Compliance jobs in Financial Services

To support the Head of Compliance & MLRO as part of the team to cover all aspects of the Compliance Monitoring Program, and other regulatory issues that impact the firm.

The Head of Compliance will oversee all compliance activities within the London branch of this International Bank providing support to senior management on compliance matters, emerging risks and regulatory expectations

We are seeking a highly skilled Risk & Compliance Lead to develop and lead on our clients' regulatory, security, and risk‑management frameworks. This role is critical in safeguarding the business by mitigating possible risk, driving compliance excellence, and supporting strategic decision‑making at senior levels.

Opportunity for a compliance professional with approximately 2-5 years of experience who is looking to develop a long‑term career within a buy‑side compliance and risk environment. The position will focus primarily on UK and EU regulatory requirements, while also offering opportunities to gain exposure to global frameworks.

Generalist compliance opportunity. Looking for someone to support and effectively deputise the Head of Compliance.

The Regulatory Compliance Officer - Payments will report directly to the Head of Compliance and will work in the 2nd line compliance team conducting compliance generalist responsibilities

The Compliance Analyst role in the Financial Services industry requires a detail-oriented professional to support the Risk & Compliance department. Based in London, this permanent position involves ensuring regulatory compliance and contributing to the organisation's robust compliance framework.

The Senior Compliance and Risk Analyst - Payments will work in the 2nd line to help strengthen the firm's global risk framework in their London office and across other global jurisdictions.

Our client a leading Global Investment Management firm are looking to hire a Compliance Officer for their Retail Investments business who will take on the SMF16 within 3 -6 months

We are looking for an experienced Compliance Officer (SMF16) to lead compliance oversight for our retail asset management business. This role is pivotal to ensuring our firm continues to operate to the highest standards of conduct, governance, and regulatory integrity across the full lifecycle of our retail investment products.

We are seeking a Senior Compliance Advisory professional with expertise in the financial services industry to join a temporary contract role. This opportunity is based in London and requires a strong understanding of Risk & Compliance functions.

This is an exciting opportunity to work alongside the Compliance Manager in supporting the Bank's compliance function, adhering to all regulatory, financial, and core operational system requirements while maintaining an effective Compliance, AML, and Financial Crime framework. The Compliance Associate will support controls through regulatory monitoring, financial crime oversight, and continuous enhancement of policies and procedures.

Senior CDD vacancy within private banking.End-to-end CDD/EDD of HNW/UHNW clients (individuals, trusts, and related entities) across onboarding, periodic review, and event-driven remediation.

The AVP Financial Crime Risk - French or Spanish speaking will be required to help support the development of the Financial Crime Compliance (FCC) annual risk-based assurance monitoring plan.

The role involves maintaining accurate client onboarding and and ensuring regulatory requirements are fully met throughout the account lifecycle. You will provide operational and administrative support to Front Office teams by managing payments, trades, and ongoing servicing for HNW clients.

The KYC Analyst will play a pivotal role in ensuring compliance with onboarding regulatory requirements. This position requires a keen eye for detail and a strong understanding of KYC processes to support the wider compliance function.

A senior SME role responsible for leading complex KYC, EDD, and financial‑crime investigations within a high‑volume payments environment. The position focuses on safeguarding the payments ecosystem by identifying high‑risk merchants, monitoring rapid‑velocity transactions, and enhancing AML/fraud controls that support fast onboarding and scalable risk management.

The Accounts Manager role in the professional services industry involves overseeing financial reporting, compliance, and team management to ensure client satisfaction. This permanent position in Wimbledon is ideal for someone with a strong background in accounting and finance.

The role of Audit Senior in the accountancy industry involves overseeing and executing audit assignments while ensuring compliance with accounting standards. Based in Woking, this permanent position offers a challenging and rewarding career in accounting and finance.

The role of Tax & Accounts Specialist involves overseeing accounting and tax compliance tasks to support a professional services firm. Based in Hailsham, you will ensure accurate financial management and provide expert tax advice

The Director of VAT will lead and manage VAT services within the Professional Services industry, ensuring compliance and providing strategic tax advice. This permanent role is based in Crawley, offering an exciting opportunity to influence and drive tax strategies.

The Finance Assistant will support the accounting and finance team in managing day‑to‑day financial operations within a regulated financial services environment. This role requires strong attention to detail, reliability, and a proactive approach to maintaining accurate financial records and ensuring compliance with internal controls and industry standards.

The Internal Audit Manager role within the insurance industry offers an exciting opportunity to lead and enhance internal audit processes. Based in Formby, this position requires strong expertise in accounting and finance to ensure compliance and operational efficiency.

The Financial Reporting Manager will oversee financial reporting and ensure compliance with regulatory standards. This role in Portsmouth requires strong expertise in accounting and finance to support business goals effectively.

The Payroll Executive role involves managing payroll processes and ensuring compliance within the professional services industry. This position is based in Portsmouth and requires a detail-oriented individual with accounting and finance expertise.

We are seeking a skilled Audit Senior to join an accountancy firm in Godalming. The ideal candidate will manage and execute audit processes, ensuring compliance and accuracy in accounting and finance operations.

We are seeking a VAT Assistant Manager to join our client's tax department. The successful candidate will focus on providing expert VAT advice and compliance services, ensuring client satisfaction and compliance with regulations.

The Audit Senior role in Maidstone is perfect for a professional with expertise in accounting and finance, who is looking to contribute to a professional services environment. This position offers the opportunity to manage audits efficiently while ensuring compliance with regulations.

This position seeks a Corporate Tax Manager to join the Tax department in a leading professional services firm. The successful candidate will be responsible for overseeing tax compliance and advisory services to a diverse portfolio of clients.

The Assistant Tax Manager role is a critical position within the financial services department, requiring the successful candidate to handle complex tax-related tasks and provide leadership in tax planning and compliance.