Compliance jobs in Banking & Financial Services

An excellent opportunity has arisen for an experienced Compliance Specialist to join a well-established financial services organisation on a fixed-term contract. This role will offer hands-on exposure to regulatory oversight, assurance delivery, and business partnering within a highly regulated environment.

Reporting directly to the Head of Compliance Oversight (SMF16), the Compliance Manager is responsible for ensuring that the bank operates in full adherence to all relevant laws, regulations, and internal policies by implementing robust control frameworks and fostering an ethical culture.

This role sits within the compliance function and is responsible for overseeing restricted securities controls in support of direct and fund investment activity. The position partners closely with investment teams to ensure adherence to information‑barrier, MNPI and regulatory requirements.

The Compliance Analyst/Associate will support the Compliance Manager and CCO in ensuring the firm adheres to all relevant regulatory requirements, including FCA rules and broader UK/EU financial regulations. This is a hands-on role suited to a proactive individual looking to deepen their experience in a dynamic and fast-paced environment.

The Fund Controller VP to ED role within the asset management industry requires expertise in fund controllership and reporting, with a focus on fund management and controls. This position offers a challenging opportunity to oversee financial operations and ensure compliance in a dynamic environment.

The Credit & Loan Operations Specialist will be hired as a key liaison between The Bank's front office desks worldwide in cross-functional collaboration to support the execution of complex international banking operations, ensuring compliance with regulatory standards and internal policies while facilitating smooth onboarding and financing processes for corporate clients.

The Chief Financial Officer (CFO) role within a leading global consumer finance organisation offers the opportunity to shape financial strategy in a dynamic, data-driven environment. As a key executive, the CFO provides strategic direction across finance, overseeing reporting, planning, and performance while ensuring strong risk management and regulatory compliance. This role requires a forward-thinking leader to drive sustainable growth and long-term value.

The Finance Manager will oversee financial operations, ensuring compliance and supporting strategic decision-making within the financial services industry. This temporary role requires expertise in accounting and finance processes, based in London.

The Data Analytics Director will lead data governance, analytics, and reporting initiatives within the financial services sector. This includes improving EUC controls and migration as well as ensuring adherence BCBS239. This role is based in London and requires expertise in regulatory compliance and advanced data management strategies.

The Client Reporting Team Manager will oversee the creation and delivery of accurate and timely client reports while ensuring compliance with industry standards. This role requires a proactive approach to managing a team and improving reporting processes within the financial services sector.

The Senior Internal Auditor position is an opportunity to work within one of the UK's largest pension schemes, focusing on delivering high-quality audits and ensuring compliance with internal controls. Based in Liverpool, this role requires a proactive individual with expertise in accounting and finance.

This Financial Control role in the Financial Services industry offers an exciting opportunity to contribute to a fast-paced Banking & Financial Services department in London. The position requires a detail-oriented professional to oversee financial processes and reporting while ensuring compliance with industry standards.

The role of Operational Risk Manager in the public sector involves overseeing and enhancing risk management frameworks to ensure regulatory compliance. Based in Crewe, this position requires a structured and analytical approach to manage operational risks effectively.

The Asset Transfers Analyst is responsible for the accurate and timely processing of client asset transfers in and out of the business.This includes working closely with custodians, platforms, advisers, and internal teams to ensure transfers are completed efficiently while maintaining regulatory compliance and delivering excellent client outcomes.

The Director Residential & Commercial Real Estate Lending will oversee and manage lending activities within the residential and commercial property sector, ensuring compliance and driving strategic growth. This role requires expertise in financial services and a deep understanding of the real estate market in the UK.

The Operational Risk Team Lead will ensure the successful operation of the Bank's control framework. The role holder will report directly to the Head of Compliance and will require strong English and Mandarin skills as there will be regular reporting of KRIs into the Group Head Office.