Compliance jobs in Banking & Financial Services

The Compliance Associate will support the Risk & Compliance department in ensuring adherence to regulatory requirements within the financial services industry. This position is based in London and involves monitoring compliance frameworks and offering guidance to internal teams.

New opportunity for a junior or mid-level Portfolio Compliance Analyst to join an expanding Compliance function.

Report and work closely with the Head of Compliance & Operational Risk.

The Interim Compliance Lead will oversee compliance activities within the Risk & Compliance department, ensuring adherence to regulatory requirements in the financial services industry.This role is a fixed-term contract and requires a detail-oriented professional with expertise in compliance management.

The Intelligence and Investigations Manager will oversee and enhance risk and compliance processes within the insurance sector, focusing on fraud prevention and operational efficiency. This role is based in Milton Keynes and requires a strategic thinker with expertise in investigative methods.

QC Analyst role within a Global organisation.

The Payments Analyst role involves processing and managing client payments within the Settlements team, ensuring accuracy and compliance with internal controls. You will collaborate across teams and external stakeholders to resolve queries, improve workflows, and contribute to efficiency initiatives.

The Operations Analyst role focuses on ensuring the smooth execution of daily fund dealing activities within the UK Operations team, adhering to strict service levels and regulatory compliance. The position requires proactive monitoring, issue resolution, and collaboration with internal teams and external stakeholders to maintain operational excellence.

We are seeking an experienced Prudential Risk Specialist to join a leading firm in the financial services industry. This temporary role in London involves supporting the accounting and finance department with regulatory risk management and compliance.

The Financial and Regulatory Accountant - SME business bank will be responsible for preparing accurate financial reports and ensuring compliance with regulatory standards in the financial services industry. This position requires a detail-oriented professional with expertise in accounting and finance practices.

The Client Onboarding Executive supports the Retail Investor Relations team by managing the onboarding process for new investors in retail funds. The role focuses on ensuring efficient client setup, regulatory compliance, and high-quality client service.

This role requires a skilled Regulatory Accountant to manage and oversee regulatory reporting and compliance within the financial services sector. Based in London, you will ensure adherence to industry regulations and contribute to the efficient operation of the banking and financial services department.

The Treasury Associate will support the Accounting & Finance department by managing treasury activities including cash management, FX and covenant compliance. This permanent role offers an excellent opportunity to contribute to high-growth business.

We are seeking a proficient Credit Risk Manager, who will manage the second line challenge and review of complex bespoke infrastructure transactions with the Fund, providing debt, equity or guarantees to ensure compliance in line with risk appetite, working closely with origination teams and senior stakeholders.

This role is based in Leeds for 3 days a week, with 2 days WFH option.

• Responsible for the maintenance and development of a corporate customer portfolio; winning and on-boarding new customers via proactive & focused business development activities.
• Preparation of credit applications, balance sheet analysis, annual reviews, monitoring of management accounts, covenant compliance, profitability and ensuring our clients have full knowledge of the Bank's banking services.

The Regulatory Policy VP will play a key role in overseeing regulatory compliance and policy development within the banking sector. Based in Dublin City Centre, this position requires a strategic mindset and expertise in accounting and finance to ensure adherence to industry standards and regulations (ICAAP, ILAAP, RRP, EBA/ ECB EU Stress Tests.

As a Credit Manager, your background will be Commercial Real Estate, with a deep and demonstrable credit experience across this sector. This role involves managing the end-to-end credit process for corporate and institutional clients, ensuring robust risk assessment and compliance with regulatory standards. You will play a key role in credit analysis, portfolio monitoring, and supporting strategic decision-making within the London branch.

This interim Financial Accountant role involves supporting the accounting and finance department with financial reporting and compliance. The successful candidate will play a key role in ensuring the accuracy of financial records and adherence to regulatory standards.

The Head of Credit and Country Risk (2nd Line of Defence) will oversee and manage credit and country risk frameworks within the financial services sector. This London-based role ensures robust risk assessment and compliance across banking and financial services operations.

The Director Residential & Commercial Real Estate Lending will oversee and manage lending activities within the residential and commercial property sector, ensuring compliance and driving strategic growth. This role requires expertise in financial services and a deep understanding of the real estate market in the UK.

Lead the implementation of the global liquidity management strategy, focusing on London and regional coordination. Oversee cash flow reporting, stress testing, and regulatory compliance while collaborating with teams across multiple regions to maintain strong liquidity frameworks.

The First Line Risk and Control VP will take the lead on Operational Resilience and BCM across the First Line Risk and Control team.

You will support the development, embedding, and ongoing management of the operational resilience framework across the organisation, ensuring compliance with regulatory expectations and enhancing the firm's ability to withstand and recover from disruptions.

This role involves preparing and analysing financial reports, ensuring compliance with relevant regulations, and supporting the Accounting & Finance department. The ideal candidate will bring expertise in financial reporting to a temporary position within the financial services industry.

The Head of Finance will oversee the accounting and finance functions, ensuring robust financial management and compliance within the organisation. This interim role based in the West Midlands offers a unique opportunity to lead in the financial services industry.

The Financial Manager plays a key role within the firm, supporting both day-to-day operations and long-term financial strategy. The successful candidate will manage financial systems, oversee regulatory compliance, and provide detailed performance finance reporting. Based in Central London.