary

Banking & Financial Services
Compliance & Legal
Financial Services
Contract type
Consultant name
Karen O'Neill
Consultant phone
+44 207 645 1432
Job reference