Compliance jobs in Financial Services

Generalist compliance opportunity. Looking for someone to support and effectively deputise the Head of Compliance.

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This is an exciting opportunity for a Corporate Tax Compliance Manager to join a leading professional services firm in Bristol. The role focuses on managing corporate tax compliance processes and providing expert advice to a diverse client base.

This is an exciting opportunity for a Compliance Analyst to join a leading organisation in the financial services industry on a 12-month fixed-term contract. The role is based in London and involves supporting the Risk & Compliance department in ensuring regulatory adherence and mitigating compliance risks.

This role sits within the compliance function and is responsible for overseeing restricted securities controls in support of direct and fund investment activity. The position partners closely with investment teams to ensure adherence to information‑barrier, MNPI and regulatory requirements.

You will be responsible for ensuring adherence to relevant legal and regulatory requirements, monitoring compliance activities, and supporting the development of policies and procedures that align with industry best practice. Typical responsibilities for compliance analysts include regulatory analysis, policy development, monitoring, documentation management and operational compliance testing

Our client a leading Global Investment Management firm are looking to hire a Compliance Officer for their Retail Investments business who will take on the SMF16 within 3 -6 months

The Head of Compliance Monitoring and Assurance - VP will lead the development and implementation of a compliance monitoring and testing plan and a robust control assurance framework to support the Risk & Compliance department. This role is an excellent opportunity for a professional with a strong background in financial services to make a significant impact in London.

The Compliance Analyst/Associate will support the Compliance Manager and CCO in ensuring the firm adheres to all relevant regulatory requirements, including FCA rules and broader UK/EU financial regulations. This is a hands-on role suited to a proactive individual looking to deepen their experience in a dynamic and fast-paced environment.

The Director - Head of CDD will be responsible for leading the EMEA Client Lifecycle Management team across the Corporate and Investment Bank.

The Director - Transaction Monitoring Lead - Corporate and Investment Banking will lead and manage the Anti-Money Laundering (AML) and Transaction Monitoring (TM) frameworks within the financial services sector, ensuring compliance with relevant regulations. This London-based role requires a strategic mindset and a strong understanding of risk and compliance processes.

The VP - Client Lifecycle Management - KYC Team will be responsible for leading a team of KYC Analysts and AVP's through the client lifecycle.

The role involves maintaining accurate client onboarding and and ensuring regulatory requirements are fully met throughout the account lifecycle. You will provide operational and administrative support to Front Office teams by managing payments, trades, and ongoing servicing for HNW clients.

As a Company Secretary, you will play a pivotal role in ensuring compliance with corporate governance standards and providing essential support to the board. This is an excellent opportunity to contribute to a Financial Services organisation.

The Data Analytics Director will lead data governance, analytics, and reporting initiatives within the financial services sector. This includes improving EUC controls and migration as well as ensuring adherence BCBS239. This role is based in London and requires expertise in regulatory compliance and advanced data management strategies.

The role of Corporate Tax Senior Manager is ideal for a highly skilled professional with a strong background in corporate tax compliance and advisory services. This position offers the chance to lead a team within the tax department while providing expert guidance to a wide range of clients in the professional services industry.

The Client Reporting Team Manager will oversee the creation and delivery of accurate and timely client reports while ensuring compliance with industry standards. This role requires a proactive approach to managing a team and improving reporting processes within the financial services sector.

This role involves providing expert advice on corporate tax matters, particularly in mergers and acquisitions, within the professional services industry. Based in Bristol, you will play a key role in supporting clients with complex tax challenges while ensuring compliance and efficiency.

The Assistant Corporate Tax Manager - Mergers & Acquisitions will play a pivotal role in providing specialised tax advice and support to clients within the professional services industry. Based in Bristol, this position focuses on managing complex tax projects, particularly in the area of mergers and acquisitions, ensuring compliance and delivering tailored solutions.

As an Employment Tax Associate Director, you will provide strategic advice and support to clients in managing employment tax matters while ensuring compliance with current regulations. This role in the professional services industry offers an excellent opportunity to work with a diverse client base in a collaborative environment.

The Finance Manager will oversee financial planning, reporting, and compliance within the financial services industry Family Office. This permanent role is ideal for a detail-oriented professional with expertise in accounting and finance, tax, and bookkeeping.

The AP Accountant role within the financial services industry focuses on managing accounts payable, ensuring accuracy, and maintaining compliance with company policies. This permanent position is an excellent opportunity to contribute to a professional accounting and finance team.

The Regulatory Reporting Manager is responsible for overseeing accurate and timely regulatory reporting, financial control and tax compliance, ensuring the delivery of robust, compliant financial information.

The role of US/UK Tax Manager involves managing dual-jurisdiction tax matters for clients, providing expert advice and compliance solutions. This position requires a skilled professional with a strong understanding of US and UK tax systems, particularly within the professional services industry.

The Senior Internal Auditor position is an opportunity to work within one of the UK's largest pension schemes, focusing on delivering high-quality audits and ensuring compliance with internal controls. Based in Liverpool, this role requires a proactive individual with expertise in accounting and finance.

This Financial Control role in the Financial Services industry offers an exciting opportunity to contribute to a fast-paced Banking & Financial Services department in London. The position requires a detail-oriented professional to oversee financial processes and reporting while ensuring compliance with industry standards.

This is an excellent opportunity for a Corporate Tax Senior to join a thriving professional services firm. The role focuses on providing expert tax compliance and advisory support to a range of clients.

The EMEA Payroll will manage payroll operations across the EMEA region, ensuring compliance with local regulations and delivering accurate and timely payroll services. This role requires expertise in payroll processes, tax regulations, and attention to detail to support the financial services industry.

An exciting opportunity for a Corporate Tax Assistant Manager, to join a large tax department near Crawley. The role will involve managing a diverse portfolio of corporate clients, ensuring compliance and offering advisory services.

The Audit Senior role in Maidstone is perfect for a professional with expertise in accounting and finance, who is looking to contribute to a professional services environment. This position offers the opportunity to manage audits efficiently while ensuring compliance with regulations.