Regulatory Compliance jobs

The Regulatory Compliance Officer - Payments will report directly to the Head of Compliance and will work in the 2nd line compliance team conducting compliance generalist responsibilities

The purpose of the role is to provide technical support, work package collaboration, and project management across a range of Engineering projects.

This is a broad role supporting regulatory analysis, policy development, risk and compliance monitoring, and the client/matter onboarding process. It is a fast‑paced, hands‑on role ideal for someone with strong analytical skills and commercial awareness.

The Compliance Analyst will support the Associate Director of Compliance in ensuring the firm adheres to all relevant regulatory requirements, including FCA rules and broader UK/EU financial regulations. This is a hands-on role suited to a proactive individual looking to deepen their experience in a dynamic and fast-paced environment.

To manage and lead the fire safety, general health & safety and building compliance governance of developments and to provide advice and support to Board members and colleagues on statutory and good practice compliance.

The role serves as Deputy MLRO, overseeing all financial crime risks, policies, monitoring, regulatory compliance, reporting, and training to ensure the UK branch maintains a robust and effective financial crime prevention framework.

This role will advise on complex risk, compliance, regulatory, ethical, data protection, and conflict-of-interest matters for the firm.

The Regulatory Affairs Manager will play a fundamental role in maintaining continued regulatory compliance with standards and medical device regulations. The ideal candidate will join a dynamic team launching innovative technology.

The Compliance Analyst role in the Financial Services industry requires a detail-oriented professional to support the Risk & Compliance department. Based in London, this permanent position involves ensuring regulatory compliance and contributing to the organisation's robust compliance framework.

Exciting opportunity for a Compliance Analyst to lead KYC and AML processes, oversee client onboarding, and manage risk monitoring across key accounts. This role involves performing enhanced due diligence, ensuring regulatory compliance, maintaining accurate client data, whilst collaborating with stakeholders to uphold financial crime controls.

As a Credit Manager, your primary focus will be Commercial Real Estate, requiring strong and proven credit experience in this sector. You will manage the end‑to‑end credit process for corporate and institutional clients, ensuring sound risk assessment and regulatory compliance. The role also includes credit analysis, portfolio monitoring, and supporting strategic decision‑making within the London branch.

The Audit Manager will lead and manage audit engagements within the professional services industry, ensuring compliance with regulatory standards and delivering high-quality results. This permanent role based in Cardiff offers an opportunity to contribute to the accounting and finance department with expertise and precision.

The Financial and Regulatory Accountant - SME business bank will be responsible for preparing accurate financial reports and ensuring compliance with regulatory standards in the financial services industry. This position requires a detail-oriented professional with expertise in accounting and finance practices.

The role of Company Secretary in the financial services industry involves overseeing corporate governance and ensuring compliance with legal and regulatory requirements. This position is ideal for a highly organised professional with a focus on detail and a strong understanding of company law.

The role of Audit Manager in the business services industry requires a professional to oversee audit engagements and ensure compliance with regulatory standards. Based in Farnham, this position offers the opportunity to lead a team and contribute to the success of the accounting and finance department.

This role is responsible for ensuring compliance with customer, regulatory and industry standards

The Transaction Monitoring Analyst role involves analysing and investigating financial transactions to ensure compliance with regulatory requirements. This position is ideal for those with a keen eye for detail and a strong understanding of financial services compliance standards.

I am looking to speak with RI's in Newcastle to discuss a new Director opportunity. The successful candidate will help to lead the audit practice, oversee client portfolios, and drive service excellence while maintaining regulatory compliance and supporting business growth.

This is an exciting opportunity for an experienced BCBS239 Programme Delivery Lead to manage and deliver regulatory compliance initiatives within the banking sector. The successful candidate will play a key role in ensuring the effective implementation of BCBS239 principles within a banking environment in London.

As an IT Sourcing Manager, you will lead procurement activities for telecommunications projects, ensuring best-in-class sourcing solutions that align with organisational objectives. You'll manage complex supplier relationships, negotiate contracts, and deliver cost efficiencies while maintaining compliance with governance and regulatory standards.

As the Head of Fire Safety and Compliance you will lead and manage the fire safety and asbestos compliance strategy within the property department. This role requires expertise in regulatory compliance and a proven ability to oversee operational delivery for this leading Housing Provider.

The Operations Analyst role focuses on ensuring the smooth execution of daily fund dealing activities within the UK Operations team, adhering to strict service levels and regulatory compliance. The position requires proactive monitoring, issue resolution, and collaboration with internal teams and external stakeholders to maintain operational excellence.

As the Property Asset Data Manager you will be responsible for overseeing the collection, management, analysis, and reporting of asset data across our social housing portfolio. Ensuring accurate, up-to-date information is available to support strategic decision-making, compliance with regulatory requirements, and the delivery of high-quality asset management services.

Join a leading Corporate Bank as a Compliance and Risk Assurance Manager. This role requires expertise in risk and compliance to ensure regulatory standards and frameworks are effectively adhered to

I am looking to speak with an experienced Audit Director/Partner to join the Leeds office of a PE backed accountancy firm as a Responsible Individual (RI). This is a senior leadership role offering the opportunity to build and develop the audit practice in the region while maintaining the highest standards of audit quality and regulatory compliance.

This Legal Counsel role involves advising on a wide range of banking and finance transactions, including investment grade lending, real estate finance, structured projects, and trade finance, while managing legal risk and ensuring regulatory compliance. You'll draft and negotiate documentation, support new product approvals, and provide guidance on commercial contracts and regulatory developments.

My Client is looking for an Executive Compensation Lead to provide expertise and insight into the design and delivery of their executive compensation plans, ensuring alignment to corporate objectives and compliance with the relevant regulatory requirements.

The role of Audit Manager in the professional services industry involves leading audit engagements, ensuring compliance with regulatory requirements, and delivering excellent service to clients. Based in Manchester, this permanent role is ideal for professionals with expertise in accounting and finance who are ready to take the next step in their career.

We are seeking an experienced Prudential Risk Specialist to join a leading firm in the financial services industry. This temporary role in London involves supporting the accounting and finance department with regulatory risk management and compliance.

The Head of Financial Reporting will lead the preparation and delivery of financial reports, ensuring compliance with regulatory requirements and company standards. This role, based in Newcastle Upon Tyne, requires strong expertise in accounting and finance to support business objectives.