Regulatory Compliance jobs

As an AVP Regulatory Change and Compliance Risk - Investment Banking in London, you'll play a key role in ensuring that regulatory changes are identified, assessed, and embedded into the organisation's compliance framework.

An excellent opportunity has arisen for a qualified solicitor or lawyer to join the Risk & Compliance team of a well-established and growing London law firm. Working closely with the Director of Risk & Compliance, you will play a key role in managing claims, complaints, regulatory matters and professional risk issues, whilst providing strategic support across the wider compliance function.

• Join a growing compliance team, supporting regulatory, risk, and client onboarding activities while building strong relationships with stakeholders across the financial services sector.
• Gain hands-on exposure to compliance, regulatory requirements, and risk management in a role that offers structured training, professional development, and clear career progression opportunities.

Your role will involve supporting the Risk & Compliance department in maintaining a strong compliance framework and mitigating regulatory risks

An international law firm is seeking a qualified lawyer to join its Office of the General Counsel team in London. This role focuses on compliance, client onboarding, engagement terms, risk management and intake matters across the EMEA region, working closely with partners, clients and senior business stakeholders.

The Global Head of Compliance & MLRO will be responsible for leading the company's global compliance function and acting as Money Laundering Reporting Officer (MLRO) for their main UK regulated entity as well as their Canadian entity.

Newly created position, overseeing financial reporting, group consolidations, and regulatory compliance across multiple subsidiary companies

This is an excellent opportunity for a Compliance professional looking to step into a broader advisory-focused role within a growing and collaborative financial services environment. The position offers exposure across regulatory compliance, conduct risk, consumer duty and governance, providing significant opportunity for professional development and progression.

This is a newly created role supporting the launch and growth of a custody business focused on cross-border capital markets activity, combining responsibility for CASS-regulated client asset reconciliations with treasury operations across FX and interest rate products. The position plays a key role in ensuring regulatory compliance, operational control and accurate transaction processing within a regulated wholesale banking environment.

This is an excellent opportunity for a Dutch Document Review Lawyer to contribute to a key legal project on a fully remote basis. The role involves reviewing and analysing legal documents in Dutch, ensuring accuracy and compliance with regulatory standards.

This is a hands-on Senior Financial Accountant role with particular focus on regulatory returns, financial compliance and audit, alongside core financial reporting and control. The role will also manage and develop 1 direct report.

The Senior Audit Manager will oversee audit engagements, ensuring compliance with regulatory standards and delivering high-quality results. This role in Bexhill-on-Sea requires strong leadership in accounting and finance within the professional services industry.

Responsible for assessing and verifying customer information to ensure compliance with regulatory standards. Your work will play a vital role in safeguarding the business by identifying and mitigating potential risks.

Broad compliance oversight role focused on conducting compliance monitoring reviews, assessing regulatory risks, providing advisory support to the business, and ensuring adherence to FCA requirements across wealth management activities, with clear opportunities for professional growth, increased responsibility and long-term career development within a collaborative environment.

This Interim Head of Compliance & Risk role in the retail industry operating over 180 stores. HQ in Portsmouth, this role is pivotal in ensuring the organisation's risk management framework runs effectively. You'll oversee key risk areas, providing expert guidance and ensuring compliance with regulatory and legal standards.

The role of Audit Manager in the business services industry requires a professional to oversee audit engagements and ensure compliance with regulatory standards. Based in Farnham, this position offers the opportunity to lead a team and contribute to the success of the accounting and finance department.