Transaction Reporting Manager - Investment Management

City of London Permanent
  • Perm team management role, working for small but reputable Investment Manager
  • Seeking transaction reporting specialist with attractive salary and benefits

About Our Client

An investment management arm of an international Financial Services provider is looking to appoint Transaction Reporting Manager - Investment Management, who is a technical expert in regulations within controls operations.

Job Description

As the Transaction Reporting Manager - Investment Management, you will be responsible for Managing and overseeing daily regulatory reporting activity for MiFID II Transaction Reporting and Post Trade Transparency Reporting. This will include:

  • Managing a small team of Transaction Reporting Analysts responsible for completion of day-to-day workflows and processes; managing transmission exceptions and completion of reconciliations between systems
  • Acting as the key regulatory and FCA SME for all transactions across the business
  • Stakeholder management across Front Office, Operations, Compliance, IT and Change Management
  • Managing and maintaining robust control environment to ensure regulatory reporting is complete, accurate and timely.
  • Coaching and developing the team members and managing team performance.
  • Work with the business teams to drive improvements, identify and remediate defects in internal system impacting reporting and assist with User Acceptance Testing for system enhancements
  • Ensuring sound processes and procedures are diligently followed and are kept in line with changes and developments in Market Practice and Regulations.
  • Participating in external supplier/vendor conferences, networking with peers and feeding back regulatory updates where applicable.

The Successful Applicant

The successful Transaction Reporting Manager - Investment Management, will have:

  • In-depth technical knowledge and previous track record of owning or managing Transaction Reporting (ideally with Dodd Frank, EMIR, MiFID II)
  • Technical, Market and Product Knowledge: Sound awareness of market landscape and knowledge of end to end operational processes
  • Ability to lead and manage a group of people
  • Effective stakeholder management exposure across junior and senior levels
  • Ability to clearly articulate issues, with supporting analysis and documentation
  • Degree or relevant sector qualification desirable

What's on Offer

Based in the City of London, the role offers Attractive salary and benefits, with permanent job offer as Transaction Reporting Manager - Investment Management, working for market leader in the Financial Services sector.

Justine Paech
Quote job ref
Phone number
+44 207 645 1458

Job summary

Contract type
Consultant name
Justine Paech
Consultant phone
+44 207 645 1458
Job reference