Compliance jobs in Financial Services

The Compliance Analyst will support the Senior Compliance Manager and CCO in ensuring the firm adheres to all relevant regulatory requirements, including FCA rules and broader UK/EU financial regulations. This is a hands-on role suited to a proactive individual looking to deepen their experience in a dynamic and fast-paced environment.

The VAT Compliance Manager will oversee VAT reporting and compliance processes, ensuring adherence to regulatory requirements and delivering expert advice within the professional services industry. This permanent role is ideal for a skilled individual with a strong background in VAT and a passion for accounting and finance.

Our client a leading Global Investment Management firm are looking to hire a Compliance Officer for their Retail Investments business who will take on the SMF16 within 3 -6 months

This Senior Manager role in Private Client Compliance & Advisory offers the chance to work on high-quality compliance and advisory projects within the professional services industry. You'll play a key role in delivering tax expertise and helping clients navigate complex financial matters.

This role sits within the compliance function and is responsible for overseeing restricted securities controls in support of direct and fund investment activity. The position partners closely with investment teams to ensure adherence to information‑barrier, MNPI and regulatory requirements.

The Head of Compliance Monitoring and Assurance - VP will lead the development and implementation of a compliance monitoring and testing plan and a robust control assurance framework to support the Risk & Compliance department. This role is an excellent opportunity for a professional with a strong background in financial services to make a significant impact in London.

As an AVP Regulatory Change and Compliance Risk - Investment Banking in London, you'll play a key role in ensuring that regulatory changes are identified, assessed, and embedded into the organisation's compliance framework.

The Financial Crime Manager - 2nd LOD role will play a vital role in identifying, mitigating, and managing financial crime risks within the financial services sector. Based in London, this role requires a strategic thinker with a strong understanding of risk and compliance frameworks.

The role involves maintaining accurate client onboarding and and ensuring regulatory requirements are fully met throughout the account lifecycle. You will provide operational and administrative support to Front Office teams by managing payments, trades, and ongoing servicing for HNW clients.

To support the continued expansion of the firm, our client is currently recruiting a Data Protection Officer in their compliance function. The successful candidate will be accountable for ensuring the firm's compliance with applicable data protection laws and regulations governing the use and handling of personal data.

An exciting opportunity to join a regulated investment management firm as a Senior Product Manager, leading product development, fund launches, product governance, and marketing initiatives across multiple jurisdictions. The role will work closely with investment, legal, compliance, risk, operations, and external partners to drive product strategy, regulatory alignment, and brand positioning

The Business Tax Senior Manager will oversee and manage a portfolio of business tax clients, providing expert advice and ensuring compliance with current regulations.

This is an excellent opportunity for an experienced Audit Senior to advance their career within the accountancy industry. The role involves managing audits, mentoring junior staff, and ensuring compliance with accounting standards in Maidstone.

We are looking for a knowledgeable and detail-oriented Audit Senior to join a professional services firm in Sutton. This role requires expertise in accounting and finance to manage audit processes and ensure compliance with relevant standards.

This position seeks a Corporate Tax Manager to join the Tax department in a leading professional services firm. The successful candidate will be responsible for overseeing tax compliance and advisory services to a diverse portfolio of clients.

The role of Audit Senior offers an exciting opportunity for someone with expertise in accounting and finance within the professional services industry. Based in Guildford, this permanent position involves overseeing audit assignments and ensuring compliance with relevant standards.

We're seeking a diligent Semi-Senior Auditor to join our Accounting & Finance department. The ideal candidate will be responsible for conducting thorough financial statement audits and ensuring compliance with regulations in our professional services setting.

The role of Audit Senior in the accountancy industry involves overseeing and executing audit assignments while ensuring compliance with accounting standards. Based in Woking, this permanent position offers a challenging and rewarding career in accounting and finance.

The Personal Tax Senior is responsible for managing a portfolio of clients, ensuring compliance with tax regulations and providing advisory services. The role requires a strong understanding of personal tax matters and excellent client service skills.

The Audit & Accounts Senior role involves managing audit assignments and preparing financial accounts to ensure compliance and accuracy. This position in Guildford is ideal for someone with technical expertise in accounting and auditing within the professional services industry.

The role of Tax & Accounts Specialist involves overseeing accounting and tax compliance tasks to support a professional services firm. Based in Hailsham, you will ensure accurate financial management and provide expert tax advice

As a Corporate Tax Manager, you will oversee tax compliance and advisory services for a diverse client portfolio. This role near Chatham offers an opportunity to work within the professional services industry, focusing on delivering tailored tax solutions.

This role offers an exciting opportunity for a Mixed Tax Senior to manage a portfolio of clients, providing expert tax compliance and advisory services. Based in Steyning, the role is ideal for a tax professional looking to excel in the professional services industry.

The Corporate Tax Senior Manager position is ideal for a professional with expertise in managing corporate tax matters within the accountancy industry. This role in Chatham involves leading tax strategies, advising clients, and ensuring compliance with tax regulations.

The Corporate Tax Adviser will provide expert advice on corporate tax matters, ensuring compliance and offering strategic guidance within the accountancy industry. Based in Steyning, this role requires a strong understanding of tax regulations and a proactive approach to client management.

The Private Client Tax Manager will oversee and manage private client tax matters, ensuring compliance and providing expert advice to clients. This role is ideal for individuals with a strong background in tax services and a proven ability to deliver tailored solutions.

The Corporate Tax Manager will oversee and manage tax compliance, advisory services, and planning for a range of clients in the professional services industry. This role, based in Chatham, requires a strong understanding of corporate tax principles and the ability to provide expert advice to clients.

In this role as a Corporate Tax Assistant Manager, you will be responsible for managing a diverse portfolio of clients, ensuring compliance with tax laws and advising on tax mitigation. You will play a vital role in the tax department of our professional services company, based in Maidstone.

The Corporate Tax Manager position offers an exciting opportunity to oversee and manage tax compliance and advisory services within the professional services industry. Based in Guildford, this role requires a detail-oriented professional with strong technical skills to support client needs effectively.

The role of Corporate Tax Manager involves delivering expert tax advice and compliance services to a variety of clients within the accountancy industry. This position is based in Maidstone and offers the opportunity to manage complex tax projects while supporting the growth of the tax department.