- City of LondonTemporary
Reporting to the the Head of Central Compliance, this role will be responsible for undertaking and managing core aspects of Central Compliance functions, including: Coordinating training courses for certified staff, production of MI, Regulatory Updates Tracking, and some advisory support roles such as PA Dealing approval, system implementation support and answering and hoc queries and projects.
A great opportunity for a candidate to develop in an exciting market
The opportunity to take up a key role with a top client of ours
Save job View job - LondonPermanent£60,000 - £75,000
This is a generalist position focussing on central compliance (preparation of management information, policies and procedures, keeping logs, and regulatory reporting) and performing reviews as part of the compliance monitoring programme and AML controls.
Generalist Compliance role
Electronic trading platform & Multilateral Trading Facility (MTF)
Save job View job - City of LondonPermanent
A role for a Compliance Analyst has arisen to working with a fast-paced Financial Services firm in the City of London. A generalist position to support the firms compliance programme in every way from policy to advice and monitoring.
Technology focused Financial Services firm
Great generalist opportunity
Save job View job - LondonPermanent£70,000 - £90,000
A growing FinTech firm who are looking to appoint a Compliance Officer. This role offers a broad set of responsibilities including leading the development of regulatory policies and procedures, developing and implementing a compliance monitoring programme and assisting with financial crime requirements.
Brand new role with a growing organisation
Generalist compliance role
Save job View job - City of LondonPermanent£60,000 - £80,000
A really unique opportunity to be part of a smaller compliance team that has compliance coverage for the firm across Europe and the US. The Senior Compliance Officer would really suit an experienced sell-side compliance generalist (predominantly within wholesale/investment banking, but not exclusively) who is keen to operate in a high performing environment.
Work as a generalist within a small compliance team
Excellent learning and development opportunities
Save job View job - LeedsPermanent£25,000 - £30,000
This is a Compliance Monitoring Office role whereby you'll be assisting the Head of Compliance to design and develop a risk-based Compliance Monitoring Plan (CMP).
Compliance Monitoring
Car Leasing (FCA regulated)
Save job View job - LondonPermanent£35,000 - £40,000
The ideal candidate will have prior experience in data protection and compliance matters (including maintaining Article 30 logs and conducting data audits),
Expereince working in a pure data protection role
Looking for a Permanent role?
Save job View job - EdinburghPermanent
I'm working with an investment management firm in Edinburgh looking to appoint a Trainee Compliance Analyst to their function. This role would be perfect for a graduate who has a keen interest in Financial Services Compliance who has studied a relevant course (Law, Mathematics or Economics for example), or someone looking to transfer from an investment operations based role.
Suitable for entry level graduates or analyst level applicants
Based in Edinburgh
Save job View job - CheshirePermanent£60,000 - £70,000
The Head of Risk & Compliance position is accountable for the risk management operations of the company, to include the integration of risk concepts into strategic planning, and risk identification and mitigation activities.
Head up a Risk Function
Join a Rapidly Growing Business
Save job View job - LondonTemporary
This is a role for an experienced compliance officer to join a great team, with a top London based commodities firm.
A great opportunity for a compliance officer to develop in an exciting market
A competitive salary
Save job View job - LondonPermanent£60,000 - £65,000
My client, an asset manager based in London, is looking to appoint a new Compliance Monitoring Officer. A great opportunity for any individual with a background in Financial Services Compliance Monitoring, specifically Asset, Investment or Wealth Management, to join a well established business.
Position with a reputable asset management firm
Comprehensive permanent package on offer
Save job View job - SurreyPermanent£85,000 - £90,000
A newly created opportunity based in Surrey for a senior compliance advisory professional in the Financial Services industry to lead a team and act as a subject matter expert for all regulatory requirements.
Senior compliance advisory position with mamagement responsibility.
Flexible working opportunities available for this role.
Save job View job - LondonPermanent
The successful candidate will be responsible for managing the Compliance functions internal compliance reporting responsibilities as well as its internal governance responsibilities around annual activity/risk planning, policies and instructions, horizon scanning and regulatory change and compliance monitoring action tracking
compliance governance and reporting
internal compliance
Save job View job - City of LondonPermanent
This is a senior compliance role reporting into the Head of Compliance, it is a generalist compliance position with a lot of focus on regulations, policies and monitoring. The ideal candidate will be a senior operator who can work independently and perform to a high level in a fast paced trading environment.
experience in financial services compliance
experience in MIFID II, Regulatory Reporting and monitoring
Save job View job - City of LondonPermanent
This is a Head of Compliance & MLRO position for a start up bank, the successful candidate would ideally have already been approved as a SMF 16/17, have extensive financial crime experience as well as client money and be from a retail banking background.
SMF 16/17
Retail banking, Fintech
Save job View job - City of LondonTemporary£65,000 - £80,000
SME - Vendor Risk Management
City of London offices, with some remote working offered
Financial Services industryImmediate vacancy, City of London location
12 mth FTC
Save job View job - City of LondonPermanent£50,000 - £60,000
An opportunity for an experienced Investment Guidelines Analyst to join a high performing team at an Investment Management business in London. This role will focus on pre and post trade mandate monitoring for the business.
Role within Investment Management
Based in City of London
Save job View job - LondonPermanent
This is a part time position for a qualified SMF 16/17 to support a property fund manager. Ideally AIFMD experience but broad asset management background will be considered.
SMF 16/17
Fund management experience
Save job View job - City of LondonPermanent
My client is an investment management business based in the City of London looking to appoint a Transaction Monitoring Manager to brand new team created by the business. This role would suit an individual with a track record in Transaction Reporting (MiFID II/EMIR Reporting) and managing a team effectively.
Newly created position
Based in City of London
Save job View job - EdinburghPermanent£30,000 - £45,000
A fantastic opportunity for an analytically minded individual with investment operations/analysis experience to add value to an investment management firm in post-trade monitoring. This role is based in Edinburgh.
12 month interim role
Great learning and development opportunities provided
Save job View job - City of LondonPermanent
New and interesting Risk Management role including Credit, Compliance, and wider Risk management for a leading Bank.
Large banking organisation hring a VP level Risk Manager role with focus on
enterprise risk aspects inc Credit and Holistic risk.
Save job View job - City of LondonPermanent
- To manage the UK VAT compliance the the Bank also responsible for presence in wider Europe
- To advise the business on VAT matters and expand to non-VAT areas to support the wider Tax team
A market leading Investment Bank are hiring a VP level VAT Manager
Interesting and diverse work load
Save job View job - LondonTemporary£300 - £350 per day
This London based Interim Management Accountant role is with an established Commodities Brokerage, who are looking for an experienced specialist to join on an interim basis. The successful candidate will provide support for the enhancement of month-end processes including month-end accounting and ensuring compliance with US GAAP.
This role is with an established Commodities Brokerage
Commercial role of a strategic importance for the business
Save job View job - LondonPermanent
The role has core understanding and internal rules and can conduct due diligence on processes and make a first level of judgement in order to determine risk profile from risk and compliance perspective. The team is a global department with an EMEA focus on Structured Finance and the role plays a pivotal function in conducting standardised high quality risk processes.
A senior role in an established risk management function
Team management responsibility, with great career growth potential
Save job View job
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