- City of LondonPermanent£60,000 - £70,000
The Compliance Officer is an integral part of the UK Compliance department. This individual will conduct trade, electronic and voice e-communication surveillance. In addition, the individual will assist with other core compliance tasks as needed.
E-communication & Trade Surveillance
Investment Banking
- LondonPermanent£45,000 - £55,000
The SMCR- AVP will support the Certification Regime Team to ensure systems and controls arrangements in respect of Certification Regime and MiFID II Knowledge and Competence meet regulatory requirements.
SMCR AVP role in a Corporate/Investment Bank
Excellent role and opportunity to join a growing team
- LondonPermanent
The Data Privacy Specialist will support the Head of Information Risk and Data Protection to deliver the requirements that have come out of the Data Privacy Act 2018 (GDPR). The individual will support the drive for cultural change to ensure a Privacy by Design culture.
Data Privacy Specialist opportunity to join an Investment Manager
Excellent business and option to work from one of their regional offices
- City of LondonPermanent
The Senior Associate will work closely with the Director, Relationship Managers and other stakeholders to ensure all sanctions-related compliance tasks are executed in a timely and professional manner, whilst ensuring compliance with all regulatory and policy requirements in the UK and, where applicable, any other jurisdictions in which the Bank operates.
Brand new Sanctions Advisory position
Wholesale Banking
- LondonPermanent
The Technology Risk Senior Manager will join the Europe Operational & Technology Risk team. The Senior Manager will be responsible for the 2nd Line of Defence (LOD) oversight of Technology Risk across Europe. This includes the roll-out of the relevant risk frameworks as well as performing focused risk reviews on technology domains.
Excellent technology risk role
Join a growing team working in an fantastic environment
- LondonPermanent£60,000 - £68,000
The Data Specialist, Information Governance will be a member of a Global Privacy Office. Reporting to the Head of European Privacy, you will assist in developing a long-term information governance strategy and be responsible for specific strategic and tactical initiatives.
Excellent role for a Privacy Impact- Data Specialist to join a FinTech business
Join a rapidly growing business and team
- LondonPermanent£45,000 - £50,000
Opening of customer accounts for Project Finance customers in the International & Structured Finance Department across all systems and (in liaison with relationship officers) ensuring all KYC and operational documents are received to comply with current regulations,
Hybrid RM support role for a Structured Finance Department
On-boarding role. Strong EMIR & MiFID II knowledge will be advantageous
- City of LondonTemporary£300 - £400 per day (£77,994 - £103,992)
My client, a leading international bank, is seeking an Interim Monitoring and Testing Manager to support the function for a minimum of 6 months on a daily rate contract.
Quickly moving role based in the city
Competitve daily rate
- ManchesterPermanent
The financial services Compliance Adviser will be responsible for providing day to day compliance advice and guidance to various stakeholders, on compliance related matters and technical issues relevant to our sector
An excellent Compliance advisory role
Join a fast growing bank
- City of LondonPermanent£60,000 - £80,000
This is a hands on role that carries the responsibility of supporting the management and the business on day to day compliance issues, whilst delivering oversight and control activities in respect to all areas in Compliance. This role also encompasses an element of front office advisory, monitoring, guidance and management reporting.
Trade Compliance
Front Office Advisory
- LondonPermanent
The compliance associate will be supported by a Compliance Committee, which reports to the Executive Committee. The compliance function where this role sits will identify compliance risks (regulatory and corporate) across all jurisdictions where the business operates for both physical and financial businesses.
Compliance generalist opportunity in a world leading commodities business
Preference will be given to candidates with Commodities/Tier1 Banking expertise
- LondonPermanent
The Trade Surveillance Officer will carry out day to day monitoring of financial and physical trading activities. They will review current trade surveillance methodology and drive implementation changes with IT teams.
Excellent Trade Surveillance role in a global commodities firm
Work with a substantial portfolio of assets
- ManchesterPermanent£35,000
The Compliance & Supporting MLRO will be responsible for supporting Company's compliance department and exercising the Compliance Oversight and Money Laundering as defined by the FCA rules.
An excellent Compliance & Supporting MLRO opportunity
Join a fast growing fintech
- LondonPermanent
Generalist role for a AML Officer to support an established compliance team with the development of policies and procedures. Working with team members to assist in the Compliance Monitoring Programme in the UK and internal policies (e.g. review of fund allocation, review of service providers, depositary, administrators etc.)
More generally, provide other assistance as required on an on-going basis.AML Officer role at a leading global Private Equity firm
Preference will be given to individuals with a Private Equity background
- City of LondonPermanent£45,000 - £55,000
The Trade Finance Financial Crime Control Officer will be the senior member of the Financial Crime Controls (FCC)
team and be responsible for the transactional due diligence review, approval and escalation to compliance, ensuring
all Trade finance financial crime risks are mitigated according to FC regulatory requirements and industry practice.Trade Finance Financial Crime
Banking
- City of LondonTemporary£600 - £800 per day (£155,988 - £207,984)
My client, and international bank with their UK operations based in the City of London is looking for a dynamic interim compliance advisory consultant to support their Capital Markets division across Equities and Fixed Income products. This role will move quickly.
