Regulatory Compliance jobs

The Regulatory Compliance Officer will report directly to the Head of Compliance and will work in the 2nd line compliance team conducting compliance generalist responsibilities

The purpose of the role is to provide technical support, work package collaboration, and project management across a range of Engineering projects.

This is a broad role supporting regulatory analysis, policy development, risk and compliance monitoring, and the client/matter onboarding process. It is a fast‑paced, hands‑on role ideal for someone with strong analytical skills and commercial awareness.

Seeking a Compliance Analyst to join the Risk & Compliance department of a leading asset manager. This role is essential for ensuring adherence to regulatory requirements and maintaining high compliance standards throughout the broader business.

This is an excellent opportunity for a Director - Regulatory Implementation - Sales and Trading to lead and manage regulatory implementation projects within the Sales and Trading division of a Global Investment Bank

To manage and lead the fire safety, general health & safety and building compliance governance of developments and to provide advice and support to Board members and colleagues on statutory and good practice compliance.

As a Senior Compliance Analyst you will play a key role in ensuring regulatory compliance and supporting the Compliance department. This permanent position is based in London and offers a great opportunity to work in a fast-paced and professional environment.

Join a leading Corporate Bank as a Compliance and Risk Assurance Manager. This role requires expertise in risk and compliance to ensure regulatory standards and frameworks are effectively adhered to

The Financial and Regulatory Accountant - SME business bank will be responsible for preparing accurate financial reports and ensuring compliance with regulatory standards in the financial services industry. This position requires a detail-oriented professional with expertise in accounting and finance practices.

The Client Onboarding Executive supports the Retail Investor Relations team by managing the onboarding process for new investors in retail funds. The role focuses on ensuring efficient client setup, regulatory compliance, and high-quality client service.

We are seeking an experienced Financial Controller to oversee and manage all accounting and financial operations within a professional services firm from the Central London Office. This permanent role offers a rewarding opportunity to contribute to an organisation's financial health and ensure compliance with regulatory standards.

My Client is looking for an Executive Compensation Lead to provide expertise and insight into the design and delivery of their executive compensation plans, ensuring alignment to corporate objectives and compliance with the relevant regulatory requirements.

I am looking to speak with RI's in Newcastle to discuss a new Director opportunity. The successful candidate will help to lead the audit practice, oversee client portfolios, and drive service excellence while maintaining regulatory compliance and supporting business growth.

This is an exciting opportunity for an experienced BCBS239 Programme Delivery Lead to manage and deliver regulatory compliance initiatives within the banking sector. The successful candidate will play a key role in ensuring the effective implementation of BCBS239 principles within a banking environment in London.

As an IT Sourcing Manager, you will lead procurement activities for telecommunications projects, ensuring best-in-class sourcing solutions that align with organisational objectives. You'll manage complex supplier relationships, negotiate contracts, and deliver cost efficiencies while maintaining compliance with governance and regulatory standards.

A global healthcare organisation requires a Temporary Compliance Administrator to support regulatory and operational processes. The role focuses on maintaining documentation accuracy, ensuring compliance standards are upheld, and assisting with internal audit activities. Ideal for someone organised, detail‑driven, and eager to gain experience in a structured, fast‑paced environment.

As the Head of Fire Safety and Compliance you will lead and manage the fire safety and asbestos compliance strategy within the property department. This role requires expertise in regulatory compliance and a proven ability to oversee operational delivery for this leading Housing Provider.

The Operations Analyst role focuses on ensuring the smooth execution of daily fund dealing activities within the UK Operations team, adhering to strict service levels and regulatory compliance. The position requires proactive monitoring, issue resolution, and collaboration with internal teams and external stakeholders to maintain operational excellence.

We are seeking an experienced Interim Financial Controller to join a fast paced environment for an exciting business in Newcastle. The successful candidate will oversee financial operations and ensure compliance with regulatory and financial standards.

I am looking to speak with an experienced Audit Director/Partner to join the Leeds office of a PE backed accountancy firm as a Responsible Individual (RI). This is a senior leadership role offering the opportunity to build and develop the audit practice in the region while maintaining the highest standards of audit quality and regulatory compliance.

This Legal Counsel role involves advising on a wide range of banking and finance transactions, including investment grade lending, real estate finance, structured projects, and trade finance, while managing legal risk and ensuring regulatory compliance. You'll draft and negotiate documentation, support new product approvals, and provide guidance on commercial contracts and regulatory developments.

The role of Audit Manager in the business services industry requires a professional to oversee audit engagements and ensure compliance with regulatory standards. Based in Farnham, this position offers the opportunity to lead a team and contribute to the success of the accounting and finance department.

Lead the implementation of the global liquidity management strategy, focusing on London and regional coordination. Oversee cash flow reporting, stress testing, and regulatory compliance while collaborating with teams across multiple regions to maintain strong liquidity frameworks.

The role of Audit Manager in the professional services industry involves leading audit engagements, ensuring compliance with regulatory requirements, and delivering excellent service to clients. Based in Manchester, this permanent role is ideal for professionals with expertise in accounting and finance who are ready to take the next step in their career.

The Audit Manager will lead and manage audit engagements within the professional services industry, ensuring compliance with regulatory standards and delivering high-quality results. This permanent role based in Cardiff offers an opportunity to contribute to the accounting and finance department with expertise and precision.

The Head of Treasury Operations will lead the Group Treasury Operations function, ensuring liquidity, robust cash management, accurate reporting, and compliance with policies and regulatory requirements. The role also drives transformation, system improvements, and continuous development of the Treasury team to enhance financial resilience and service delivery.

The Financial Manager plays a key role within the firm, supporting both day-to-day operations and long-term financial strategy. The successful candidate will manage financial systems, oversee regulatory compliance, and provide detailed performance finance reporting. Based in Central London.

We are seeking an experienced Prudential Risk Specialist to join a leading firm in the financial services industry. This temporary role in London involves supporting the accounting and finance department with regulatory risk management and compliance.

The Head of Financial Reporting will lead the preparation and delivery of financial reports, ensuring compliance with regulatory requirements and company standards. This role, based in Newcastle Upon Tyne, requires strong expertise in accounting and finance to support business objectives.

Financial Crime Analyst role at a specialist mid-sized bank, assisting with the identification and mitigation of financial crime risks and fraud within the organisation. You will play a key role in ensuring compliance with regulatory requirements and maintaining the integrity of the company's operations.