Our client a leading global Investment Management firm are currently recruiting for a Compliance Advisory Associate to join their London based team.

I'm working on a new role with a global banking & capital markets firm based in the City. A great opportunity for anybody looking to work in a high paced central compliance team.

Our client a leading global financial services are recruiting for a Compliance Officer - AVP to join their growing team.

This is the Head of Compliance for the UK in a mid sized investment bank, this individual will be the primary point of contact for the FCA and PRA and coordinate on all regulatory inspections.

This is a Head of Compliance and MLRO position for a small foreign bank's UK subsidiary.

This is a new Compliance Advisory VP role with a Banking and Capital Markets firm based in the City of London. The role will focus on Equities and Fixed Income advisory for the business as it continues to go through a period of growth.

I'm working on a great generalist compliance position for a Senior Compliance Manager. This position will have great breadth, looking at regulatory change and horizon scanning amongst working with the rest of function, managing a small team of 2. This role requires solid experience in COBS, CASS and MIFID II. There is also great scope for working flexibly at the firm.

The client is looking for a procurement compliance officer to help the organisation deliver on legal, contractual and governance obligations and to support collaboration and liaison between industry partners.

Elite UK law firm, looking to grow their internal compliance function with the hire of a Compliance Analyst, to assist with responsibilities related to AML and conflicts.

Our client a leading Corporate and Investment Bank are recruiting for an SMCR Specialist - AVP to join their team.

This role is for a risk analyst looking to join a well established team and a large financial services institution.

The EMEA Deputy Head of Sanctions Controls and Investigations - VP will provide support to and deputise for the Head of EMEA Sanctions Controls and Investigations in managing and overseeing the EMEA Sanctions Controls and Investigations function.

The Quality Assurance Senior Analyst - AML who will be based in London will be responsible for performing Quality Assurance( QA) assessments as per the 1st Line Testing Program based on the QA Program and in compliance with relevant governing regulations, policies and procedures.

• Assist in the preparation and review of c. 850 Periodic CDD reviews.
• Perform 1st Line monitoring of existing medium and high risk accounts (including Client Due Diligence, Source of Wealth, Source of Fund and Transaction Monitoring) within agreed SLA timeframe, to ensure they are complete, accurate and in line with company policy.

This is a newly created Head of Financial Crime Compliance for a high growth crypto and payments business. The ideal candidate will come from a Fintech, Payments or Crypto background and have strong financial crime knowledge, and AML regulation knowledge.

Reporting to the Head of Compliance, the Data Protection Officer (DPO) will manage and monitor privacy and data protection compliance and practices internally to ensure the business and its functions comply with the applicable requirements under the UK GDPR and relevant legislation overseas.

Best execution and Trade Surveillance role with a highly regarded buy side firm.

This is a capital markets compliance advisory role, supporting London and Frankfurt, therefore knowledge of bot BAFIN and FCA regulator is essential.

Unique opportunity for a Conflicts and New Business Intake Analyst to join the Conflicts and Compliance Team within top international Law Firm in the City of London.

Direct Tax Manager will assist the Group Tax Manager manage the direct tax affairs and tax reporting of the European Group and manage the UK corporation tax affairs (compliance and reporting). This role will have a degree of accountability for direct tax compliance and reporting across EMEA.

The Risk Officer will ensure adequate risk oversight of the business of the London Branch, adhering with the Group policies and limits and UK regulations. The Risk Officer will also support the compliance of regulatory requirements and foster best risk management practices.

EMEA Tax Manager will be responsible for managing direct and indirect tax compliance in the EMEA region relating to the firms finance and growth strategies. You will support broad company initiatives and interact with key internal and external stakeholders. You will work closely with the Global Senior Tax Director and have high visibility with members of the Executive Teams in North America and Europe.

The role is responsible to extract and deliver straightforward management information reports used in decision making.

The role is responsible for understanding the general compliance requirements and apply these to the creation of accurate and timely financial submissions.

To be the lead Tax Representative managing a small team of 2

Responsible for all Corporate Tax Compliance & Advisory for the business and subsequent subsidiaries

The Treasury Operations Manager will be responsible for ensuring all operations are running smoothly in the City of London office. This person will lead on building processes to meet business objectives and ensure compliance with regulatory standards.

An opportunity with my client who are a well established financial services company based in London. They are looking for a DevOps Implementation Lead who has exposure and best practice understanding in DevOps strategy, Software deployment environments, DevSecOps, CI/CD pipeline, Release management and broader enterprise systems, processes and standards to ensure compliance, security, quality and agility.

Conducting a variety of work with a focus on workforce pay compliance (including national minimum wage, holiday pay, employment status, pay gap reporting)

Workforce change (people aspects of restructurings including redundancies and TUPE transfers, changes to terms and conditions and transactional support)

General HR and ER advisory work.