Compliance jobs in Banking & Financial Services

Our client are seeking a Compliance Analyst to join their growing team who will play a vital role in ensuring the firm adheres to regulatory standards. The successful candidate will work closely with the Head of Compliance and be tasked with reviewing and setting policies, developing the Compliance Monitoring plan, as well as providing guidance on compliance regulatory matters.

Our client is looking for a Compliance Manager

An exciting opportunity has arisen for a diligent Compliance Officer, ideally from an asset management background, to manage and enhance the risk and compliance processes within a reputable organisation. This role is perfect for a proactive individual who can effectively collaborate with internal stakeholders.

Covering a variety of areas to ensure that the organisation conducts business in a compliant manner in accordance with FCA, SEC, AMF and FINMA rules, company policies and procedures. This will include reviewing policies and ensuring compliance with; Anti Money Laundering risks, Anti-bribery and Corruption risks, Market Abuse risks, mis-selling and Financial Promotions rules and Conduct of Business rules applicable to the business.

The Compliance Officer (VP) sits within the Banks 2nd Line, carrying out QA of 1LoD duties. The role is focused on ensuring adherence to regulatory requirements and internal policies. Based in London, this position involves monitoring and enhancing compliance frameworks within the Compliance department.

An exciting opportunity has arisen for a Trade Finance Officer to join an established bank on an initial temporary basis. Must have strong Trade Finance experience specifically in document checking.

Financial Crime Analyst vacancy within the 1LoD (First Line of Defense) Team. Great opportunity for someone working within Financial Crime with circa 2 years of experience.

The Client Onboarding Executive will support the efficient onboarding of investors into a range of retail investment products, ensuring compliance with AML and KYC regulations. The position requires close coordination with internal departments and external partners to maintain high service standards.

The Head of Internal Audit (SMF 5) will be responsible for leading a robust internal audit function, ensuring compliance and risk management in a financial services environment. This role is based in London.

Our client is looking for an Insolvency Administrator / Manager We are seeking an experienced and detail-oriented Corporate Insolvency Administrator to join our team. The ideal candidate will be responsible for managing the insolvency process for companies in financial distress, ensuring compliance with legal and regulatory requirements, and providing strategic advice to clients throughout the insolvency proceedings.

The Paraplanner role supports Financial Advisers through a range of administrative and technical tasks, from preparing documentation to conducting client reviews. It combines client service, report preparation, and compliance support in a fast-paced, professional financial planning environment.

As the Chief Executive Officer, you will lead the establishment and development of this ambitious Investment Bank. Reporting to the Board, you will define the bank's strategic direction, ensure compliance with regulatory frameworks, and build a team of high-performing professionals to drive sustainable growth and innovation.