
Exciting opportunity for a Compliance Officer to join legal team within the leading international law firm in the City of London. The role in particular will involve a dual focus on conflicts analysis and resolution as well as CDD, AML and sanctions.
- Fantastic Opportunity for a Compliance Officer (dual role; conflicts and AML)
- Join truly global team within the international law firm
Unique opportunity for a Senior Compliance Officer to join leading International Law Firm in the City of London.
- Unique Opportunity for a Senior Compliance Officer
- Top International Law Firm in the City of London
Our client are a leading international bank are recruiting for a Prudential Compliance Manager to join their growing team to ensure that the prudential compliance risks relating to the London Branch are managed prudently and within the approved risk appetite statement.
- Growing compliance team
- Prudential technical knowledge
Brilliant opportunity for an AML Compliance Officer to join their legal team for a 12 month FTC. Role is with a leading International Law Firm in the City of London.
- Brilliant Opportunity for an AML Officer
- Leading International Law Firm
Our client a leading global Financial services firm are recruiting for a Senior Compliance Officer - SMCR to join their team.
- Growing team
- Growing Corporate and Investment Bank
SENIOR COMMERCIAL COMPLIANCE MANAGER - GLOBAL MEDIA GROUP - IMMEDIATE START
- Global Media Company
- 3-4 month contract with potential to go permanent
Our client are looking for a senior individual who is able to work closely with the Regulatory Solutions Partner and to take the lead on all these compliance consulting engagements and play an active role in leading and building out the practice.
- Growing Compliance Consultancy firm
- Working with a broad range of Investment Management clients
Our client a growing international bank are recruiting for a Compliance Manager to join their London based compliance team
- Growing compliance team
- Excellent opportunities for progression
The role will be focused around the European Benchmarking Regulations' (BMR) therefore the ideal candidate will have experience with regards to indices, financial benchmarks and products within the financial markets; be familiar with FCA and European rules and requirements; and be able to implement regulatory compliance policies, governance and controls.
- indices, benchmark, libor knowledge
- compliance experience
The successful candidate will be an experienced Compliance Officer with a broad range of skills (including compliance monitoring, risk assessment, regulatory liaison and advisory) possibly gained from working in a small organisation or the subsidiary operation of a larger group.
Experience from working for a credit rating agency, insurance, investment manager or the regulator will be considered an advantage.
- Compliance Generalist
- insurance
A chance to work with a growing Brokerage in their compliance department as a BA/PM
- Growing Projects team
- Interesting company
Our client a leading global bank are recruiting for a Compliance Monitoring and Testing Officer to be based in their London office.
- Growing team
- Large global investment bank
An interim BA/PM role for a Brokerage in London.
- growing projects team
- New projects
Leading on the completion of compliance monitoring and thematic reviews
including scoping, planning, fieldwork, results and reporting and tracking of
actions until completion.
- Work with a leading small business insurance business
- Well recognized company culture and a great team
This is a newly created Head of Compliance role for a small Investment Bank in the UK, this is a broad regulatory compliance role managing a team and performing the SMF 16 function for the firm.
- Head of Compliance
- investment banking experience
This is a senior compliance role, the ideal candidate will have relevant experience with regard to financial markets and products, maybe within a trading venue, and ideally be familiar with FCA and European rules and Market Abuse requirements.
- compliance experience
- mtf, trading venue, exchange
The Compliance Manager - Investment Management (hybrid working) will form a part of the UK Compliance team and will take responsibility of the UK Compliance function with the assistance of the Head of UK Compliance.
- Growing Investment Management firm
- Great opportunity to take the lead from a compliance perspective
This is a stand alone MLRO and Head of Compliance role for a European Trade Finance Bank, the ideal candidate will be experienced in both UK regulatory compliance and Financial Crime but candidates who come from just Financial Crime will also be considered. Trade finance knowledge is a prerequisite.
- MLRO & Head of Compliance
- trade finance experience
You will support, educate and coach client facing Corporate Finance Advisory and Valuations & Modelling teams and individuals to enhance their awareness of risks and their ability to manage risks appropriately. You will also advise and support the client facing teams on a wide range of quality, legal, regulatory and technical matters.
- Supporting the Corporate Finance Advisory and Valuations & Modelling teams.
- Top 10 accountancy firm. Remote working (with occasional travel to London).
Are you a financial crime analyst looking for an exciting new challenge in London? MP is helping a successful global crypto group find a financial crime analyst to join their thriving London office on a 6-month contract with the potential to go permanent.
- Broad stake holder engagement
- Excellent career development oppurtunity
This is a capital markets compliance advisory role, supporting London and Frankfurt.
- equities or fixed income compliance
- compliance advisory
Our client a leading UK retail bank are recruiting for a Conduct Risk Manager to join their growing team.You will work closely with the Head of Conduct Risk to lead the implementation and imbedding of conduct risk within the Bank.
- Growing team
- Retail bank with a great working environment and hybrid working
- Assist the Management team to develop compliance culture, to design and implement strategic and tactical change management of the capital markets FCC solutions;
- Provide day-to-day assistance and support to the Head of Fin Crime in coordinating the operational control framework, projects and related reporting;
- capital markets product knowledge
- financial crime
Within Product Control, the Credit Trade Support team supports the Flow and Structured Credit trading
businesses, monitoring the flow of transactions from FO (Focus) to post-trade settlement systems (Murex),
and also validating the trade representation in these systems.
- Broad stake holder engagement
- Excellent career development opportunity
Management and administration of SMCR documentation relevant to our clients regime.
- Broad range of stakeholder engagement
- Huge growth and development opportunity
The Regulatory Affairs Specialist will be responsible for determining and supporting the regulatory activities which lead to, and maintain regulatory compliance and approval for the company products globally
- Fantastic opportunity to be apart of a global Medical Device Business
- Excellent opportunity to join a dynamic team, working on exciting MDR projects
Assist the Legal team in various legal capacities. Advising on a broad range of legal, regulatory & compliance matters including preparing & negotiating contracts, advising on legal risks and opportunities, carrying out legal training and assisting in company secretarial support.
- Are you a Corporate Paralegal with c. 6-12 months in Practice or In-house?
- Are you looking for an opportunity to build your career and progress in-house?
The Regulatory Affairs Specialist is responsible for determining and supporting the regulatory activities which lead to, and maintain regulatory compliance and approval for products globally
- Fantastic opportunity to be apart of a global Medical Device Business
- Excellent opportunity to be apart of a globally growing business
The Finance Manager will be responsible for supporting the International finance team, with financial reporting and accounting, compliance and regulatory reporting, ensuring internal controls and risk management is adhered to along with corporate finance and treasury support for the group's portfolio across Europe.
- Unrivalled personal development and wealth of opportunities to learn
- Scope for rapid growth, learning and development
A Financial Services organisation based in the City of London seeks a Pension and Financial Wellbeing Manager to lead the development and delivery of all aspects of their retirement offerings and wider financial wellbeing initiatives across the UK. You will be responsible for overseeing the design, management, compliance to legislation and running of pension schemes as well as managing relationships with providers, advisers and key stakeholders.
- Well-established Financial Services organisation
- Plenty of scope to shape the role