Compliance jobs in Financial Services

This will be a critical role in embedding and enhancing the company's second line risk & compliance function. The candidate will collaborate with the wider business and provide effective and pragmatic compliance and financial crime guidance and support.

Generalist compliance opportunity. Looking for someone to support and effectively deputise the Head of Compliance.

Interim PA Dealing specialist role.If you have experience with PA Dealing and are immediately available, we would love to hear from you.

Are you an experienced leader with a passion for compliance and risk from the Crypto & Fintech industry? Are someone who understands TradFi and started your career there, but have moved to the Crypto world in recent years, ideally into Defi? You are based in Europe? Then I am happy to receive your application.

This is an exciting opportunity for a Compliance Analyst to join a leading organisation in the financial services industry on a 12-month fixed-term contract. The role is based in London and involves supporting the Risk & Compliance department in ensuring regulatory adherence and mitigating compliance risks.

This role sits within the compliance function and is responsible for overseeing restricted securities controls in support of direct and fund investment activity. The position partners closely with investment teams to ensure adherence to information‑barrier, MNPI and regulatory requirements.

You will be responsible for ensuring adherence to relevant legal and regulatory requirements, monitoring compliance activities, and supporting the development of policies and procedures that align with industry best practice. Typical responsibilities for compliance analysts include regulatory analysis, policy development, monitoring, documentation management and operational compliance testing

The Senior Compliance and Risk Analyst - Payments will work in the 2nd line to help strengthen the firm's global risk framework in their London office and across other global jurisdictions.

Our client a leading Global Investment Management firm are looking to hire a Compliance Officer for their Retail Investments business who will take on the SMF16 within 3 -6 months

We are looking for an experienced Compliance Officer (SMF16) to lead compliance oversight for our retail asset management business. This role is pivotal to ensuring our firm continues to operate to the highest standards of conduct, governance, and regulatory integrity across the full lifecycle of our retail investment products.

The Compliance Associate will play a key role in supporting the delivery of the Compliance Monitoring Programme by identifying regulatory risks, developing frameworks, monitoring regulatory changes, and providing advisory guidance and reporting across the organisation. It also assists with financial crime oversight, issue resolution and surveillance activities to help strengthen the overall function.

The Compliance Generalist will support the CCO in ensuring the firm adheres to all relevant regulatory requirements, including FCA rules and broader UK/EU financial regulations. This is a hands-on role suited to a proactive individual looking to deepen their experience in a dynamic and fast-paced environment.

The Director - Head of CDD will be responsible for leading the EMEA Client Lifecycle Management team across the Corporate and Investment Bank.

The Director - Transaction Monitoring Lead - Corporate and Investment Banking will lead and manage the Anti-Money Laundering (AML) and Transaction Monitoring (TM) frameworks within the financial services sector, ensuring compliance with relevant regulations. This London-based role requires a strategic mindset and a strong understanding of risk and compliance processes.

The VP - Client Lifecycle Management - KYC Team will be responsible for leading a team of KYC Analysts and AVP's through the client lifecycle.

The role involves maintaining accurate client onboarding and and ensuring regulatory requirements are fully met throughout the account lifecycle. You will provide operational and administrative support to Front Office teams by managing payments, trades, and ongoing servicing for HNW clients.

We're looking for a Client Onboarding Analyst to support with the onboarding of new clients. This is a hands-on contract role, ideal for someone detail-oriented who enjoys working with clients and internal teams.

Join a leading financial services organisation as a Senior Auditor - IT & Change, where you'll play a key role in assessing and improving internal processes within the technology department. This permanent position in Leeds offers a fantastic opportunity to make a tangible impact on operational efficiency and risk management.

The Accounts Assistant will support the finance function, assisting with reconciliations, accurate record‑keeping, and financial reporting while ensuring strong controls and regulatory compliance.

The Client Reporting Team Manager will oversee the creation and delivery of accurate and timely client reports while ensuring compliance with industry standards. This role requires a proactive approach to managing a team and improving reporting processes within the financial services sector.

This role as an interim Assistant Company Secretary involves supporting the Company Secretary team within a financial institution in Leeds to ensure compliance with corporate governance standards. Based in Leeds, this position requires a detail-oriented professional with strong organisational and administrative skills.

This Financial Accountant role offers a fantastic opportunity to support key accounting and financial reporting functions within the industrial/manufacturing sector. Based in Kidlington, the position requires a detail oriented professional with a strong aptitude for financial processes and compliance.

This Audit Manager role in Manchester involves leading audits from planning to completion for a varied client portfolio, managing teams, and ensuring compliance with UK GAAP and auditing standards. You'll join a leading UK advisory practice offering hybrid working, career progression, and a collaborative, growth-focused culture.

An Audit Senior role at this Liverpool-based practice involves leading audits for a varied client portfolio, including SMEs, charities, and larger corporates, ensuring compliance and delivering high-quality reports. The position combines technical expertise with client-facing responsibilities, offering opportunities for progression within a supportive, partner-led environment.

Senior Cyber GRC Lead role responsible for governance, risk and compliance across EMEA. You will lead cyber risk assurance, own security governance frameworks and deliver senior-level reporting to support regulatory compliance, audit readiness and remediation tracking across multiple jurisdictions.

This is an excellent opportunity for an Audit Senior to join a professional services firm within the Accounting & Finance sector in Leeds. The role involves leading audits from planning through to completion for a diverse client portfolio, ensuring compliance with standards and delivering exceptional service. You'll also supervise junior team members, manage client relationships, and identify opportunities to add value.

The role of a Private Client Tax Manager offers an excellent opportunity to lead and manage client tax affairs within the accountancy industry. This permanent position requires expertise in tax compliance and advisory services, ensuring client satisfaction and compliance with regulations.

We are seeking a VAT Manager to join a professional services organisation in Crawley. This role requires expertise in VAT compliance and advisory, with a focus on delivering excellent client service in the tax department.

The role of a Legal Cashier involves managing and maintaining financial records within a legal environment, ensuring compliance with industry regulations. This position is ideal for individuals with an eye for detail and a strong grasp of financial processes. This entry level role is perfect for a graduate looking to start their career in finance.

This is an excellent opportunity for a Private Client Tax Manager to take on a key role in an accountancy firm. The position, based in Aldershot, involves managing a portfolio of private clients and ensuring compliance with tax regulations.