Compliance jobs in Financial Services

An excellent opportunity has arisen for an experienced Compliance Specialist to join a well-established financial services organisation on a fixed-term contract. This role will offer hands-on exposure to regulatory oversight, assurance delivery, and business partnering within a highly regulated environment.

Generalist compliance opportunity. Looking for someone to support and effectively deputise the Head of Compliance.

Reporting directly to the Head of Compliance Oversight (SMF16), the Compliance Manager is responsible for ensuring that the bank operates in full adherence to all relevant laws, regulations, and internal policies by implementing robust control frameworks and fostering an ethical culture.

This is an exciting opportunity for a Corporate Tax Compliance Manager to join a leading professional services firm in Bristol. The role focuses on managing corporate tax compliance processes and providing expert advice to a diverse client base.

This is an exciting opportunity for a Compliance Analyst to join a leading organisation in the financial services industry on a 12-month fixed-term contract. The role is based in London and involves supporting the Risk & Compliance department in ensuring regulatory adherence and mitigating compliance risks.

This role sits within the compliance function and is responsible for overseeing restricted securities controls in support of direct and fund investment activity. The position partners closely with investment teams to ensure adherence to information‑barrier, MNPI and regulatory requirements.

Our client a leading Global Investment Management firm are looking to hire a Compliance Officer for their Retail Investments business who will take on the SMF16 within 3 -6 months

The Head of Compliance Monitoring and Assurance - VP will lead the development and implementation of a compliance monitoring and testing plan and a robust control assurance framework to support the Risk & Compliance department. This role is an excellent opportunity for a professional with a strong background in financial services to make a significant impact in London.

The Compliance Analyst/Associate will support the Compliance Manager and CCO in ensuring the firm adheres to all relevant regulatory requirements, including FCA rules and broader UK/EU financial regulations. This is a hands-on role suited to a proactive individual looking to deepen their experience in a dynamic and fast-paced environment.

The Financial Crime Manager - 2nd LOD role will play a vital role in identifying, mitigating, and managing financial crime risks within the financial services sector. Based in London, this role requires a strategic thinker with a strong understanding of risk and compliance frameworks.

The Director - Client On-boarding - Corporate and Investment Banking will be responsible for leading the EMEA Client Lifecycle Management team across the Corporate and Investment Bank.

The Director - Transaction Monitoring Lead - Corporate and Investment Banking will lead and manage the Anti-Money Laundering (AML) and Transaction Monitoring (TM) frameworks within the financial services sector, ensuring compliance with relevant regulations. This London-based role requires a strategic mindset and a strong understanding of risk and compliance processes.

The VP - Client Lifecycle Management - KYC Team will be responsible for leading a team of KYC Analysts and AVP's through the client lifecycle.

The role involves maintaining accurate client onboarding and and ensuring regulatory requirements are fully met throughout the account lifecycle. You will provide operational and administrative support to Front Office teams by managing payments, trades, and ongoing servicing for HNW clients.

We are seeking a VAT Manager to join a professional services organisation in Crawley. This role requires expertise in VAT compliance and advisory, with a focus on delivering excellent client service in the tax department.

This is an excellent opportunity for a Corporate Tax Senior to join a thriving professional services firm. The role focuses on providing expert tax compliance and advisory support to a range of clients.

We are seeking a VAT Manager to join a professional services firm in Guildford. This role requires expertise in tax and VAT management to support clients in achieving compliance and optimising their tax position.

The Audit Senior role in Maidstone is perfect for a professional with expertise in accounting and finance, who is looking to contribute to a professional services environment. This position offers the opportunity to manage audits efficiently while ensuring compliance with regulations.

We are looking for a knowledgeable and detail-oriented Audit Senior to join a professional services firm in Sutton. This role requires expertise in accounting and finance to manage audit processes and ensure compliance with relevant standards.

An exciting opportunity for a Corporate Tax Assistant Manager, to join a large tax department near Crawley. The role will involve managing a diverse portfolio of corporate clients, ensuring compliance and offering advisory services.

We are seeking a Mixed Tax Senior to join a professional services team in Ashford. The role involves managing and advising on various tax matters, ensuring compliance and providing exceptional support to clients.

This is an excellent opportunity for a Private Client Tax Manager to take on a key role in an accountancy firm. The position, based in Aldershot, involves managing a portfolio of private clients and ensuring compliance with tax regulations.

The Assistant Tax Manager role is a critical position within the financial services department, requiring the successful candidate to handle complex tax-related tasks and provide leadership in tax planning and compliance.

This is an exciting opportunity for an experienced Business Tax Manager to join a reputable professional services firm in Leatherhead. The successful candidate will be responsible for managing tax services, tax compliance, and advising a diverse client base.

The Personal Tax Senior is responsible for managing a portfolio of clients, ensuring compliance with tax regulations and providing advisory services. The role requires a strong understanding of personal tax matters and excellent client service skills.

This role as a Corporate Tax Assistant Manager in the professional services industry requires expertise in tax compliance and advisory. Based in Guildford, the position offers an opportunity to work on diverse client portfolios and manage tax-related responsibilities effectively.

As a Corporate Tax Manager, you will oversee tax compliance and advisory services for a diverse client portfolio. This role near Chatham offers an opportunity to work within the professional services industry, focusing on delivering tailored tax solutions.

This role offers an exciting opportunity for a Mixed Tax Senior to manage a portfolio of clients, providing expert tax compliance and advisory services. Based in Steyning, the role is ideal for a tax professional looking to excel in the professional services industry.

A rewarding opportunity has emerged for a detail-oriented Tax Consultant to provide high-quality tax services in a professional services environment. The successful candidate will serve a diverse client portfolio, ensuring tax compliance and providing expert advisory services.

This role as a Private Client Tax Team Leader in the professional services industry involves managing tax compliance and advisory services for private clients. The position requires expertise in tax regulations and a proactive approach to client service in the Dartford area.