Interim, daily rate contract role with immediate start
Minimum 6 month term
- LondonPermanent
The successful Compliance Advisor will be responsible for providing advice and support, predominately covering the Equities businesses within theGBM capital markets business in London, in order to provide reasonable assurance that;
The firm and its employees comply with applicable regulatory requirements and internal policies and procedures.Capital Markets advisory role with a focus to the equities business
Excellent opportunity in a growing team
- LondonPermanent£125,000 - £130,000
The successful CF10/11 will support the Group to ensure delivery of compliant services to all clients. The business has three FCA regulated entities and engages with unregulated parts of the business in relation to financial crime and money laundering too.
An excellent opportunity to join a well known Pension business as CF10/11
A great team environment, compliance culture and the role offers flexibility.
- LondonPermanent£55,000 - £65,000
This role will report to the Head of Legal and Chief Compliance Officer.
The Compliance Manager will have central responsibility for delivering the aspects of the FCA's Consumer's compliance strategy and FCA's Consumer's compliance programme. The position ensures that, through the FRCM's leadership and influence:Compliance Generalist Role- with a focus to retail regulatory compliance
Excellent opportunity to join a growing team
- LondonPermanent£45,000 - £55,000
The Compliance Adviser will carry out research as well as provide advice to the business on operational, financial crime and conduct/conduct risk matters.
The Compliance Adviser will design and develop clear and engaging reports; and dashboards for forums, committees and boards to ensure consistent high quality internal reporting and MI.Excellent opportunity to join a rapidly growing business as a Compliance Advisor
An exciting role with a great business
- LondonPermanent£60,000 - £80,000
The successful financial services - VP Financial Crime Training Manager main purpose will be to manage all activities in relation to Financial Crime training so that the training programme is effective in managing Financial Crime Risk in London.
An excellent VP Financial Crime Training Manager opportunity
Join a well established Corporate Bank
- LondonPermanent£60,000 - £65,000
The Compliance AVP in this group will act as a subject area expert and can direct activities of staff. They will have developed and will be able to maintain specific subject expertise and advise business units and relevant third parties.
Compliance Generalist (AVP)
Excellent opportunity to join a business that covers all Asset Classes
- LondonPermanent
An interesting Senior Compliance Associate opportunity to join the Compliance Monitoring team for a leading Wealth Manager in London.
Wealth Management
Compliance Monitoring
- LondonPermanent
The KYC Screening Analyst will provide vital support in due diligence for Non-Banking/Financial Institutions and Corporate clients and perform an analysis of overnight alerts generated, requiring understanding of AML, as well as risk management, hence making the role an important part of the first line of defence within the Client Lifecycle Management (CLM) Governance framework.
Excellent KYC Screening Analyst opportunity in London
Join a well established Corporate Bank in their first line of defence
- LondonPermanent
The Compliance Advisory (VP) will provide guidance on regulatory matters relating to relevant business activities undertaken by the firm and to advise generally on the treatment and interpretation of both European and International compliance rules and regulations.
The successful candidate will assist Department Heads with the development of desk policies and procedures to comply with regulatory requirements and to ensure implementation of regulatory developments.Excellent VP Compliance Advisory opportunity in a Global Investment Bank
Specialist opportunity focussed on Fixed Income & Currencies
- LondonPermanent£65,000 - £70,000
The successful financial services- Compliance Monitoring AVP, will be responsible for the compliance assurance and monitoring programme across the banking arm and securities business. You will be expected to contribute to the overall compliance assurance and monitoring framework.Excellent opportunity for a Compliance Monitoring Officer AVP
An opportunity to work for a well known Investment Bank
- BuckinghamshirePermanent£55,000 - £70,000
The successful Data Governance Specialist will act as a Data Governance Manager they will include the ongoing application of the Data Management model in this business and the further development of the Data Governance function.
Excellent role for a Data Governance Specialist to join a rapidly growing team
Exciting role to develop a data governance function within a well known bank
- LondonPermanent£45,000 - £50,000
The compliance advisory will carry out research as well as provide advice to the business on operational, financial crime and conduct/conduct risk matters.
The compliance advisor will design and develop clear and engaging reports; and dashboards for forums, committees and boards to ensure consistent high quality internal reporting and MI.Excellent opportunity to join a rapidly growing business as a Compliance Advisor
An exciting role with a great business
- LondonPermanent£40,000 - £60,000
The Compliance Case Manager will be part of a brand new role in a newly formed team of case managers working within commercial clients Redress. You will be doing a variety of tasks including identifying and resolving issues, product reviewing and undertaking end to end customer journeys.
Brand new function in an established commercial bank
Permanent Commerical PPI redress position
- LondonPermanent
The successful financial services Senior Compliance Officer will implement and conduct a risk-based Compliance Monitoring Programme (e.g. best execution, transaction reporting, advice letter reviews and AML checks).
The Senior Compliance Officer will work with various business areas to obtain required input and assistance with Compliance monitoring testing.Excellent Compliance Officer opportunity in an Asset Manager
Challenging compliance role with exposure to equities and derivatives
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