Compliance jobs in Financial Services

A growing FX firm is looking for a Compliance Analyst to support its Compliance team. This is a great opportunity for someone with compliance experience in financial services who wants exposure to FCA regulation, financial crime, monitoring, and risk management.

The VAT Compliance Manager will oversee VAT reporting and compliance processes, ensuring adherence to regulatory requirements and delivering expert advice within the professional services industry. This permanent role is ideal for a skilled individual with a strong background in VAT and a passion for accounting and finance.

• Join a growing compliance team, supporting regulatory, risk, and client onboarding activities while building strong relationships with stakeholders across the financial services sector.
• Gain hands-on exposure to compliance, regulatory requirements, and risk management in a role that offers structured training, professional development, and clear career progression opportunities.

Your role will involve supporting the Risk & Compliance department in maintaining a strong compliance framework and mitigating regulatory risks

Specialist investment management firm is seeking a Compliance Analyst to join its Compliance team. This is an excellent opportunity for an individual with compliance or operational risk experience who is looking to develop their career within a collaborative and fast-paced financial services environment.

Broad compliance oversight role focused on conducting compliance monitoring reviews, assessing regulatory risks, providing advisory support to the business, and ensuring adherence to FCA requirements across wealth management activities, with clear opportunities for professional growth, increased responsibility and long-term career development within a collaborative environment.

This is an excellent opportunity for a Compliance professional looking to step into a broader advisory-focused role within a growing and collaborative financial services environment. The position offers exposure across regulatory compliance, conduct risk, consumer duty and governance, providing significant opportunity for professional development and progression.

• Support a broad range of compliance activities, including monitoring, KYC, sanctions screening and regulatory projects
• Ideal for someone with 3-5 years' AIFM compliance experience, strong AIFMD knowledge and exposure to MiFID II, UCITS and SMCR

As a Compliance Officer within the Second Line of Defence, you will perform monitoring and oversight activities to ensure the business complies with regulatory requirements, identifies risks, and maintains effective controls. The role involves working closely with stakeholders across the business, conducting reviews, managing incidents, producing reporting and MI, and supporting the ongoing development of the firm's compliance framework.

Our client a leading Global Investment Management firm are looking to hire a Compliance Officer for their Retail Investments business who will take on the SMF16 within 3 -6 months

The Global Head of Compliance & MLRO will be responsible for leading the company's global compliance function and acting as Money Laundering Reporting Officer (MLRO) for their main UK regulated entity as well as their Canadian entity.

As an AVP Regulatory Change and Compliance Risk - Investment Banking in London, you'll play a key role in ensuring that regulatory changes are identified, assessed, and embedded into the organisation's compliance framework.

As a Financial Crime & Trade Surveillance Associate (12-Month FTC) in London, you will join a leading wealth management firm, and be exposed to trade surveillance and market abuse monitoring. Working closely with senior compliance stakeholders, you'll gain broad exposure to complex regulatory matters while helping shape and strengthen the firm's financial crime framework in a highly collaborative environment.

An exciting opportunity has arisen to join a well-established, regulated financial services business during a period of significant growth and transformation. The organisation is seeking an experienced financial crime professional to lead its financial crime framework and provide strategic oversight across the business.

Responsible for assessing and verifying customer information to ensure compliance with regulatory standards. Your work will play a vital role in safeguarding the business by identifying and mitigating potential risks.

6-month CDD Analyst role within the Banks' Corporate & Institutional client team.The role is focused on complex and high-risk client onboarding cases.

The Financial Crime Manager - 2nd LOD role will play a vital role in identifying, mitigating, and managing financial crime risks within the financial services sector. Based in London, this role requires a strategic thinker with a strong understanding of risk and compliance frameworks.

An exciting opportunity for an experienced regulatory reporting professional to take ownership of prudential and regulatory reporting within a growing UK financial services organisation.You will combine technical expertise, leadership and change delivery to strengthen reporting controls, support regulatory compliance and drive automation

Our client is keen to recruit an established Corporate Tax Manager. This role will work with an enviable client base and offer opportunities for both advisory and compliance work.

As an IT Sourcing Manager in Leeds within the financial services industry, you'll play a key role in managing supplier relationships and sourcing strategies to support the organisation's procurement needs. This role involves ensuring cost-effective and efficient delivery of IT services and solutions while maintaining high standards of quality and compliance.

As an Audit Semi-Senior, you'll assist with the preparation and completion of audits, ensuring compliance and accuracy in financial reporting.

As a VAT Manager in Maidstone, you'll focus on managing VAT compliance and advisory work. This role is essential for ensuring clients meet their VAT obligations while providing strategic tax advice to support their business goals.

We are seeking a VAT Assistant Manager to join our client's tax department. The successful candidate will focus on providing expert VAT advice and compliance services, ensuring client satisfaction and compliance with regulations.

As an Audit & Accounts Senior in Camberley, you'll play a vital role in managing audit and accounts assignments for a range of clients in the accountancy industry. Your work will help ensure the smooth delivery of high-quality financial reporting and compliance for businesses.

As a VAT Manager in Crawley, you'll take charge of VAT compliance and advisory work, ensuring clients meet their obligations while identifying opportunities for improvement. This professional services role is integral to supporting clients in navigating complex tax regulations effectively.

A Corporate Tax Senior role based in Heathrow within the accountancy industry, focusing on corporate tax-related responsibilities. You'll play a key part in managing corporate tax compliance and supporting with advisory services, ensuring accuracy and efficiency in all tasks.

As a Corporate Tax Manager in the accountancy industry, you'll manage and oversee corporate tax compliance and advisory work for a variety of clients. Based in Sidcup, this role is vital for ensuring clients meet their tax obligations while maximising opportunities for tax efficiency.

The role of a Private Client Tax Manager offers an excellent opportunity to lead and manage client tax affairs within the accountancy industry. This permanent position requires expertise in tax compliance and advisory services, ensuring client satisfaction and compliance with regulations.

As a Corporate Tax Manager, you'll handle the day-to-day management of corporate tax affairs for a range of clients, ensuring compliance and offering expert advice where needed. Based near Heathrow, this role is key to supporting clients in the accountancy industry with their tax planning and strategic decisions.

As a Corporate Tax Associate Director in Maidstone, you'll play a key role in overseeing tax compliance and advisory services for a variety of clients in the accountancy industry. This position is central to driving the success of the tax department by managing client relationships and delivering high-quality tax solutions.