Compliance jobs

As a key member of the Compliance team the individual will be required to undertake a varied role and will primarily be responsible for reviewing financial promotions and marketing material to ensure the firm meets its regulatory responsibilities and be responsible for undertaking the Compliance Monitoring Programme.

A role for a Compliance Analyst has arisen to working with a fast-paced Financial Services firm in the City of London. A generalist position to support the firms compliance programme in every way from policy to advice and monitoring.

This is a generalist position focussing on central compliance (preparation of management information, policies and procedures, keeping logs, and regulatory reporting) and performing reviews as part of the compliance monitoring programme and AML controls.

A growing FinTech firm who are looking to appoint a Compliance Officer. This role offers a broad set of responsibilities including leading the development of regulatory policies and procedures, developing and implementing a compliance monitoring programme and assisting with financial crime requirements.

An opportunity has come up for a Risk & Compliance professional to join the in-house compliance function of an international law firm, assisting with Conflicts, AML, CDD and Sanctions.

A great opportunity to join a bank with global presence but boutique feel. This Compliance Advisory Officer role will focus predominantly on providing compliance advice to the business.

Our client, the leading supplier operating in their space, is looking to bring in a Compliance Manager on a FTC 12 month maternity cover contract, responsible for a range of activities, to improve the overall control environment of the company.

The overall objective of the role is to support Tax Compliance Manager with all tax compliance matters pertaining to the Group. Working alongside and providing support to other members of the tax team covering all aspects of tax with a specific focus on VAT, Customs and CIS compliance

A really unique opportunity to be part of a smaller compliance team that has compliance coverage for the firm across Europe and the US. The Senior Compliance Officer would really suit an experienced sell-side compliance generalist (predominantly within wholesale/investment banking, but not exclusively) who is keen to operate in a high performing environment.

This is a Compliance Monitoring Office role whereby you'll be assisting the Head of Compliance to design and develop a risk-based Compliance Monitoring Plan (CMP).

Researches and monitors import/export laws and regulations related to licenses and registrations required to operate and potentially apply Customs benefits in the assigned geography; gathers and prepares license, registration and potential benefits applications and data as well as documentation to support import and export activities within the assigned geography.

We are looking for a Head of Litigation and Compliance Solicitor to join a growing law firm based in Leeds

We are working with a leading Asset Management organisation on a newly created role for a Director of H&S Compliance

This new role is of fundamental importance to the business and is instrumental in ensuring that a substantial residential property investment portfolio is managed in accordance with all health and safety laws and best industry practice

As the Compliance Engineer the focus of the role is to ensure that Engineering & Site Services department comply with all relevant internal and external regulatory requirements and guidelines.