The Compliance Manager role involves managing a team, whose purpose is to engage and deliver an effective compliance culture within the business, through the delivery of risk-based compliance monitoring, providing advice and guidance on issues and new products and ensuring that the business is operating in a compliant manner.

Brilliant new role for an Asset Management firm based in London who are hiring a Compliance Officer.

This role will be ideal for a candidate from a Financial Services background in either Operations or generalist Compliance.

This is a new role in a growing private equity firm looking to hire a Compliance Officer to report directly into the CCO.

I'm working with a fast growing client in the payments industry looking to appoint a Compliance Specialist. The successful person will be responsible for undertaking compliance monitoring for the firm, as well as other second-line, ad-hoc generalist compliance duties. This role would be great for anybody based in West or NW London.

Our client, an investment management firm in Edinburgh, is looking for a Compliance Analyst to join their Risk & Compliance team.

The role of the Compliance Manager is to assist the Head of Compliance in the successful delivery of the firm's internal compliance and oversight program through routine monitoring of our retail partners and internal processes, whilst also providing compliance guidance and support to our retailer network.

I'm working on a new role with a global banking & capital markets firm based in the City. A great opportunity for anybody looking to work in a high paced central compliance team.

To lead the Compliance and Risk function in Jersey, performing the role of Compliance Officer and MLRO for a regulated businesses.

This is a group Head of Compliance role in a growing Fintech business. The successful candidate will be an experienced compliance officer looking for a fast paced role and to accelerate his/ her career.

An integral compliance advisory role within one of the worlds largest savings and investment funds. This role would be perfectly suited to a generalist compliance officer with financial promotions experience, within a client money management business. (EG wealth manager, retail banking and pension funds) This role would also be ideal for someone who has experience in managing compliance issues around B2B issues.

This is a new Compliance Advisory VP role with a Banking and Capital Markets firm based in the City of London. The role will focus on Equities and Fixed Income advisory for the business as it continues to go through a period of growth.

An exciting opportunity has arisen for a Director to join and lead an AIF Compliance Advisory team in a leading Investment Manager.

The ideal candidate will have broad private side alternatives knowledge and be a an accomplished senior compliance professional.

The Risk and Compliance specialist will be a Manager in a team that is responsible for providing line 1 regulatory consultancy services to the business. This will involve review and challenge for a range of changes, from small business change (e.g. pricing, marketing and document changes) to larger changes (e.g. new products and customer journey changes.

I'm working on a great generalist compliance position for a Senior Compliance Manager. This position will have great breadth, looking at regulatory change and horizon scanning amongst working with the rest of function, managing a small team of 2. This role requires solid experience in COBS, CASS and MIFID II. There is also great scope for working flexibly at the firm.

• To provide advice and guidance to the EMEA region on financial and trade sanctions, the expectations of regulators and the design and operation of the sanctions compliance program, by which the EMEA region mitigates sanctions risk
• To oversee the day to day running of the EMEA Sanctions Advisory and Controls and Investigations functions.

Reporting to the Head of Surveillance, based in London, the Trade Surveillance Vice President role will be responsible for completing allocated surveillance tasks defined under the firm's Surveillance Monitoring Plan ('SMP').

My client, a Financial Services firm that specialises in investment & wealth management amongst other services is seeking a pro-active, hands on Data Privacy Associate to work across the business as an SME in Data Protection. The ideal candidate will have worked in a medium sized enterprise and ideally have/be working towards qualifications in data protection.

Working underneath the Director of Compliance, this Data Protection Officer role has overall responsibility for data protection matters for two separate entities. Financial Services and/or automotive industry experience is beneficial but not essential, this role will suit an established data protection professional who has previously had some line management experience.

This is a capital markets compliance advisory role, supporting London and Frankfurt, therefore knowledge of bot BAFIN and FCA regulator is essential.

My client is a leading financial services firm who provide asset management services. They have several offices nationwide and are looking to appoint a CASS Manager in the North West of England (Cheshire).

The Sanctions Analyst will be expected to establish and maintain policies, procedures, systems and controls to mitigate and effectively manage sanctions risk.

The Treasury Operations Manager will be responsible for ensuring all operations are running smoothly in the City of London office. This person will lead on building processes to meet business objectives and ensure compliance with regulatory standards.

You will be responsible for the compliance and advisory requirements of a number of mainly Private Client Individuals. You will be providing general tax planning to the Firm's clients along with tax advisory projects with the Associate Tax Director and Tax Partner.

Your responsibilities will include assisting with the compliance and advisory requirements of a number of mainly Private Client Individuals and in addition some trust tax returns, with a view to take on your own portfolio and manage your own client relationships.

A "work from home" opportunity for an experienced tax professional to provide advanced indirect tax compliance services to a portfolio of international clients. An opportunity to manage ongoing contractual relationships, as this role sits in the operations area of the business.

Reporting to the CRO, provide second line oversight on the bank's management of prudential risks; including capital, liquidity, market and interest rate risks. Support the bank's compliance with prudential regulatory requirements and assessment/reporting of enterprise wide risks

To be the lead Tax Representative managing a small team of 2

Responsible for all Corporate Tax Compliance & Advisory for the business and subsequent subsidiaries

SVP Financial Controller - Global Asset Management

Hybrid nature of role - mixed across statutory and planning/decision support:

• Consolidation, GAAP accounting and audits, Financial control month-end/year-end processes management, Treasury management
• Financial planning, reporting and decision support
• Regulatory and tax compliance/reporting, CLO's - Accounting/Financing/Structuring

Reporting to the Head of Marketing Strategy & Activation, you will drive operational excellence across the marketing function, identifying key risks (including third-party risk), ensuring compliance, and supporting with governance.