- City of LondonTemporary
Reporting to the the Head of Central Compliance, this role will be responsible for undertaking and managing core aspects of Central Compliance functions, including: Coordinating training courses for certified staff, production of MI, Regulatory Updates Tracking, and some advisory support roles such as PA Dealing approval, system implementation support and answering and hoc queries and projects.
A great opportunity for a candidate to develop in an exciting market
The opportunity to take up a key role with a top client of ours
Save job View job - City of LondonPermanent
A role for a Compliance Analyst has arisen to working with a fast-paced Financial Services firm in the City of London. A generalist position to support the firms compliance programme in every way from policy to advice and monitoring.
Technology focused Financial Services firm
Great generalist opportunity
Save job View job - City of LondonPermanent
An opportunity has come up for a Risk & Compliance professional to join the in-house compliance function of an international law firm, assisting with Conflicts, AML, CDD and Sanctions.
International Law Firm
Great Career Progression
Save job View job - City of LondonPermanent£60,000 - £80,000
A really unique opportunity to be part of a smaller compliance team that has compliance coverage for the firm across Europe and the US. The Senior Compliance Officer would really suit an experienced sell-side compliance generalist (predominantly within wholesale/investment banking, but not exclusively) who is keen to operate in a high performing environment.
Work as a generalist within a small compliance team
Excellent learning and development opportunities
Save job View job - City of LondonPermanent
An opportunity has arisen for a Risk & Compliance Lawyer to join the growing Compliance function of an international law firm, assisting with Conflicts, Data Protection and Risk Management.
International Law Firm
Great Career Progression
Save job View job - City of LondonPermanent
This is a senior compliance role reporting into the Head of Compliance, it is a generalist compliance position with a lot of focus on regulations, policies and monitoring. The ideal candidate will be a senior operator who can work independently and perform to a high level in a fast paced trading environment.
experience in financial services compliance
experience in MIFID II, Regulatory Reporting and monitoring
Save job View job - City of LondonPermanent
This is a Head of Compliance & MLRO position for a start up bank, the successful candidate would ideally have already been approved as a SMF 16/17, have extensive financial crime experience as well as client money and be from a retail banking background.
SMF 16/17
Retail banking, Fintech
Save job View job - City of LondonTemporary£300 - £350 per day
SMR Specialist - Assistant Vice President - Interim
City of London location
Financial Services IndustryImmediate vacancy, City of London location
Interim
Save job View job - City of LondonTemporary£65,000 - £80,000
SME - Vendor Risk Management
City of London offices, with some remote working offered
Financial Services industryImmediate vacancy, City of London location
12 mth FTC
Save job View job - City of LondonPermanent£50,000 - £60,000
An opportunity for an experienced Investment Guidelines Analyst to join a high performing team at an Investment Management business in London. This role will focus on pre and post trade mandate monitoring for the business.
Role within Investment Management
Based in City of London
Save job View job - City of LondonPermanent
My client is an investment management business based in the City of London looking to appoint a Transaction Monitoring Manager to brand new team created by the business. This role would suit an individual with a track record in Transaction Reporting (MiFID II/EMIR Reporting) and managing a team effectively.
Newly created position
Based in City of London
Save job View job - City of LondonPermanent
Top US firm, based in the heart of London, are looking to grow their compliance team with the strategic hire of a Conflicts Analyst.
International Law Firm
Great Career Progression
Save job View job - City of LondonPermanent£37,000 - £39,350
An exciting opportunity has arisen for a Electrical Qualifying Supervisor to join a leading UK RSL and Developer on a permanent basis. The role, sitting within the Property team and reporting to the Quality and Compliance Manager is suited to an experienced professional. The role is paying a competitive annual salary of £37,800 - going up to £39,000 on successful completion of probation.
Exciting opportunity with a leading RSL and Developer
Permanent Position
Save job View job - City of LondonPermanent
This role will focus solely on commercial and legal conflicts of interest within a large international firm, joining as a key part of their growing compliance function.
International Law Firm
Great Career Progression
Save job View job - City of LondonTemporary
Top international law firm looking for a junior AML Analyst to join their growing Risk & Compliance team, carrying out AML checks for the firm.
International Law Firm
Great Career Progression
Save job View job - City of LondonPermanent
New and interesting Risk Management role including Credit, Compliance, and wider Risk management for a leading Bank.
Large banking organisation hring a VP level Risk Manager role with focus on
enterprise risk aspects inc Credit and Holistic risk.
Save job View job - City of LondonPermanent
- To manage the UK VAT compliance the the Bank also responsible for presence in wider Europe
- To advise the business on VAT matters and expand to non-VAT areas to support the wider Tax team
A market leading Investment Bank are hiring a VP level VAT Manager
Interesting and diverse work load
Save job View job
Haven't found the job you are looking for? Use our new smart new Job Match tool to find your next opportunity.
Didn't find the right Compliance job for you?
Create a job alert to receive Compliance - City of London jobs via email the minute they become available.
Submit CV
Submit your CV to register with us and we will contact you if a suitable role becomes available.