Regulatory Compliance jobs

The Senior Compliance and Risk Analyst - Payments will work in the 2nd line to help strengthen the firm's global risk framework in their London office and across other global jurisdictions.

We are looking for an experienced Compliance Officer (SMF16) to lead compliance oversight for our retail asset management business. This role is pivotal to ensuring our firm continues to operate to the highest standards of conduct, governance, and regulatory integrity across the full lifecycle of our retail investment products.

We are seeking a Senior Compliance Advisory professional with expertise in the financial services industry to join a temporary contract role. This opportunity is based in London and requires a strong understanding of Risk & Compliance functions.

You will be responsible for ensuring adherence to relevant legal and regulatory requirements, monitoring compliance activities, and supporting the development of policies and procedures that align with industry best practice. Typical responsibilities for compliance analysts include regulatory analysis, policy development, monitoring, documentation management and operational compliance testing

This is an excellent opportunity for a Dutch Document Review Lawyer to contribute to a key legal project on a fully remote basis. The role involves reviewing and analysing legal documents in Dutch, ensuring accuracy and compliance with regulatory standards.

The Client Onboarding Executive supports the Retail Investor Relations team by managing the onboarding process for new investors in retail funds. The role focuses on ensuring efficient client setup, regulatory compliance, and high-quality client service.

We are seeking a dedicated Registered Care Manager to oversee the delivery of care services and ensure compliance with regulatory standards. This is an excellent opportunity for a professional in the not-for-profit sector to take on a leadership role in Edinburgh.

This role sits within the Business Acceptance function and plays a key part in supporting regulatory compliance, risk management, and new business intake processes.

The Assistant Accountant will support the Accounting & Finance team in maintaining accurate financial records and ensuring compliance with regulatory requirements. This role in the professional services industry is ideal for individuals with a strong foundation in accounting principles and a keen eye for detail.

The Finance Manager position requires a professional with expertise in accounting and finance to oversee financial operations and ensure regulatory compliance. This role is ideal for someone looking to make an impact in the business services industry through effective financial management and strategic planning.

The Financial Reporting Manager will oversee financial reporting and ensure compliance with regulatory standards. This role in Portsmouth requires strong expertise in accounting and finance to support business goals effectively.

This role is ideal for someone with approximately 1-4 years of experience who is looking to develop a long‑term career within a buy‑side compliance function. The position will focus primarily on UK and EU regulatory requirements including financial promotions, compliance monitoring, regulatory reporting and other generalist tasks.

A broad Compliance Manager role in an international energy business based in Leeds, this role covers regulatory compliance and line manages three. This role offers hybrid working, with two days a week spent in the office.

The Group Financial Accountant will play a key role in overseeing financial reporting, ensuring compliance with regulatory standards, and supporting the wider Accounting & Finance team. This permanent role is based in Liverpool and is ideal for a candidate with a strong technical accounting background.

The Group Internal Audit Manager - Technology will oversee technology-related audit processes and ensure compliance with regulatory standards within the transport and distribution industry. This role is based in Manchester and requires a proactive approach to identifying and mitigating risks.

The Financial Reporting Manager will oversee the preparation and delivery of accurate financial reports, ensuring compliance with statutory and regulatory requirements. This role is based in Kidlington and focuses on providing financial insights to support decision-making in this international business.

The Compliance Manager will oversee regulatory frameworks and ensure adherence to industry standards within the pensions sector. This role is based in Manchester with occasional travel to Carlisle and requires a detail-oriented individual to manage compliance and risk effectively.

The Compliance Analyst role in the Financial Services industry requires a detail-oriented professional to support the Risk & Compliance department. Based in London, this permanent position involves ensuring regulatory compliance and contributing to the organisation's robust compliance framework.

I am looking to speak with RI's in Newcastle to discuss a new Director opportunity. The successful candidate will help to lead the audit practice, oversee client portfolios, and drive service excellence while maintaining regulatory compliance and supporting business growth.

A leading UK contractor is seeking an exceptional Design & Compliance Manager to lead regulatory assurance, Gateway compliance, and design excellence across complex refurbishment projects. This is an opportunity to influence major schemes from feasibility to handover, driving quality, safety, and innovation across the business.

I am looking to speak with an experienced Audit Director/Partner to join the Leeds office of a PE backed accountancy firm as a Responsible Individual (RI). This is a senior leadership role offering the opportunity to build and develop the audit practice in the region while maintaining the highest standards of audit quality and regulatory compliance.

This Legal Counsel role involves advising on a wide range of banking and finance transactions, including investment grade lending, real estate finance, structured projects, and trade finance, while managing legal risk and ensuring regulatory compliance. You'll draft and negotiate documentation, support new product approvals, and provide guidance on commercial contracts and regulatory developments.

The Finance Business Partner will provide strategic financial insight and support key decision-making processes within this rapidly growing industry. You will be instrumental in shaping financial strategy, ensuring compliance with regulatory frameworks, and supporting strategic decision-making in a fast-paced, competitive environment.

You will provide proactive, business-focused legal support across the company's operations, with a particular focus on IT contracts, intellectual property, and technology-related commercial work. You will work closely with our engineering, IT, commercial, and R&D teams to help deliver cutting-edge projects safely, ethically, and in compliance with legal and regulatory frameworks.

The KYC Analyst will play a pivotal role in ensuring compliance with onboarding regulatory requirements. This position requires a keen eye for detail and a strong understanding of KYC processes to support the wider compliance function.

The role of Audit Manager in the business services industry requires a professional to oversee audit engagements and ensure compliance with regulatory standards. Based in Farnham, this position offers the opportunity to lead a team and contribute to the success of the accounting and finance department.

The Head of Financial Reporting will lead the preparation and delivery of financial reports, ensuring compliance with regulatory requirements and company standards. This role, based in Newcastle Upon Tyne, requires strong expertise in accounting and finance to support business objectives.