Compliance jobs in Banking & Financial Services

Compliance Manager

Wicklow - Bray location (strong hybrid working with 2-3 days p wk in office)

• Regulatory and scheme communications to/from CBI, UK/FCA, Banking Partners, and venture holders
• Broad compliance and risk workflows including KYC, AML, anti-fraud, anti-bribery, privacy, third party oversight, sanctions, SARs, regulatory limits and PEPs & Sanctions screening

The role includes compliance advisory, monitoring and fulfilment of the FCA requirements to meet the obligations set out in the FCA Handbook.

The role of Compliance Officer consists of but is not limited to central compliance (preparation of management information, policies and procedures, keeping logs, and regulatory reporting) and performing reviews as part of the compliance monitoring programme and AML controls.

Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures.

Based in the Whiteley office, the Compliance Analyst role will provide support to the Channel Islands and UK compliance teams, specialising in regulatory compliance of Fund Service Business, Trust Company Business and Depository services. The individual will conduct compliance monitoring activity and act as advisor to the business and clients on various regulatory matters.

This is an SMF16 & 17 role with a foreign banking subsidiary. The role will manage circa 17 individuals across compliance and fin crime.

As the Head of Compliance & MLRO, you will be responsible for overseeing all compliance-related functions within the firm, reporting into the CEO

. You will work closely with the internal and external stakeholders; such as wealth managers, financial advisors, trustees, and internal departments, to ensure that our operations are in line with relevant laws, regulations, and best practices.

Undertake second line of defence advisory work for core responsibilities within the customer and vendor due diligence processes, such as KYC reviews and research, the prevention of money laundering and related activities.

• the Compliance Monitoring and Surveillance function is effective in its duties as an independent second line of defence function to provide assurance on the EMEA region's compliance with relevant laws, regulations, policies and procedures and identify/investigate potential/actual unlawful or unethical practices.

A great opportunity to join a growing team in their Transaction Screening function in a Senior Analyst position.

• To keep the required SMR documentation up to date.
• To maintain and keep current all corresponding processes in relation to the regime (e.g. regulatory submissions, annual fitness and propriety, managing Reasonable Steps, Job Descriptions, etc).
• To ensure an up-to-date understanding of Senior Managers Regime matters. Preparing reports, as necessary, on any regulatory developments relating to the Senior Managers Regime.

• To assist the EMEA region in complying with applicable financial and trade sanctions as well as meeting regulatory requirements/expectations.
• To undertake all EMEA material sanctions investigations involving true matches of listed persons and sensitive countries and to advise on the permissibility of such transactions.

• Own and lead the process for the production of the Annual Report and Accounts and financial disclosures in accordance with IFRS requirements (IFRS9) and have direct responsibility for financial controls.
• Develop and maintain of the financial policies, controls, systems, and processes and procedures to ensure the efficient and effective management of the company's finances and compliance with statutory and regulatory requirements.

My client is hiring an IT, Cyber, Third Party Management Risk AVP.

This role will ensure the Bank maintains adequate control environment for Cyber and IT and associated vendors and to support and review and to challenge the process to ensure compliance with all relevant laws, rules and regulatory expectations for the management of Cyber. IT and data Risk

This role involves analysing credit data, financial statements, and external reports, generating financial ratios, preparing risk reports, ensuring compliance with regulations, and providing guidance for risk assessment and decision-making, focusing on mid-ticket transactions.

As the Head of Internal Audit, you will play a crucial role in providing independent and objective assurance to the organisation's ExCo and Audit & Risk Committee. You will lead a team of Internal Audit professionals and work closely with senior stakeholders across the business, to identify areas of improvement, assess risks, and ensure compliance with regulatory requirements.

Enterprise Risk Reporting VP, will be based in a fast growing Banking group in London. This role will support the Banks ERM Reporting activity across the group, and take a strategic approach to Risk Reporting across all areas, working closely with Risk and Compliance teams.

As the Head of Tax, you will be responsible for overseeing all tax-related matters, ensuring compliance with relevant regulations, optimizing tax strategies, and providing strategic tax planning advice to the organization. Your expertise will be vital in driving the firm's financial success while ensuring tax efficiency and adherence to legal requirements.