Compliance jobs in Banking & Financial Services

Reporting directly to the Head of Compliance Oversight (SMF16), the Compliance Manager is responsible for ensuring that the bank operates in full adherence to all relevant laws, regulations, and internal policies by implementing robust control frameworks and fostering an ethical culture.

This role sits within the compliance function and is responsible for overseeing restricted securities controls in support of direct and fund investment activity. The position partners closely with investment teams to ensure adherence to information‑barrier, MNPI and regulatory requirements.

The Credit & Loan Operations Specialist will be hired as a key liaison between The Bank's front office desks worldwide in cross-functional collaboration to support the execution of complex international banking operations, ensuring compliance with regulatory standards and internal policies while facilitating smooth onboarding and financing processes for corporate clients.

The role of Cashier focuses on processing high-value transactions, managing cash and bullion orders, supporting secure fulfilment, and maintaining regulatory compliance within a controlled financial environment. This permanent position requires strong attention to detail, transactional accuracy, and experience handling high-value client transactions.

The Fund Controller VP to ED role within the asset management industry requires expertise in fund controllership and reporting, with a focus on fund management and controls. This position offers a challenging opportunity to oversee financial operations and ensure compliance in a dynamic environment.

This exciting opportunity as an Internal Audit Manager in the financial services industry will see you leading audit activities, ensuring compliance and mitigating risks. Based in Leeds, this role is perfect for a professional seeking to make a significant impact within accounting and finance.

The Chief Financial Officer (CFO) role within a leading global consumer finance organisation offers the opportunity to shape financial strategy in a dynamic, data-driven environment. As a key executive, the CFO provides strategic direction across finance, overseeing reporting, planning, and performance while ensuring strong risk management and regulatory compliance. This role requires a forward-thinking leader to drive sustainable growth and long-term value.

The Finance Manager will oversee financial operations, ensuring compliance and supporting strategic decision-making within the financial services industry. This temporary role requires expertise in accounting and finance processes, based in London.

The Client Reporting Team Manager will oversee the creation and delivery of accurate and timely client reports while ensuring compliance with industry standards. This role requires a proactive approach to managing a team and improving reporting processes within the financial services sector.

The Data Analytics Director will lead data governance, analytics, and reporting initiatives within the financial services sector. This includes improving EUC controls and migration as well as ensuring adherence BCBS239. This role is based in London and requires expertise in regulatory compliance and advanced data management strategies.

The Senior Internal Auditor position is an opportunity to work within one of the UK's largest pension schemes, focusing on delivering high-quality audits and ensuring compliance with internal controls. Based in Liverpool, this role requires a proactive individual with expertise in accounting and finance.

The Operational Risk Team Lead will ensure the successful operation of the Bank's control framework. The role holder will report directly to the Head of Compliance and will require strong English and Mandarin skills as there will be regular reporting of KRIs into the Group Head Office.