- LeedsPermanent£25,000 - £30,000
This is a Compliance Monitoring Office role whereby you'll be assisting the Head of Compliance to design and develop a risk-based Compliance Monitoring Plan (CMP).
Compliance Monitoring
Car Leasing (FCA regulated)
Save job View job - LondonPermanent£60,000 - £75,000
This is a generalist position focussing on central compliance (preparation of management information, policies and procedures, keeping logs, and regulatory reporting) and performing reviews as part of the compliance monitoring programme and AML controls.
Generalist Compliance role
Electronic trading platform & Multilateral Trading Facility (MTF)
Save job View job - EdinburghPermanent
I'm working with an investment management firm in Edinburgh looking to appoint a Trainee Compliance Analyst to their function. This role would be perfect for a graduate who has a keen interest in Financial Services Compliance who has studied a relevant course (Law, Mathematics or Economics for example), or someone looking to transfer from an investment operations based role.
Suitable for entry level graduates or analyst level applicants
Based in Edinburgh
Save job View job - City of LondonPermanent
A role for a Compliance Analyst has arisen to working with a fast-paced Financial Services firm in the City of London. A generalist position to support the firms compliance programme in every way from policy to advice and monitoring.
Technology focused Financial Services firm
Great generalist opportunity
Save job View job - City of LondonTemporary£300 - £350 per day
SMR Specialist - Assistant Vice President - Interim
City of London location
Financial Services IndustryImmediate vacancy, City of London location
Interim
Save job View job - LondonTemporary
This is a role for an experienced compliance officer to join a great team, with a top London based commodities firm.
A great opportunity for a compliance officer to develop in an exciting market
A competitive salary
Save job View job - City of LondonPermanent£50,000 - £60,000
An opportunity for an experienced Investment Guidelines Analyst to join a high performing team at an Investment Management business in London. This role will focus on pre and post trade mandate monitoring for the business.
Role within Investment Management
Based in City of London
Save job View job - City of LondonPermanent
My client is an investment management business based in the City of London looking to appoint a Transaction Monitoring Manager to brand new team created by the business. This role would suit an individual with a track record in Transaction Reporting (MiFID II/EMIR Reporting) and managing a team effectively.
Newly created position
Based in City of London
Save job View job - LondonPermanent
The successful candidate will be responsible for managing the Compliance functions internal compliance reporting responsibilities as well as its internal governance responsibilities around annual activity/risk planning, policies and instructions, horizon scanning and regulatory change and compliance monitoring action tracking
compliance governance and reporting
internal compliance
Save job View job - LondonPermanent
This is a part time position for a qualified SMF 16/17 to support a property fund manager. Ideally AIFMD experience but broad asset management background will be considered.
SMF 16/17
Fund management experience
Save job View job - LondonPermanent£60,000 - £65,000
My client, an asset manager based in London, is looking to appoint a new Compliance Monitoring Officer. A great opportunity for any individual with a background in Financial Services Compliance Monitoring, specifically Asset, Investment or Wealth Management, to join a well established business.
Position with a reputable asset management firm
Comprehensive permanent package on offer
Save job View job - SurreyPermanent£85,000 - £90,000
A newly created opportunity based in Surrey for a senior compliance advisory professional in the Financial Services industry to lead a team and act as a subject matter expert for all regulatory requirements.
Senior compliance advisory position with mamagement responsibility.
Flexible working opportunities available for this role.
Save job View job - City of LondonPermanent
This is a Head of Compliance & MLRO position for a start up bank, the successful candidate would ideally have already been approved as a SMF 16/17, have extensive financial crime experience as well as client money and be from a retail banking background.
SMF 16/17
Retail banking, Fintech
Save job View job - LondonPermanent£70,000 - £90,000
A growing FinTech firm who are looking to appoint a Compliance Officer. This role offers a broad set of responsibilities including leading the development of regulatory policies and procedures, developing and implementing a compliance monitoring programme and assisting with financial crime requirements.
Brand new role with a growing organisation
Generalist compliance role
Save job View job
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