- LondonPermanent£45,000 - £50,000
The compliance advisory will carry out research as well as provide advice to the business on operational, financial crime and conduct/conduct risk matters.
The compliance advisor will design and develop clear and engaging reports; and dashboards for forums, committees and boards to ensure consistent high quality internal reporting and MI.
Excellent opportunity to join a rapidly growing business as a Compliance Advisor
An exciting role with a great business
Generalist role for a compliance officer to support an established compliance team with the development of policies and procedures. Working with team members to assist in the Compliance Monitoring Programme in the UK and internal policies (e.g. review of fund allocation, review of service providers, depositary, administrators etc.)
More generally, provide other assistance as required on an on-going basis.
Compliance Officer opening at a leading global private equity firm
A chance to join an excellent growing team as a generalist compliance officer
To act as the focal point for business and other key stakeholders in the business to embed compliance in relation to Conduct and other regulatory risks.
Actively represents compliance within senior and extended leadership groups to provide accurate, timely, constructive advice and opinions over all regulatory matters
Excellent role to join a leading Insurance provider as a Compliance Manager
Exciting time to join a rapidly growing and well known business
The successful financial services- Compliance Officer will be responsible for the quality assurance and delivery of compliant services to clients. The business has three FCA regulated entities and the compliance officer will need to work as a generalist.
Excellent Compliance Generalist Role in Financial Services
Join a strong growing team and business
- EnglandPermanent£90,000 - £100,000
Fantastic news role with a global firm who are seeking a Compliance Manager for their growing compliance function based in Amsterdam.
Excellent new role with a global trading firm based in their Amsterdam office
My client is looking to hire a Compliance Manager to join a growing function
- SurreyPermanent£55,000 - £70,000
The successful financial services- Compliance Manager will carry out the day to day management and development of the Compliance Officers and Assistants within the Compliance team. The Manager will promote a strong compliance ethos across the business in Surrey by engaging teams in understanding compliance requirements and designing compliant work practices and customer communications.
Excellent Compliance Manager opportunity based in Surrey
A well known business with a strong UK Corporate Governance Code
The successful financial services Compliance Manager will support the Group Compliance Manager & Head of Compliance.
Strong market surveillance skills and knowledge of Equity Capital Markets; UCITS & MiFID will be a strong advantage.
Excellent Compliance Manager opportunity in a well known Asset Manager
Knowledge of Equity Capital Markets, UCITS & MiFID a strong advantage
- City of LondonPermanent£30,000 - £32,000
To provide support to the Compliance Team ("CT") to help ensure that the department provides a quality service in all respects.
my cient's Risk & Compliance Department is responsible for advancing and empowering a risk aware culture based on ethics and integrity. It works in partnership with all levels to give integrated legal, risk and regulatory advice and support. The role will be as part of a busy Compliance Team which manages the on-boarding of new clients and matters.
Want to kick start your career in compliance?
Want to work for a top law firm?
- LondonTemporary£80,000 - £100,000
To provide compliance assistance and advice and help to ensure that the Company complies with the regulatory requirements placed upon it by the FCA and other relevant regulatory bodies, and with all other appropriate authorities and law, through the effective provision of advice, monitoring and support to the business and the Compliance Officer.
compliance manager -broking - equity
- LondonPermanent£25,000 - £26,000
To provide support and assistance to our existing team for conflicts of interest and anti-money laundering enquiries for new clients and matters; undertake research and analysis and assist generally with the new business intake process.
Looking to kick start your career in compliance?
Want to work for a top law firm?
- BuckinghamPermanent£44,000 - £45,000
For this Compliance Specialist role, you will lead on the main Compliance areas including fire safety management, gas safety, asbestos management while taking an overview of general health and safety related issues within the Property and Housing Asset Management team
While developing the strategy, policy and procedures when it comes to Compliance through setting key performance targets and projects to ensure that there is timely delivery
Working alongside the Compliance Manager to oversee hazard prevention
In a Housing Association priding themselves on their values and company policies
- North East EnglandPermanent£36,000 - £45,000
To be responsible for ensuring that Housing Compliance is integral to the work of the Group by providing guidance to employees at all levels of the organisation on all aspects of Health & Safety including gas, electrics, legionella, fire, asbestos and lifts.
Strategic & Delivery
- Featured JobLondon
The Cabinet Office is seeking a Transparency and Compliance Manager for the Compliance and Risk team. The post holder will be responsible for transparency reporting, monitoring the effectiveness of financial controls and overseeing the annual review of corporate compliance standards.
The Cabinet Office offer flexible working
The Cabinet office offers progression and development
- Featured JobLondonPermanent£40,000 - £52,000
This is a well rounded Building Surveying role, covering dilaps, compliance, condition management and stakeholder management.
