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Compliance Analyst - Wealth & Asset Management

City of London Permanent £30,000 - £35,000 per year View Job Description
The Compliance Analyst role in the Financial Services industry requires a detail-oriented professional to support the Risk & Compliance department. Based in London, this permanent position involves ensuring regulatory compliance and contributing to the organisation's robust compliance framework.
  • Compliance Analyst role within Wealth and Asset Manager.
  • Junior Compliance Analyst role within UK Financial Services firm.

About Our Client

This opportunity is with a small-sized firm in the Wealth & Asset Management industry. The organisation is committed to maintaining high standards in compliance and regulatory practices while supporting a collaborative work environment.

Job Description

  • Assist in maintaining and updating compliance policies and procedures.
  • Conduct compliance monitoring and reporting activities.
  • Support the preparation of regulatory filings and submissions.
  • Provide guidance on regulatory requirements to internal teams.
  • Identify and assess compliance risks within the organisation.

The Successful Applicant

A successful Compliance Analyst should have:

  • A background in Financial Services or a related field.
  • Knowledge of regulatory requirements and compliance processes.
  • Strong analytical and problem-solving skills.
  • Excellent attention to detail and organisational abilities.

What's on Offer

  • Competitive salary ranging from £30,000 to £35,000.
  • Permanent role based in London, offering stability and growth opportunities.
  • Benefits package to be confirmed.
  • An opportunity to work within the Financial Services industry in a compliance-focused role.



If you are ready to contribute to a thriving Risk & Compliance department and advance your career as a Compliance Analyst in London, we encourage you to apply.

Contact
Rob Cope
Quote job ref
JN-012026-6918901
Phone number
+44 207 776 5935

Job summary

Job function
Compliance
Subsector
Compliance Generalist
Sector
Financial Services
Location
City of London
Contract type
Permanent
Consultant name
Rob Cope
Consultant phone
+44 207 776 5935
Job reference
JN-012026-6918901