Compliance jobs in Financial Services

The Compliance Associate will support the Risk & Compliance department in ensuring adherence to regulatory requirements within the financial services industry. This position is based in London and involves monitoring compliance frameworks and offering guidance to internal teams.

As a Compliance Analyst in the Financial Services industry, you will assist in ensuring adherence to regulatory requirements and internal policies. Your role will focus on monitoring, reporting, and providing guidance to maintain a robust risk and compliance framework.

The AVP Compliance Officer will report directly to the Head of Compliance and will work in the 2nd line compliance team conducting compliance generalist responsibilities

As a Senior Compliance Analyst you will play a key role in ensuring regulatory compliance and supporting the Compliance department. This permanent position is based in London and offers a great opportunity to work in a fast-paced and professional environment.

Seeking a Compliance Analyst to join the Risk & Compliance department of a leading asset manager. This role is essential for ensuring adherence to regulatory requirements and maintaining high compliance standards throughout the broader business.

The Compliance Assistant will play a vital role in acting as an ambassador for and supporting the broader Compliance Department. This position sits at a group level and requires strong attention to detail and the ability to ensure adherence to changing regulatory standards.

The Compliance Analyst will support the Associate Director of Compliance in ensuring the firm adheres to all relevant regulatory requirements, including FCA rules and broader UK/EU financial regulations. This is a hands-on role suited to a proactive individual looking to deepen their experience in a dynamic and fast-paced environment.

Join a leading Corporate Bank as a Compliance and Risk Assurance Manager. This role requires expertise in risk and compliance to ensure regulatory standards and frameworks are effectively adhered to

The Interim Compliance Lead will oversee compliance activities within the Risk & Compliance department, ensuring adherence to regulatory requirements in the financial services industry.This role is a fixed-term contract and requires a detail-oriented professional with expertise in compliance management.

As a Compliance Analyst, you will play a key role in supporting the Risk & Compliance department within the financial services sector.This 12-month fixed-term contract in London offers an exciting opportunity to ensure adherence to regulatory requirements and contribute to a robust compliance framework.

This role involves conducting file reviews within the compliance function, ensuring adherence to regulatory standards within the asset management sector. You will be responsible for conducting file reviews to check against Suitability requirements and internal standards.

This is an excellent opportunity for a Director - Regulatory Implementation - Sales and Trading to lead and manage regulatory implementation projects within the Sales and Trading division of a Global Investment Bank

This role involves overseeing client onboarding and conducting Customer Due Diligence (CDD) processes to ensure compliance within the financial services sector. The Onboarding and CDD Analyst will play a key role in the Regulation & Compliance department, ensuring regulatory requirements are met.

We are seeking a meticulous Financial Crime Analyst for a fixed-term contract in London.

The ideal candidate will focus on risk assessment and compliance, ensuring adherence to financial crime regulations within the financial services industry.

As a Financial Crime Officer, you will play a pivotal role in ensuring compliance with financial crime regulations within the 2nd Line of Defense of an international bank. Reporting into the Deputy of Money Laundering, you will be responsible for implementing and supporting effective risk and compliance measures.

Financial Crime Analyst role at a specialist mid-sized bank, assisting with the identification and mitigation of financial crime risks and fraud within the organisation. You will play a key role in ensuring compliance with regulatory requirements and maintaining the integrity of the company's operations.

As a Tax Manager specialising in Private Client Compliance, you will oversee a portfolio of clients, ensuring their tax affairs are managed efficiently and comply with all regulations. This is a key opportunity to contribute to a leading team in Milton Keyns, offering tailored solutions and strategic advice.

QC Analyst role within a Global organisation.

Information Governance Lead

The will oversee the strategic implementation and management of data governance frameworks to ensure compliance within the Financial Services industry. This London-based role requires expertise in analytics and a proactive approach to managing information governance.

This role requires a meticulous Financial Accountant to contribute to the success of a Financial Services organisation by managing financial reporting and compliance. The ideal candidate will be qualified, with proven experience in leading corporate Tax processes within a large organisation.

The Financial Accountant role in the financial services industry involves managing accounting processes and ensuring compliance with financial regulations. This permanent position offers an opportunity to contribute to the success of an established organisation.

The Head of invoice finance will lead and manage the factoring operations within the financial services industry, ensuring efficiency and compliance with regulations. This permanent role, based in Basingstoke, offers a rewarding opportunity to shape and optimise processes within the accounting and finance department.

We're looking for a detail-oriented Reference Data Analyst to join a dynamic Shared Services team. In this role, you'll ensure the accuracy and integrity of reference data across multiple systems, supporting both London and European operations. You'll play a key part in maintaining compliance, streamlining processes, and collaborating with internal stakeholders to drive improvements.

This is an excellent opportunity for a Financial Accountant to join a reputable organisation within the financial services sector in Bromley. The role involves overseeing financial reporting and compliance tasks in a temporary capacity.

We are looking for a Banking & Finance Lawyer to join a leading financial institution's legal team. In this role, you will act as a key legal contact for front office departments including corporate banking, asset finance, real estate finance, transaction banking, trade finance, and syndicated lending. You will review, draft, and negotiate a wide range of legal documents, ensuring compliance with internal policies and external regulations.

The Payroll Administrator will oversee payroll processes, ensuring accuracy and compliance within the professional services industry. This role in Shoreham-By-Sea requires strong organisational skills and attention to detail.

This is an exciting opportunity for an experienced BCBS239 Programme Delivery Lead to manage and deliver regulatory compliance initiatives within the banking sector. The successful candidate will play a key role in ensuring the effective implementation of BCBS239 principles within a banking environment in London.

The Regulatory Management VP will oversee and manage regulatory requirements within the Banking industry, ensuring compliance and effective risk management within the Accounting & Finance department. This permanent role offers an exciting opportunity for a detail-oriented professional to contribute to organisational success.

The Financial and Regulatory Accountant - SME business bank will be responsible for preparing accurate financial reports and ensuring compliance with regulatory standards in the financial services industry. This position requires a detail-oriented professional with expertise in accounting and finance practices.