- LondonPermanent£45,000 - £55,000
The primary function is to ensure that the Compliance department is effective in its efforts to combat financial crime and ensure the business operates within its stated risk appetite. Your role is to ensure excellent support is given to the Board of Directors and multiple departments to ensure they are appraised of high-quality oversight and subsequent MI, enabling risk-based decisions to be made to influence the direction of the business.
Compliance Monitoring
Fast growing listed business in Financial Services
Save job View job - LondonPermanent
As Head of Regulatory and Compliance you will be primarily responsible for overseeing compliance within our group and ensuring the business is compliant with laws, regulatory requirements, policies, and procedures.
Head of Compliance
Fintech, Crypto, MTF background
Save job View job - LondonPermanent
To support the Compliance Manager, Business Support & Advice (Conduct), and Senior Compliance Manager, to deliver the work of the Business Support & Advice Team and, as required, the Compliance Department more broadly.
Broad and varied role
Wealth Management
Save job View job - EnglandPermanent
My client, a growing banking firm with a European base in Dublin, is looking to expand it's Compliance Monitoring and Testing function with a new Compliance Monitoring and Testing Officer hire. The successful candidate will have good knowledge of regulatory compliance, testing, controls, audit or risk in a financial services setting.
Small team with broad coverage across the firm
Growing Dublin base for the firm in Europe
Save job View job - City of LondonPermanent
I'm working with a great banking & capital markets firm based in the City of London to appoint a Compliance Monitoring and Testing Manager. The role would be a great opportunity for anybody looking for a smaller, hands on team with an international presence.
Working as part of a smaller compliance monitoring team
Firm based in City of London
Save job View job - LondonPermanent£80,000 - £100,000
The Risk and Compliance specialist will be a Manager in a team that is responsible for providing line 1 regulatory consultancy services to the business. This will involve review and challenge for a range of changes, from small business change (e.g. pricing, marketing and document changes) to larger changes (e.g. new products and customer journey changes.
Specialist role
Growing team in insurance industry
Save job View job - LondonPermanent£65,000 - £80,000
My client is a financial services firm that offers retail banking and wealth products. Their UK base is in London. They have a global presence with a number of offices elsewhere. The ideal candidate for the Product Compliance Officer would have excellent product knowledge within mortgages and how compliance regulations apply within this.
A retail bank with a superb working culture
Excellent opportunity in retail banking
Save job View job - LondonPermanent£70,000 - £80,000
Reporting into the Chief Legal and Compliance Officer, this is a Compliance role with some legal duties (please refer below). This is an exciting opportunity for someone who has experience having worked within the AIFMD space and is ready for a step up with lots of autonomy and exposure.
Generalist Compliance role with some legal duties
Emerging markets Investment Management
Save job View job - LondonPermanent£90,000 - £130,000
This is a group Head of Compliance role in a growing Fintech business. The successful candidate will be an experienced compliance officer looking for a fast paced role and to accelerate his/ her career.
experience in payments/ fintech
compliance officer
Save job View job - LondonPermanent£50,000 - £75,000
A great opportunity to join a bank with global presence but boutique feel. This Compliance Advisory Officer role will focus predominantly on providing compliance advice to the business.
Excellent broad regulatory compliance role
A smaller, global bank with a boutique customer experience
Save job View job - LondonTemporary
A newly created Compliance Associate - Permanent Part-Time is required to support a boutique investment manager. This hands on role will be based in the firm's London office, report to the Chief Operations Officer/Compliance Officer and will provide support for all funds under management across the business.
Newly created part-time Compliance Officer Vacancy to support COO
Small, boutique investment firm based in Victoria, London
Save job View job - LondonTemporary£40,000 - £45,000
To assist and provide support to the Head of Compliance and MLRO in all day to day activities and tasks whilst ensuring that all legal and regulatory obligations are satisfied with the focus on monitoring business compliance and minimising the risk of Money Laundering in accordance with guidelines issued by the Financial Regulator and group/local policies and procedures.
12 month FTC
Compliance generalist position
Save job View job - EnglandPermanent£70,000 - £80,000
The Head of Compliance is responsible for directing and controlling the resources of the Compliance Team and functions to manage the risks for which they are responsible and to ensure a legally compliant and sustainable business, whilst supporting the strategic objectives of the business.
** This role is to be based remotely so you can be based anywhere in the UK **This role is to be based remotely so you can be based anywhere in the UK
Head of Compliance role working in Car Finance, Leasing & Fleet Management
Save job View job - LondonPermanent£65,000 - £85,000
Reporting to Chief Financial Officer, you will be responsible for all regulatory matters and compliance within the Group.
