Compliance jobs in Banking & Financial Services

The Compliance Associate will support the Risk & Compliance department in ensuring adherence to regulatory requirements within the financial services industry. This position is based in London and involves monitoring compliance frameworks and offering guidance to internal teams.

The Regulatory Compliance Officer will report directly to the Head of Compliance and will work in the 2nd line compliance team conducting compliance generalist responsibilities

The Compliance Officer role will be a 15 month FTC maternity cover for the current UK Compliance Officer and will be a stand-alone role in the UK. You will not be required to hold the SMF16/17.

The Head of Data Governance will lead the development and implementation of effective data governance strategies within the financial services sector. This role requires a strong focus on ensuring data quality, compliance, and integrity within a London-based banking environment.

This role involves supporting the execution of leveraged finance transactions, ensuring seamless processing and compliance with relevant regulations. The ideal candidate will have previous experience in a similar support function role within a bank.

The Director Residential & Commercial Real Estate Lending will oversee and manage lending activities within the residential and commercial property sector, ensuring compliance and driving strategic growth. This role requires expertise in financial services and a deep understanding of the real estate market in the UK.

The Financial and Regulatory Accountant - SME business bank will be responsible for preparing accurate financial reports and ensuring compliance with regulatory standards in the financial services industry. This position requires a detail-oriented professional with expertise in accounting and finance practices.

This temporary role focuses on the system implementation of Regnology Reporting Hub (RRH) or Abacus360 within the financial services industry. Based in Greater London, you will play a pivotal role in ensuring compliance and operational excellence.

The Head of invoice finance will lead and manage the factoring operations within the financial services industry, ensuring efficiency and compliance with regulations. This permanent role, based in Basingstoke, offers a rewarding opportunity to shape and optimise processes within the accounting and finance department.

The Regulatory Management VP will oversee and manage regulatory requirements within the Banking industry, ensuring compliance and effective risk management within the Accounting & Finance department. This permanent role offers an exciting opportunity for a detail-oriented professional to contribute to organisational success.

The Client Onboarding Executive supports the Retail Investor Relations team by managing the onboarding process for new investors in retail funds. The role focuses on ensuring efficient client setup, regulatory compliance, and high-quality client service.

We are seeking a skilled Legal Cashier to join a professional services team in Glasgow. This role requires expertise in accounting and finance to ensure accurate financial transactions and compliance with relevant regulations.

This is an exciting opportunity for an experienced BCBS239 Programme Delivery Lead to manage and deliver regulatory compliance initiatives within the banking sector. The successful candidate will play a key role in ensuring the effective implementation of BCBS239 principles within a banking environment in London.

The Payments Analyst role involves processing and managing client payments within the Settlements team, ensuring accuracy and compliance with internal controls. You will collaborate across teams and external stakeholders to resolve queries, improve workflows, and contribute to efficiency initiatives.

The Operations Analyst role focuses on ensuring the smooth execution of daily fund dealing activities within the UK Operations team, adhering to strict service levels and regulatory compliance. The position requires proactive monitoring, issue resolution, and collaboration with internal teams and external stakeholders to maintain operational excellence.

We are seeking an experienced Prudential Risk Specialist to join a leading firm in the financial services industry. This temporary role in London involves supporting the accounting and finance department with regulatory risk management and compliance.

We are seeking a proficient Credit Risk Manager, who will manage the second line challenge and review of complex bespoke infrastructure transactions with the Fund, providing debt, equity or guarantees to ensure compliance in line with risk appetite, working closely with origination teams and senior stakeholders.

This role is based in Leeds for 3 days a week, with 2 days WFH option.

This interim Financial Accountant role involves supporting the accounting and finance department with financial reporting and compliance. The successful candidate will play a key role in ensuring the accuracy of financial records and adherence to regulatory standards.

Lead the implementation of the global liquidity management strategy, focusing on London and regional coordination. Oversee cash flow reporting, stress testing, and regulatory compliance while collaborating with teams across multiple regions to maintain strong liquidity frameworks.

The Financial Manager plays a key role within the firm, supporting both day-to-day operations and long-term financial strategy. The successful candidate will manage financial systems, oversee regulatory compliance, and provide detailed performance finance reporting. Based in Central London.