Compliance jobs in Banking & Financial Services

The Regulatory Compliance Officer - Payments will report directly to the Head of Compliance and will work in the 2nd line compliance team conducting compliance generalist responsibilities

The Internal Audit Manager role within the insurance industry offers an exciting opportunity to lead and enhance internal audit processes. Based in Formby, this position requires strong expertise in accounting and finance to ensure compliance and operational efficiency.

The Client Onboarding Executive supports the Retail Investor Relations team by managing the onboarding process for new investors in retail funds. The role focuses on ensuring efficient client setup, regulatory compliance, and high-quality client service.

The Operational Risk Team Lead will ensure the successful operation of the Bank's control framework. The role holder will report directly to the Head of Compliance and will require strong English and Mandarin skills as there will be regular reporting of KRIs into the Group Head Office.

The Director Residential & Commercial Real Estate Lending will oversee and manage lending activities within the residential and commercial property sector, ensuring compliance and driving strategic growth. This role requires expertise in financial services and a deep understanding of the real estate market in the UK.

The Middle Office Assistant will provide operational support across core banking functions, ensuring efficient transaction processing and strict adherence to risk and compliance standards. The role combines account management, regulatory oversight, and internal coordination to support smooth day-to-day banking operations.

We are seeking a skilled Financial Reporting Contractor to join a reputable organisation in the financial services sector. The role is based in London and will focus on delivering accurate and timely financial reports while ensuring compliance with relevant regulations.

The Advice Quality Manager will oversee and ensure compliance with quality standards within the financial services sector, focusing on banking and financial services. This role is based in Harrogate and requires a detail-oriented professional to monitor and enhance service delivery processes.

The Deputy Head of Operations will oversee and manage operational processes within the Middle Office of this Banking & Financial Services organisation, ensuring operational efficiency and compliance with industry standards. This role requires strong expertise in the Financial Services sector to support the organisation's goals effectively.

This is an exciting opportunity for a Tax Accountant to join a professional team in Andover. The role requires expertise in tax compliance and advisory to ensure the organisation meets its obligations effectively.

As a Credit Manager, your primary focus will be Commercial Real Estate, requiring strong and proven credit experience in this sector. You will manage the end‑to‑end credit process for corporate and institutional clients, ensuring sound risk assessment and regulatory compliance. The role also includes credit analysis, portfolio monitoring, and supporting strategic decision‑making within the London branch.