Senior Compliance generalist position
Commodities brokerage
Save job View job - LondonTemporary£60,000 - £70,000
The role will see you supporting the Compliance Manager, Regulatory Policy, and Senior Compliance Manager, Regulatory Relations, to deliver the work of the Regulatory Relations Team and, as required, the Compliance Department more broadly. It will be a full time, fixed term contract for 12 months.
Prudential Compliance Specialist
Regulatory Compliance
Save job View job - LondonPermanent£50,000 - £55,000
As an Assistant Manager within the Financial Crime Advisory team, you will support the team in delivering financial crime engagements across the portfolio of clients. In addition, you will play a key role in assisting the team with developing the firm's financial crime offering and working methods.
Economic & Financial Crime
Consultancy
Save job View job - City of LondonPermanent
A great management level role in the Control Room of an international investment banking firm I'm working with. The ideal candidate will be an experienced compliance candidate with a breadth of knowledge of control room requirements within an investment/corporate bank.
Control Room compliance specialist role
Working with a smaller team in an international bank
Save job View job - LondonPermanent£50,000 - £55,000
My client, a Financial Services firm that specialises in investment & wealth management amongst other services is seeking a pro-active, hands on Data Privacy Associate to work across the business as an SME in Data Protection. The ideal candidate will have worked in a medium sized enterprise and ideally have/be working towards qualifications in data protection.
Based in City of London
Working with a well recognised Financial Services firm
Save job View job - City of LondonPermanent£70,000 - £80,000
As a Manager within the Economic Crime Advisory team, your key responsibility will be to deal with all matters relating to the management of client engagements across portfolio of clients.
Financial Crime Advisory
Consultancy
Save job View job - EnglandPermanent£67,771 - £81,325
IT Risk and Control Specialist - Capital Markets - Dublin
Ensure European Tech organisation conforms to enterprise policies, meets enterprise procedures, regulatory, compliance & internal audit requirements:
- Oversee processes, projects, tasks to facilitate DR and Business Continuity (BC) preparedness
- IT Risk & Control
- European support of the Disaster Recovery (DR) programme.Lean team, growth bank, high profile
Bank-wide view, breadth & depth in role
Save job View job - SwindonTemporary£140 - £250 per day
To assist the Society Secretary and Director of Secretariat in delivering a professional service, advising on a broad range of matters to support the Board and Executive in meeting their duties, compliance obligations and objectives.
Immediate start
Remote working available
Save job View job - LondonPermanent
This is a newly created senior level role in a high growth global fintech business; the trades being made are in various jurisdictions causing complexity around governance and therefore the firm is looking to enhance their operational and compliance risks management processes and controls through automation and digitalisation of existing procedures and policies as well as elaborating and implement new one.
operational risk background
technology background
Save job View job - City of LondonPermanent
New and interesting Risk Management role including Credit, Compliance, and wider Risk management for a London banking client.
Large banking organisation hring a VP level Risk Manager role with focus on
enterprise risk aspects inc Credit and Holistic risk.
Save job View job - City of LondonPermanent£80,000 - £95,000
The Credit Analyst will ensure that credit risk tactics align to Bank risk management frameworks to contribute to portfolio growth, sustainability and compliance. To assess, review and monitor counterparty credit risk (specifically Non-bank financial institutions (NBFI's)) in alignment with the relevant Credit risk management frameworks.
This is a brand new role in a fast growing international bank
This person will have 5-7 years of experience in NBFI credit analysis
Save job View job - BirminghamPermanent£60,000 - £80,000
Provide expert independent advice to designated clients in compliance with relevant regulations and policies and values.
Delivery of a positive client service experience to ensure appropriate client outcomes, client journey and client communication Speed of response/turnaround time in accordance with service standards set out in procedures and clients kept appropriately appraised at all timesFinancial Planner
Excellent Salary and Benefits
Save job View job - City of LondonPermanent
The role of Treasury Planning is to assist regular operations in points of various market risks and compliance matters and to report regularly performance and activities in Banking, Trading and Customer Sales desks to relevant departments including Head Office (HO).
This is a permanent position with a leading Financial Services business
This person must be fluent in Japanese and English
Save job View job
Haven't found the job you are looking for? Use our new smart new Job Match tool to find your next opportunity.
Didn't find the right Banking & Financial Services job for you?
Create a job alert to receive Compliance - Banking & Financial Services jobs via email the minute they become available.
Submit CV
Submit your CV to register with us and we will contact you if a suitable role becomes available.