Regulatory Compliance jobs

As an AVP Regulatory Change and Compliance Risk - Investment Banking in London, you'll play a key role in ensuring that regulatory changes are identified, assessed, and embedded into the organisation's compliance framework.

• Join a growing compliance team, supporting regulatory, risk, and client onboarding activities while building strong relationships with stakeholders across the financial services sector.
• Gain hands-on exposure to compliance, regulatory requirements, and risk management in a role that offers structured training, professional development, and clear career progression opportunities.

Your role will involve supporting the Risk & Compliance department in maintaining a strong compliance framework and mitigating regulatory risks

An international law firm is seeking a qualified lawyer to join its Office of the General Counsel team in London. This role focuses on compliance, client onboarding, engagement terms, risk management and intake matters across the EMEA region, working closely with partners, clients and senior business stakeholders.

The Global Head of Compliance & MLRO will be responsible for leading the company's global compliance function and acting as Money Laundering Reporting Officer (MLRO) for their main UK regulated entity as well as their Canadian entity.

This is a newly created role supporting the launch and growth of a custody business focused on cross-border capital markets activity, combining responsibility for CASS-regulated client asset reconciliations with treasury operations across FX and interest rate products. The position plays a key role in ensuring regulatory compliance, operational control and accurate transaction processing within a regulated wholesale banking environment.

This is a hands-on Senior Financial Accountant role with particular focus on regulatory returns, financial compliance and audit, alongside core financial reporting and control. The role will also manage and develop 1 direct report.

Responsible for assessing and verifying customer information to ensure compliance with regulatory standards. Your work will play a vital role in safeguarding the business by identifying and mitigating potential risks.

As a Prudential Risk Manager in Challenger Banking, you'll oversee and manage risk frameworks (specifically ICAAP, RRP) to ensure regulatory compliance and operational efficiency. Your role will focus on identifying, assessing, and mitigating risks to support the organisation's financial stability and strategic goals.

Broad compliance oversight role focused on conducting compliance monitoring reviews, assessing regulatory risks, providing advisory support to the business, and ensuring adherence to FCA requirements across wealth management activities, with clear opportunities for professional growth, increased responsibility and long-term career development within a collaborative environment.

The Accounts Assistant will support the finance function, assisting with reconciliations, accurate record‑keeping, and financial reporting while ensuring strong controls and regulatory compliance.

The role of Cashier focuses on processing high-value transactions, managing cash and bullion orders, supporting secure fulfilment, and maintaining regulatory compliance within a controlled financial environment. This permanent position requires strong attention to detail, transactional accuracy, and experience handling high-value client transactions.

This role involves leading a team of KYC Coordinators, ensuring seamless engagement with the front office and offshore rolling review teams, and maintaining compliance with regulatory standards and adherence to internal GMS and procedures.

This is an excellent opportunity for a Dutch Document Review Lawyer to contribute to a key legal project on a fully remote basis. The role involves reviewing and analysing legal documents in Dutch, ensuring accuracy and compliance with regulatory standards.

This Interim Head of Compliance & Risk role in the retail industry operating over 180 stores. HQ in Portsmouth, this role is pivotal in ensuring the organisation's risk management framework runs effectively. You'll oversee key risk areas, providing expert guidance and ensuring compliance with regulatory and legal standards.

Qualified or QBE Financial Accountant is required to support a finance function within a regulated banking environment, covering regulatory reporting, financial accounting, tax compliance and financial statements. The role offers strong exposure to senior stakeholders and is the number 2 in the finance team.

The role of Audit Manager in the business services industry requires a professional to oversee audit engagements and ensure compliance with regulatory standards. Based in Farnham, this position offers the opportunity to lead a team and contribute to the success of the accounting and finance department.

The Senior Audit Manager will oversee audit engagements, ensuring compliance with regulatory standards and delivering high-quality results. This role in Bexhill-on-Sea requires strong leadership in accounting and finance within the professional services industry.

We are seeking a Pharmacist to join a reputable organisation within the retail industry, specifically in the healthcare department. This permanent role, based in Carmarthen in South Wales. This offers a great opportunity to provide high-quality pharmaceutical care and ensure compliance with regulatory standards.