A Regulatory Compliance Officer position with great exposure across the business.
- Great stakeholder engagement
- Hands on team.
As the Compliance Monitoring VP you would be reporting into the Head of Monitoring, executing monitoring reviews.
- Great new opportunity to work for a highly regarded international bank.
- A compliance monitoring role in a hands-on team
Mainly focussed on providing compliance guidance, primarily covering infrastructure & renewables, but there will also be an opportunity to work across other business areas including public sector financing.
- Broad stakeholder engagement
- Exciting New Company
To advise and consult on all matters relating to compliance, risk and data protection.
- Hands-on role.
- Great stakeholder exposure.
Our client are looking for a senior individual who is able to work closely with the Regulatory Solutions Partner and to take the lead on all these compliance consulting engagements and play an active role in leading and building out the practice.
- Growing Compliance Consultancy firm
- Working with a broad range of Investment Management clients
The role will be focused around the European Benchmarking Regulations' (BMR) therefore the ideal candidate will have experience with regards to indices, financial benchmarks and products within the financial markets; be familiar with FCA and European rules and requirements; and be able to implement regulatory compliance policies, governance and controls.
- indices, benchmark, libor knowledge
- compliance experience
The successful candidate will be an experienced Compliance Officer with a broad range of skills (including compliance monitoring, risk assessment, regulatory liaison and advisory) possibly gained from working in a small organisation or the subsidiary operation of a larger group.
Experience from working for a credit rating agency, insurance, investment manager or the regulator will be considered an advantage.
- Compliance Generalist
- insurance
A chance to work with a growing Brokerage in their compliance department as a BA/PM
- Growing Projects team
- Interesting company
Our client a leading global bank are recruiting for a Compliance Monitoring and Testing Officer to be based in their London office.
- Growing team
- Large global investment bank
An interim BA/PM role for a Brokerage in London.
- growing projects team
- New projects
My client a leading Investment Management firm are recruiting for a Senior Compliance Analyst - Funds to join their growing team.
- Growing compliance team
- A highly regarded global Investment Management firm
Compliance and Risk Auditor
4x days a month in office (can do more if wish) - can be spread out however suits
- Client offering an exceptional opportunity for you to showcase and expand your knowledge in Risk Management and Compliance, focusing on financial crime related activities (e.g., AML, Anti-Bribery & Corruption, Transaction Monitoring)
- Design and lead the end-to-end execution of audit engagements
- Opportunity to showcase and expand knowledge in Risk Management & Compliance
- World Class Asset Management and Banking organisation with huge profile
Our client a leading UK Investment Management firm are recruiting for a Compliance Manager - US Regulatory Specialist to join their established Compliance team.
- Growing compliance team
- Excellent opportunities for progression
Regulatory and Compliance Technology Business Analysis contributes to the overall success of the Regulatory & Compliance Technology team in Europe ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team's business strategies and objectives.
- An opportunity to join a large international bank on their regulatory and compli
- Experience of delivering IT driven change as a Business Analyst is required for
Our client a leading Global International Bank whose focus in the UK is centred around Global Banking and Markets are recruiting for a Senior Compliance Manager - Corporate Functions Oversight to join their London based team.
- Growing compliance function
- Opportunity to build the corporate functions oversight function within the bank
The purpose of this role is to monitor compliance with legislation in Jersey relating to money laundering and financing of terrorism and AML/CFT Codes of Practice issued under the Supervisory Bodies Law.
- experience in financial services compliance or AML
- can relocate or is based in Jersey
This is a senior compliance role, the ideal candidate will have relevant experience with regard to financial markets and products, maybe within a trading venue, and ideally be familiar with FCA and European rules and Market Abuse requirements.
- compliance experience
- mtf, trading venue, exchange
The Compliance Manager - Investment Management (hybrid working) will form a part of the UK Compliance team and will take responsibility of the UK Compliance function with the assistance of the Head of UK Compliance.
- Growing Investment Management firm
- Great opportunity to take the lead from a compliance perspective
This is a stand alone MLRO and Head of Compliance role for a European Trade Finance Bank, the ideal candidate will be experienced in both UK regulatory compliance and Financial Crime but candidates who come from just Financial Crime will also be considered. Trade finance knowledge is a prerequisite.
- MLRO & Head of Compliance
- trade finance experience
This is a capital markets compliance advisory role, supporting London and Frankfurt.
- equities or fixed income compliance
- compliance advisory
Reporting to the Head of Financial Crime UK the role entails providing Fraud and Financial Crime related advice relating to the AML/CTF, Sanctions, ABC, Anti- Tax Evasion Facilitation and Fraud Risk Pillars. Working closely with the first line of defence Business Areas, Compliance teams who support this activity as well as other units in the first line of defence.
- Brilliant opportunity to work with a highly regarded international bank.
- Great stakeholder engagement.
A senior contributor role within Line 1 accountable for the management, monitoring and embedding of effective Operational Continuity in Resolution (OCIR) outcomes, practices, and standards.
- Great stakeholder engagement
- Hands on role
Our client a leading global Investment Bank are recruiting for a Communications Surveillance Officer VP to join their London team.
- Growing compliance team
- Global Investment Bank
As the Financial Crime Manager within the financial advisory team, you will gain exposure to a wide range of projects and respond to new financial crime threats.
- Brilliant new opportunity for an individual with Financial Crime experience
- for a role based in London.
The Onboarding Solution and CDD Analyst will form part of the first line of defence, primarily responsible for the on-
boarding of new business relationships and ongoing due diligence and AML.
- Growing Team
- A highly regarded global financial services firm
Our client a leading UK retail bank are recruiting for a Conduct Risk Manager to join their growing team.You will work closely with the Head of Conduct Risk to lead the implementation and imbedding of conduct risk within the Bank.
- Growing team
- Retail bank with a great working environment and hybrid working
As the Financial Crime Assistant Director within the financial advisory team, you will gain exposure to a wide range of projects and respond to new financial crime threats.
- Hands-on role
- Excellent stakeholder engagement
- Assist the Management team to develop compliance culture, to design and implement strategic and tactical change management of the capital markets FCC solutions;
- Provide day-to-day assistance and support to the Head of Fin Crime in coordinating the operational control framework, projects and related reporting;
- capital markets product knowledge
- financial crime
To assist in complying with applicable financial and trade sanctions as well as meeting regulatory requirements/expectations.
- Brilliant new opportunity to join a highly regarded international bank
- based in London.
Within Product Control, the Credit Trade Support team supports the Flow and Structured Credit trading
businesses, monitoring the flow of transactions from FO (Focus) to post-trade settlement systems (Murex),
and also validating the trade representation in these systems.
- Broad stake holder engagement
- Excellent career development opportunity
