Compliance jobs in Financial Services

A growing FX firm is looking for a Compliance Analyst to support its Compliance team. This is a great opportunity for someone with compliance experience in financial services who wants exposure to FCA regulation, financial crime, monitoring, and risk management.

• Join a growing compliance team, supporting regulatory, risk, and client onboarding activities while building strong relationships with stakeholders across the financial services sector.
• Gain hands-on exposure to compliance, regulatory requirements, and risk management in a role that offers structured training, professional development, and clear career progression opportunities.

Your role will involve supporting the Risk & Compliance department in maintaining a strong compliance framework and mitigating regulatory risks

Specialist investment management firm is seeking a Compliance Analyst to join its Compliance team. This is an excellent opportunity for an individual with compliance or operational risk experience who is looking to develop their career within a collaborative and fast-paced financial services environment.

Broad compliance oversight role focused on conducting compliance monitoring reviews, assessing regulatory risks, providing advisory support to the business, and ensuring adherence to FCA requirements across wealth management activities, with clear opportunities for professional growth, increased responsibility and long-term career development within a collaborative environment.

• Support a broad range of compliance activities, including monitoring, KYC, sanctions screening and regulatory projects
• Ideal for someone with 3-5 years' AIFM compliance experience, strong AIFMD knowledge and exposure to MiFID II, UCITS and SMCR

As a Compliance Officer within the Second Line of Defence, you will perform monitoring and oversight activities to ensure the business complies with regulatory requirements, identifies risks, and maintains effective controls. The role involves working closely with stakeholders across the business, conducting reviews, managing incidents, producing reporting and MI, and supporting the ongoing development of the firm's compliance framework.

Our client a leading Global Investment Management firm are looking to hire a Compliance Officer for their Retail Investments business who will take on the SMF16 within 3 -6 months

As a member of the Legal & Compliance team, the UK Compliance Officer will work to support the continued evolution of the Firms compliance program, including related procedures, systems, monitoring/testing and regulatory filings.

The Global Head of Compliance & MLRO will be responsible for leading the company's global compliance function and acting as Money Laundering Reporting Officer (MLRO) for their main UK regulated entity as well as their Canadian entity.

This Senior Manager role in Private Client Compliance & Advisory offers the chance to work on high-quality compliance and advisory projects within the professional services industry. You'll play a key role in delivering tax expertise and helping clients navigate complex financial matters.

As an AVP Regulatory Change and Compliance Risk - Investment Banking in London, you'll play a key role in ensuring that regulatory changes are identified, assessed, and embedded into the organisation's compliance framework.

Responsible for assessing and verifying customer information to ensure compliance with regulatory standards. Your work will play a vital role in safeguarding the business by identifying and mitigating potential risks.

6-month CDD Analyst role within the Banks' Corporate & Institutional client team.The role is focused on complex and high-risk client onboarding cases.

The Financial Crime Manager - 2nd LOD role will play a vital role in identifying, mitigating, and managing financial crime risks within the financial services sector. Based in London, this role requires a strategic thinker with a strong understanding of risk and compliance frameworks.

This role involves leading a team of KYC Coordinators, ensuring seamless engagement with the front office and offshore rolling review teams, and maintaining compliance with regulatory standards and adherence to internal GMS and procedures.

We are seeking an experienced and highly motivated Senior Financial Crime Associate to join our Compliance and Financial Crime team.This role will play a key part in ensuring the continued effectiveness of our financial crime framework, supporting the identification, assessment and mitigation of money laundering, terrorist financing, sanctions and fraud risks across a range of products and customer types.

As an Audit Senior, you'll play a key role in managing audit assignments, ensuring compliance and accuracy in financial reporting.

As an Audit Semi-Senior, you'll assist with the preparation and completion of audits, ensuring compliance and accuracy in financial reporting.

This Financial Accountant role in Windsor will see you managing financial reporting and ensuring compliance with accounting standards in the financial services industry. You'll play a key part in keeping the business on track by maintaining accurate records and delivering timely financial information.

This is a broad technical accounting and M&A-focused role, supporting acquisitions from due diligence through to post-deal integration, financial reporting, and compliance. The successful candidate will work closely with senior stakeholders, providing technical accounting expertise while helping integrate acquired businesses into finance systems, processes, and reporting structures.

As a VAT Assistant Manager, you'll oversee VAT compliance and advisory work, ensuring accuracy and efficiency in client services. Your role will help the tax department run smoothly by managing tasks and supporting the delivery of professional services.

This Mixed Tax Senior role near Rochester involves managing a variety of tax compliance tasks to support clients effectively. You'll play a key part in ensuring tax affairs are handled accurately and on time.

This Corporate Tax Senior Manager role in Canterbury focuses on managing tax compliance and advisory services for a portfolio of clients. You'll play a key part in ensuring clients meet their tax obligations while identifying opportunities for tax efficiency.

As a Corporate Tax Manager in Maidstone, you'll be responsible for managing corporate tax compliance and advisory services for a range of clients. This role is essential in ensuring clients meet their tax obligations while providing valuable insights to help optimise their tax positions.

As a Mixed Tax Semi-Senior, you'll handle a variety of tax compliance and advisory tasks, supporting both personal and corporate clients. Based in Rochester, you'll play a key role in ensuring the smooth and accurate delivery of tax services.

As a VAT Manager in Maidstone, you'll focus on managing VAT compliance and advisory work. This role is essential for ensuring clients meet their VAT obligations while providing strategic tax advice to support their business goals.

As a VAT Manager in Crawley, you'll take charge of VAT compliance and advisory work, ensuring clients meet their obligations while identifying opportunities for improvement. This professional services role is integral to supporting clients in navigating complex tax regulations effectively.

This is a newly created role supporting the launch and growth of a custody business focused on cross-border capital markets activity, combining responsibility for CASS-regulated client asset reconciliations with treasury operations across FX and interest rate products. The position plays a key role in ensuring regulatory compliance, operational control and accurate transaction processing within a regulated wholesale banking environment.

A Corporate Tax Senior role based in Heathrow within the accountancy industry, focusing on corporate tax-related responsibilities. You'll play a key part in managing corporate tax compliance and supporting with advisory services, ensuring accuracy and efficiency in all tasks.