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Home>Banking Financial Services>Banking & Financial Services>Compliance & Legal
10

Banking Financial Services jobs in Compliance & Legal within Banking & Financial Services

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  • Part-Time Compliance Manager - Asset Management

    London
    Permanent
    £70,000 - £90,000

    I'm working on a unique opportunity for a part-time Compliance Manager, working with one of our global asset management clients. This would be an excellent opportunity for a candidate looking to work with a firm focused on sustainable investing in a generalist compliance capacity.

    • Flexible working opportunity

    • An excellent firm focusing on sustainable investments

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  • Compliance Officer - Banking

    London
    Permanent
    £50,000 - £75,000

    A great opportunity to join a bank with global presence but boutique feel. This Compliance Advisory Officer role will focus predominantly on providing compliance advice to the business.

    • Excellent broad regulatory compliance role

    • A smaller, global bank with a boutique customer experience

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  • Head of Compliance - Car Finance, Leasing & Fleet Management

    England
    Permanent

    The Head of Compliance is responsible for directing and controlling the resources of the Compliance Team and functions to manage the risks for which they are responsible and to ensure a legally compliant and sustainable business, whilst supporting the strategic objectives of the business.

    ** This role is to be based remotely so you can be based anywhere in the UK **

    • This role is to be based remotely so you can be based anywhere in the UK

    • Head of Compliance role working in Car Finance, Leasing & Fleet Management

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  • Compliance Officer - Investment Manager

    London
    Permanent
    £70,000 - £80,000

    Reporting into the Chief Legal and Compliance Officer, this is a Compliance role with some legal duties (please refer below). This is an exciting opportunity for someone who has experience having worked within the alternatives space and is ready for a step up with lots of autonomy and exposure.

    • Generalist Compliance role with some legal duties

    • Emerging markets Investment Management

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  • Compliance Manager - Investment Manager

    London
    Permanent
    £65,000 - £75,000

    The experienced Compliance Manager is responsible for providing ongoing support to the Head of Legal and Compliance and the Head of Risk. You would not be managing anyone in this role. The role requires a self-starter who is able to manage operational, transactional and project compliance matters concurrently and manage legal and compliance spend and budgets.

    • Exciting role working for a Real Estate Investment Manager

    • Compliance generalist position

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  • Regulatory Compliance SME

    City of London
    Temporary

    This role is to consultant and advise on UK and EU regulatory policy for commercial banking. This position will help facilitate the integration of these two different policy frameworks, to update the firms regulatory library.

    • An excellent opportunity to be a key feature in the integration of regulation

    • A highly competitive day rate

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  • Compliance Officer - Electronic Trading Platform/MTF

    London
    Permanent
    £60,000 - £75,000

    This is a generalist position focussing on central compliance (preparation of management information, policies and procedures, keeping logs, and regulatory reporting) and performing reviews as part of the compliance monitoring programme and AML controls.

    • Generalist Compliance role

    • Electronic trading platform & Multilateral Trading Facility (MTF)

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  • Compliance Officer

    City of London
    Temporary
    £200 - £220 per day

    A unique opportunity to take up the position of Compliance officer, with one of London's most exciting E-Trading platforms.

    • A unique opportunity to quickly take up a key role with an ambitious business

    • Infinitely valuable experience

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  • Head of Compliance - Financial Advisory

    West Lothian
    Permanent
    £45,000 - £60,000

    The Head of Compliance will provide subject matter expertise and support to our client and its employees, monitoring changes in regulations, assessing impact and opining on any business change requirements.

    • A leading firm currently going through an exciting period of change

    • Excellent career progression - Director track

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  • Transaction Reporting Manager - Investment Management

    City of London
    Permanent

    My client is an investment management business based in the City of London looking to appoint a Transaction Monitoring Manager to brand new team created by the business. This role would suit an individual with a track record in Transaction Reporting (MiFID II/EMIR Reporting) and managing a team effectively.

    • Newly created position

    • Based in City of London

    Save job View job

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