Save Job Back to Search Job Description Summary Similar JobsCompliance Analyst role within Financial Services - 12-month FTCGeneralist compliance analyst opportunity - £50,000 p.a.About Our ClientFull-service Broker-Dealer - London, UKJob DescriptionWork with the Senior Compliance office to support all onboarding and ongoing KYC/CDD requirements for new counterparties.Undertake activities of the Compliance Monitoring Programme - not limited to transaction monitoring, personal account dealing, gifts log, Etc.Conducting communications monitoring (voice and electronic), ensuring compliance with the Firm's policies and procedures, evaluating issues/concerns, and appropriately escalating to Compliance Management.Support the Head of Compliance & MLRO to ensure all FCA Reg data returns are filed accurately and in a timely manner.Support the Senior Compliance Officer with the preparation of management information.The Successful ApplicantA strong understanding of regulatory frameworks within the financial services industry.Experience in compliance, risk management, or a related field.Circa 3 years' experience in general compliance, including compliance monitoring, regulatory reporting, KYC, and SMCR.What's on OfferCompetitive salary ranging from £45,000 to £50,000.Position based in London with opportunities to collaborate with a skilled team.12-month fixed-term contract within the financial services industry. Likely to be extended.Potential for professional growth and development.Supportive and professional work environment.ContactRob CopeQuote job refJN-042026-7003432Phone number+44 207 776 5935Job summaryJob functionComplianceSubsectorCompliance GeneralistSectorFinancial ServicesLocationLondonContract typeInterimConsultant nameRob CopeConsultant phone+44 207 776 5935Job referenceJN-042026-7003432
