Compliance jobs in Financial Services

The Compliance Associate will support the Risk & Compliance department in ensuring adherence to regulatory requirements within the financial services industry. This position is based in London and involves monitoring compliance frameworks and offering guidance to internal teams.

As a Compliance Analyst in the Financial Services industry, you will assist in ensuring adherence to regulatory requirements and internal policies. Your role will focus on monitoring, reporting, and providing guidance to maintain a robust risk and compliance framework.

As a Senior Compliance Analyst you will play a key role in ensuring regulatory compliance and supporting the Compliance department. This permanent position is based in London and offers a great opportunity to work in a fast-paced and professional environment.

The Regulatory Compliance Officer will report directly to the Head of Compliance and will work in the 2nd line compliance team conducting compliance generalist responsibilities

Seeking a Compliance Analyst to join the Risk & Compliance department of a leading asset manager. This role is essential for ensuring adherence to regulatory requirements and maintaining high compliance standards throughout the broader business.

The Compliance Assistant will play a vital role in acting as an ambassador for and supporting the broader Compliance Department. This position sits at a group level and requires strong attention to detail and the ability to ensure adherence to changing regulatory standards.

The Compliance Analyst will support the Associate Director of Compliance in ensuring the firm adheres to all relevant regulatory requirements, including FCA rules and broader UK/EU financial regulations. This is a hands-on role suited to a proactive individual looking to deepen their experience in a dynamic and fast-paced environment.

Join a leading Corporate Bank as a Compliance and Risk Assurance Manager. This role requires expertise in risk and compliance to ensure regulatory standards and frameworks are effectively adhered to

The Compliance Officer role will be a 15 month FTC maternity cover for the current UK Compliance Officer and will be a stand-alone role in the UK. You will not be required to hold the SMF16/17.

This is an exciting opportunity for a Control Room AVP to join the Compliance department within this Global Bank based in London

This is an excellent opportunity for a Director - Regulatory Implementation - Sales and Trading to lead and manage regulatory implementation projects within the Sales and Trading division of a Global Investment Bank

This role involves overseeing client onboarding and conducting Customer Due Diligence (CDD) processes to ensure compliance within the financial services sector. The Onboarding and CDD Analyst will play a key role in the Regulation & Compliance department, ensuring regulatory requirements are met.

Our client a leading Wealth Management firm are recruiting for a Deputy MLRO - Wealth Management to join their growing Compliance and Financial Crime team. The role will work closely with the MLRO (SMF17) and key stakeholders within the firm to strengthen and develop the financial crime compliance framework, while also maintaining and monitoring key risk controls.

Transaction Monitoring role within international bank.

6-month fixed term contract with IMMEDIATE start.

As a Financial Crime Officer, you will play a pivotal role in ensuring compliance with financial crime regulations within the 2nd Line of Defense of an international bank. Reporting into the Deputy of Money Laundering, you will be responsible for implementing and supporting effective risk and compliance measures.

Financial Crime Analyst role at a specialist mid-sized bank, assisting with the identification and mitigation of financial crime risks and fraud within the organisation. You will play a key role in ensuring compliance with regulatory requirements and maintaining the integrity of the company's operations.

The Head of Data Governance will lead the development and implementation of effective data governance strategies within the financial services sector. This role requires a strong focus on ensuring data quality, compliance, and integrity within a London-based banking environment.

The Senior Accountant role in the insurance industry requires expertise in accounting and finance to manage and oversee financial operations. This position offers the opportunity to contribute to financial reporting, compliance, and decision-making within a professional environment.

The role of Private Client Tax Senior involves providing expert tax advice and compliance services to a range of individual clients. Based in Camberley, this position requires strong technical knowledge in personal tax matters within the accountancy industry.

This role involves supporting the execution of leveraged finance transactions, ensuring seamless processing and compliance with relevant regulations. The ideal candidate will have previous experience in a similar support function role within a bank.

The Director Residential & Commercial Real Estate Lending will oversee and manage lending activities within the residential and commercial property sector, ensuring compliance and driving strategic growth. This role requires expertise in financial services and a deep understanding of the real estate market in the UK.

The Financial and Regulatory Accountant - SME business bank will be responsible for preparing accurate financial reports and ensuring compliance with regulatory standards in the financial services industry. This position requires a detail-oriented professional with expertise in accounting and finance practices.

This is an excellent opportunity for a Corporate Tax Senior to join a thriving professional services firm. The role focuses on providing expert tax compliance and advisory support to a range of clients.

The Director of VAT will lead and manage VAT services within the Professional Services industry, ensuring compliance and providing strategic tax advice. This permanent role is based in Crawley, offering an exciting opportunity to influence and drive tax strategies.

An exciting opportunity for a Corporate Tax Assistant Manager, to join a large tax department near Crawley. The role will involve managing a diverse portfolio of corporate clients, ensuring compliance and offering advisory services.

The role of Audit Senior in the professional services industry involves managing audit assignments and ensuring compliance with relevant regulations. This position is ideal for individuals with a strong background in accounting and finance, looking to advance their career in Lewes.

An Audit Senior role at this Liverpool-based practice involves leading audits for a varied client portfolio, including SMEs, charities, and larger corporates, ensuring compliance and delivering high-quality reports. The position combines technical expertise with client-facing responsibilities, offering opportunities for progression within a supportive, partner-led environment.

This is an exciting opportunity for an experienced Business Tax Manager to join a reputable professional services firm in Leatherhead. The successful candidate will be responsible for managing tax services, tax compliance, and advising a diverse client base.

The Audit & Accounts Senior role involves managing audit assignments and preparing financial accounts to ensure compliance and accuracy. This position in Guildford is ideal for someone with technical expertise in accounting and auditing within the professional services industry.