This is a newly created Head of Compliance position reporting into the COO. The organisation is in its start-up phase looking to triple in size over the next 18 months and continue with high growth over the next 4 years.
The Head of Compliance will partner with the business to ensure their investment decisions are compliant financially and ethically.
- Head of Compliance & ESG experience
- Buy side compliance experience/ ideally renewables
The firm is a well funded Investment Manager based in Dublin, hiring a newly created Head of Risk and Compliance, this will be a PCF 15 role and report to the CEO and will manage a team of 2 people (to be hired), being responsible for all Risk Management and Compliance activities for the firm.
- compliance experience
- risk experience
Looking for a Compliance Assistant Manager, who will be reporting to the Head of Compliance and MLRO SMF 16 & 17.
- Great stakeholder engagement.
- Hands on team.
A great opportunity in a senior compliance role.
- Excellent progression potential.
- Hands on role.
A Regulatory Compliance Officer position with great exposure across the business.
- Great stakeholder engagement
- Hands on team.
Our client are a leading international bank are recruiting for a Prudential Compliance Manager to join their growing team to ensure that the prudential compliance risks relating to the London Branch are managed prudently and within the approved risk appetite statement.
- Growing compliance team
- Prudential technical knowledge
Our client a leading challenger Bank are recruiting for a Senior Compliance Manager to join their established team.
- Growing compliance team with progression opportunity
- Growing challenger bank
Our client a leading global Financial services firm are recruiting for a Senior Compliance Officer - SMCR to join their team.
- Growing team
- Growing Corporate and Investment Bank
As the Compliance Monitoring VP you would be reporting into the Head of Monitoring, executing monitoring reviews.
- Great new opportunity to work for a highly regarded international bank.
- A compliance monitoring role in a hands-on team
Mainly focussed on providing compliance guidance, primarily covering infrastructure & renewables, but there will also be an opportunity to work across other business areas including public sector financing.
- Broad stakeholder engagement
- Exciting New Company
To advise and consult on all matters relating to compliance, risk and data protection.
- Hands-on role.
- Great stakeholder exposure.
Our client a leading Global Investment Bank are recruiting for a Compliance Manager Data Privacy to join their London based Compliance team.
- Growing compliance team
- Leading Global Investment Bank
Our client are looking for a senior individual who is able to work closely with the Regulatory Solutions Partner and to take the lead on all these compliance consulting engagements and play an active role in leading and building out the practice.
- Growing Compliance Consultancy firm
- Working with a broad range of Investment Management clients
Our client a growing international bank are recruiting for a Compliance Manager to join their London based compliance team
- Growing compliance team
- Excellent opportunities for progression
The role will be focused around the European Benchmarking Regulations' (BMR) therefore the ideal candidate will have experience with regards to indices, financial benchmarks and products within the financial markets; be familiar with FCA and European rules and requirements; and be able to implement regulatory compliance policies, governance and controls.
- indices, benchmark, libor knowledge
- compliance experience
The successful candidate will be an experienced Compliance Officer with a broad range of skills (including compliance monitoring, risk assessment, regulatory liaison and advisory) possibly gained from working in a small organisation or the subsidiary operation of a larger group.
Experience from working for a credit rating agency, insurance, investment manager or the regulator will be considered an advantage.
- Compliance Generalist
- insurance
A chance to work with a growing Brokerage in their compliance department as a BA/PM
- Growing Projects team
- Interesting company
Our client a leading global bank are recruiting for a Compliance Monitoring and Testing Officer to be based in their London office.
- Growing team
- Large global investment bank
An interim BA/PM role for a Brokerage in London.
- growing projects team
- New projects
My client a leading Investment Management firm are recruiting for a Senior Compliance Analyst - Funds to join their growing team.
- Growing compliance team
- A highly regarded global Investment Management firm
Compliance and Risk Auditor
4x days a month in office (can do more if wish) - can be spread out however suits
- Client offering an exceptional opportunity for you to showcase and expand your knowledge in Risk Management and Compliance, focusing on financial crime related activities (e.g., AML, Anti-Bribery & Corruption, Transaction Monitoring)
- Design and lead the end-to-end execution of audit engagements
- Opportunity to showcase and expand knowledge in Risk Management & Compliance
- World Class Asset Management and Banking organisation with huge profile
Our client a leading UK Investment Management firm are recruiting for a Compliance Manager - US Regulatory Specialist to join their established Compliance team.
- Growing compliance team
- Excellent opportunities for progression
Regulatory and Compliance Technology Business Analysis contributes to the overall success of the Regulatory & Compliance Technology team in Europe ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team's business strategies and objectives.
- An opportunity to join a large international bank on their regulatory and compli
- Experience of delivering IT driven change as a Business Analyst is required for
This is a newly created Head of Compliance role for a small Investment Bank in the UK, this is a broad regulatory compliance role managing a team and performing the SMF 16 function for the firm.
- Head of Compliance
- investment banking experience
Our client a leading Global International Bank whose focus in the UK is centred around Global Banking and Markets are recruiting for a Senior Compliance Manager - Corporate Functions Oversight to join their London based team.
- Growing compliance function
- Opportunity to build the corporate functions oversight function within the bank
The purpose of this role is to monitor compliance with legislation in Jersey relating to money laundering and financing of terrorism and AML/CFT Codes of Practice issued under the Supervisory Bodies Law.
- experience in financial services compliance or AML
- can relocate or is based in Jersey
To support the Society in ensuring compliance with regulatory rules and guidance
- Provide day to day advice and guidance to the business
- Champion a culture of compliance throughout the Society
This is a senior compliance role, the ideal candidate will have relevant experience with regard to financial markets and products, maybe within a trading venue, and ideally be familiar with FCA and European rules and Market Abuse requirements.
- compliance experience
- mtf, trading venue, exchange
The Compliance Manager - Investment Management (hybrid working) will form a part of the UK Compliance team and will take responsibility of the UK Compliance function with the assistance of the Head of UK Compliance.
- Growing Investment Management firm
- Great opportunity to take the lead from a compliance perspective
This is a stand alone MLRO and Head of Compliance role for a European Trade Finance Bank, the ideal candidate will be experienced in both UK regulatory compliance and Financial Crime but candidates who come from just Financial Crime will also be considered. Trade finance knowledge is a prerequisite.
- MLRO & Head of Compliance
- trade finance experience
