Head of Compliance - SMF16 (Compliance Oversight)

City of London Permanent View Job Description
The Head of Compliance will oversee all compliance activities within the London branch of this International Bank providing support to senior management on compliance matters, emerging risks and regulatory expectations
  • Head of Compliance - International Bank - SMF16 (Compliance Oversight)
  • Responsibility for the Bank's compliance with the UK regulatory environment.

About Our Client

Our client is a well-established organisation within the financial services sector. As a key player in the industry, they are committed to maintaining high standards of regulatory compliance and operational excellence.

Job Description

  • Develop and implement compliance policies and procedures in line with regulatory requirements.
  • Monitor and assess compliance risks, providing solutions to mitigate potential issues.
  • Oversee compliance training programmes to ensure staff awareness and understanding.
  • Act as the primary point of contact for regulatory bodies and external auditors.
  • Prepare and deliver compliance reports to senior management and stakeholders.
  • Conduct regular reviews and audits to ensure adherence to compliance standards.
  • Advise on regulatory changes and their impact on the organisation's operations.
  • Lead and manage the compliance team to achieve departmental goals.

The Successful Applicant

A successful Head of Compliance should have:

  • Proven track record in UK compliance, ideally with experience of operating in the capacity of SMF16 in a wholesale or investment banking firm.
  • The successful candidate will be of graduate calibre with a detailed working knowledge of the FCA and PRA handbooks and industry guidance and best practice.
  • Excellent knowledge of the regulatory environment in the UK.
  • A sound knowledge of banking products and business.
  • Ability to create robust systems and processes and prepare high-quality written documents. *
  • Highly effective communication skills (written and spoken) and ability to engage and influence others.
  • Prior experience of managing a team
  • . Professional compliance qualification preferred, but not required

What's on Offer

  • Competitive salary ranging from £120,000 -£160,000 per annum.
  • Comprehensive pension scheme, health benefits, and performance-related bonus.
  • Opportunity to work in a well-established organisation within the financial services sector.
  • Permanent position based in the vibrant city of London.
  • Office based role



Contact
Karen O'Neill
Quote job ref
JN-022026-6944785
Phone number
+44 207 645 1432

Job summary

Job function
Compliance
Subsector
Regulatory Compliance
Sector
Financial Services
Location
City of London
Contract type
Permanent
Consultant name
Karen O'Neill
Consultant phone
+44 207 645 1432
Job reference
JN-022026-6944785