Field Based Building Surveying role
In House role managing a signficant Dilapidation programme
- DerbyPermanent£55,000 - £63,000
Work for a large well-known company based in Derby, heading up their Civil Aerospace Division's Ethics and Compliance Team.
Work in-house in a newly created managerial position at a well-known company
A fantastic senior compliance role based in Derby
- LondonPermanent£60,000 - £75,000
The successful financial services - Regulatory Affairs Compliance Officer will support the design, development and deployment of regulatory compliance policies and processes throughout the business here in the UK and for the European Central Bank.
They will partner with more senior colleagues to identify the options for achieving business strategy within accepted risk framework and appetites.
Excellent opportunity to join a well known Digital Fin-Tech Firm
Join a great team as their regulatory compliance affairs officer
The Compliance Advisory (VP) will provide guidance on regulatory matters relating to relevant business activities undertaken by the firm and to advise generally on the treatment and interpretation of both European and International compliance rules and regulations.
The successful candidate will assist Department Heads with the development of desk policies and procedures to comply with regulatory requirements and to ensure implementation of regulatory developments.
Excellent VP Compliance Advisory opportunity in a Global Investment Bank
Specialist opportunity focussed on Fixed Income & Currencies
- EdinburghPermanent£45,000 - £55,000
This is a fantastic role to own the Compliance Monitoring Programme within a reputable business that is highly revered amongst industry professionals.
An excellent position to join a growing Compliance Function
This opportunity is with a well respect Investment Management Firm
- LondonPermanent£65,000 - £70,000
The successful financial services- Compliance Monitoring AVP, will be responsible for the compliance assurance and monitoring programme across the banking arm and securities business. You will be expected to contribute to the overall compliance assurance and monitoring framework.
Excellent opportunity for a Compliance Monitoring Officer AVP
An opportunity to work for a well known Investment Bank
- City of LondonPermanent£60,000 - £75,000
This is a senior role reporting directly to the Head of Compliance with broad and in-depth technical regulatory knowledge and experience.
- DerbyPermanent£40,000 - £50,000
Work for a large well-known company based in Derby within their Civil Aerospace Division's Ethics and Compliance Team.
Work in the Civil Aerospace space for a well-known name
Go into a role with fantastic progression in the Ethics and Compliance team
- City of LondonTemporary
My client, an established Financial Group based in the City of London, are seeking a Compliance Monitoring and Testing FTC at AVP level to deliver a comprehensive risk monitoring and testing.
Based in the City of London
12 month Fixed Term Contract
Quality and Compliance Engineer to provide support to my Hampshire based client in the Control and Continuous improvement of Quality whilst ensuring adherence to H&S legislation.
Opportunity to join established plastics manufacturer.
Opportunity to develop HSE culture and drive continuous improvement.
- City of LondonTemporary
My client is a growing investment platform provider, looking to appoint an interim compliance officer (6 month FTC). The role will be covering all generalist compliance duties working within a small compliance team.
Role with immediate start
Generalist Compliance Monitoring and Advisory position
The successful financial services Senior Compliance Officer will implement and conduct a risk-based Compliance Monitoring Programme (e.g. best execution, transaction reporting, advice letter reviews and AML checks).
The Senior Compliance Officer will work with various business areas to obtain required input and assistance with Compliance monitoring testing.
Excellent Compliance Officer opportunity in an Asset Manager
Challenging compliance role with exposure to equities and derivatives
- LondonPermanent£40,000 - £60,000
The Compliance Case Manager will be part of a brand new role in a newly formed team of case managers working within commercial clients Redress. You will be doing a variety of tasks including identifying and resolving issues, product reviewing and undertaking end to end customer journeys.
Brand new function in an established commercial bank
Permanent Commerical PPI redress position
An exciting opportunity to join an established Compliance department as a senior compliance officer.
The role is accountable directly to the Chief Compliance Officer. The individual will be responsible for ensuring the Company is compliant with all applicable MiFID II legislation and regulatory guidelines specified by the various European regulatory and industry bodies in which the company operates.
Direct exposure to the decision makers and senior leaders
A community that values hard work as well as work-life balance
- LondonTemporary£300 - £350 per day (£77,994 - £90,993)
Working with a Housing Association in London as an Asset & Compliance Manager to provide effective leadership and management of asset strategy through developing and incorporating and required policies and technical standards. This needs to be done through effective leadership to achieve a culture of continuous learning and customer service as well as operational improvement
The ability to lead a dispersed team to achieve excellent customer service
and also operational compliance through effective asset investment
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