Compliance jobs in London

As a Compliance Officer, you will be tasked with ensuring that business operations comply with SRA legal regulations and internal policies.

An exciting opportunity has arisen for a diligent Compliance Officer, ideally from an asset management background, to manage and enhance the risk and compliance processes within a reputable organisation. This role is perfect for a proactive individual who can effectively collaborate with internal stakeholders.

This advert is for a Compliance Manager role within the legal industry. The successful candidate will be responsible for overseeing and managing compliance within the Risk and Compliance, ensuring that the company is conducting its business in full compliance with all SRA regulations.

This exciting role seeks a diligent Compliance Analyst with a keen eye for detail. The successful applicant will be required to support the Risk and Compliance department in a leading professional services firm, ensuring compliance with regulatory standards and internal processes.

Our client a growing International Bank are recruiting for a Compliance Officer to join their growing team in the city of London. The Compliance Officer will be responsible for helping to ensure the bank is in compliance with all internal policies, regulations and guidance.

A talented Compliance Lawyer is required to join a Magic circle law firm in London. The role involves ensuring the company is compliant with all legal regulations and company policies.

This is an exciting opportunity for a Compliance Officer within the legal industry. The position involves ensuring that our operations and business transactions follow all relevant legal and internal rules.

The Compliance Monitoring Associate will work as part of the Compliance Monitoring team and will undertake reviews as part of the annual compliance plan.

This Senior Compliance Analyst role is a vital position in protecting the firm and mitigating risk. The ideal candidate is someone who can effectively navigate the complexities of compliance and regulatory matters in the legal industry.

The Compliance Monitoring Associate will play a pivotal role in enhancing and implementing the compliance monitoring program within the financial services industry. This position is based in London and requires a keen understanding of risk and compliance management in the financial sector.

We are seeking a Privacy & Compliance Manager to join our legal department. The successful candidate will have a strong background in data protection, risk management, and compliance within the smart energy sector in London.

We are looking for x2 Compliance Consultants who are specialists within the Asset Management sector. This is an interim position based in London, with potential for further opportunities.

The Risk and Compliance Officer will play a critical role in ensuring the adherence of financial regulations within the company. The successful candidate will be responsible for identifying, evaluating, and mitigating risks within the financial services industry.

• Quality and Compliance Manager role for a luxury hair care company focussed on manufacturing products targetting specific customer needs.
• The chance to work in a fast-paced and dynamic environment.

Our client a leading growing Corporate and Investment Bank are recruiting for a VP - Compliance Monitoring Lead - Banking and Markets

A VP Securities Regulatory Reporting Manager is needed to spearhead the Securities Regulatory Reporting team, providing hands-on experiences and expertise and will be based in London.

The AVP - SMR Specialist role is a critical position within the SMR team based in London . The role responsibilities will be to keep the SMR documentation up to date and carry out the day to day activities to ensure the firm meets regulatory obligations under the guidance and supervision of the Head of Senior Managers Regime in our London office.

This position is for a Financial Crime Director in the legal industry, who will be a part of the New Business Intake Department and will play a crucial role in preventing financial crimes and ensuring regulatory compliance.

This role is for a Deputy MLRO - Interim within the Financial Services industry, based in London.The successful candidate will be responsible for assisting in the fight against money laundering and terrorist financing (TF) within the UK business.

The Transaction Monitoring Team Lead will be responsible for helping to lead a team of Transaction Monitoring Analysts under the guidance of the Head of Transaction Monitoring.

Our client a leading Wealth and Investment Management firm are recruiting for a Financial Crime Manager - Wealth Management to join their growing team.

This role involves a Financial Crime Assistant Director in the Risk & Compliance department. The successful candidate will lead in identifying and managing financial crime risks.

An AML Analyst is required to join a renowned financial services organisation, focusing on implementing and monitoring anti-money laundering (AML) and compliance policies within the Risk & Compliance department. The successful candidate will be detail-oriented, possess strong analytical skills and have a keen interest in the financial services industry.

KYC & QC Analysts required to help support with end of year remediation and ongoing screening of new clients.

Our client a leading Corporate and Investment Bank are recruiting for a Client Lifecycle Management QA - AVP who will be responsible for leading the KYC QA team in the bank.

We are seeking a KYC Associate - Rolling Review to join our first line CLM team based in London, The role involves managing client relationships, ensuring compliance with regulations and providing excellent service.

Our client a leading Corporate Bank are recruiting for an AVP Client LifeCycle Management - MI/Data skills role to join their growing team based in London.

This is an Money Laundering Officer for a Venture Capitalist (VC) backed Electronic Money Institution (EMI) that is looking to obtain a license in the UK.

The Head of Central Compliance will lead a team to oversee surveillance, private side advisory, and control room operations within the Bank.

I am currently recruiting a new AML Analyst to work for a financial services company based in London.