Regulatory Compliance jobs

The purpose of the role is to provide technical support, work package collaboration, and project management across a range of Engineering projects.

Seeking a Compliance Analyst to join the Risk & Compliance department of a leading asset manager. This role is essential for ensuring adherence to regulatory requirements and maintaining high compliance standards throughout the broader business.

This is an excellent opportunity for a Director - Regulatory Implementation - Sales and Trading to lead and manage regulatory implementation projects within the Sales and Trading division of a Global Investment Bank

To manage and lead the fire safety, general health & safety and building compliance governance of developments and to provide advice and support to Board members and colleagues on statutory and good practice compliance.

The HMO Licensing Administrator role focuses on providing essential administrative support within the property industry, ensuring compliance with licensing requirements. This is a fantastic opportunity to contribute to a key department in a professional and organised environment.

As a Senior Compliance Analyst you will play a key role in ensuring regulatory compliance and supporting the Compliance department. This permanent position is based in London and offers a great opportunity to work in a fast-paced and professional environment.

I am looking to speak with RI's in Newcastle to discuss a new Director opportunity. The successful candidate will help to lead the audit practice, oversee client portfolios, and drive service excellence while maintaining regulatory compliance and supporting business growth.

This is an exciting opportunity for an experienced BCBS239 Programme Delivery Lead to manage and deliver regulatory compliance initiatives within the banking sector. The successful candidate will play a key role in ensuring the effective implementation of BCBS239 principles within a banking environment in London.

This role is responsible for ensuring the firm's compliance with AML and sanction checks during client onboarding, while also maintaining regulatory compliance for the firm.

The Operations Analyst role focuses on ensuring the smooth execution of daily fund dealing activities within the UK Operations team, adhering to strict service levels and regulatory compliance. The position requires proactive monitoring, issue resolution, and collaboration with internal teams and external stakeholders to maintain operational excellence.

The Client Onboarding Executive supports the Retail Investor Relations team by managing the onboarding process for new investors in retail funds. The role focuses on ensuring efficient client setup, regulatory compliance, and high-quality client service.

The role of Audit Manager in the business services industry requires a professional to oversee audit engagements and ensure compliance with regulatory standards. Based in Farnham, this position offers the opportunity to lead a team and contribute to the success of the accounting and finance department.

As the Head of Fire Safety and Compliance you will lead and manage the fire safety and asbestos compliance strategy within the property department. This role requires expertise in regulatory compliance and a proven ability to oversee operational delivery for this leading Housing Provider.

This Legal Counsel role involves advising on a wide range of banking and finance transactions, including investment grade lending, real estate finance, structured projects, and trade finance, while managing legal risk and ensuring regulatory compliance. You'll draft and negotiate documentation, support new product approvals, and provide guidance on commercial contracts and regulatory developments.

I am looking to speak with an experienced Audit Director/Partner to join the Leeds office of a PE backed accountancy firm as a Responsible Individual (RI). This is a senior leadership role offering the opportunity to build and develop the audit practice in the region while maintaining the highest standards of audit quality and regulatory compliance.

The Regulatory Policy VP will play a key role in overseeing regulatory compliance and policy development within the banking sector. Based in Dublin City Centre, this position requires a strategic mindset and expertise in accounting and finance to ensure adherence to industry standards and regulations (ICAAP, ILAAP, RRP, EBA/ ECB EU Stress Tests.

The Financial and Regulatory Accountant - SME business bank will be responsible for preparing accurate financial reports and ensuring compliance with regulatory standards in the financial services industry. This position requires a detail-oriented professional with expertise in accounting and finance practices.

Lead the implementation of the global liquidity management strategy, focusing on London and regional coordination. Oversee cash flow reporting, stress testing, and regulatory compliance while collaborating with teams across multiple regions to maintain strong liquidity frameworks.

As a Compliance Analyst, you will play a key role in supporting the Risk & Compliance department within the financial services sector.This 12-month fixed-term contract in London offers an exciting opportunity to ensure adherence to regulatory requirements and contribute to a robust compliance framework.

As an Accountant, you will play a key role in supporting critical financial and governance functions within the Accounting and Finance department of a high-growth Venture Capital firm. Based in the heart of the City of London, this role is ideal for a detail-oriented and proactive professional who is committed to ensuring regulatory compliance, driving operational efficiency, and upholding the highest standards of corporate governance.

This role requires a skilled Regulatory Accountant to manage and oversee regulatory reporting and compliance within the financial services sector. Based in London, you will ensure adherence to industry regulations and contribute to the efficient operation of the banking and financial services department.

The Head of Financial Reporting will lead the preparation and delivery of financial reports, ensuring compliance with regulatory requirements and company standards. This role, based in Newcastle Upon Tyne, requires strong expertise in accounting and finance to support business objectives.

We are seeking an experienced Prudential Risk Specialist to join a leading firm in the financial services industry. This temporary role in London involves supporting the accounting and finance department with regulatory risk management and compliance.

We are seeking a Technical Operations Engineer to lead the selection, installation, and validation of pharmaceutical equipment while ensuring compliance with GMP and regulatory standards. This role involves managing projects, driving continuous improvement, and supporting operational excellence across manufacturing systems.

The Group Reporting Manager will be responsible for preparing divisional and consolidated group financial statements, maintaining financial controls, ensuring regulatory compliance, and supporting strategic decision-making through high-quality financial reporting. This role is critical in ensuring accurate, timely, and insightful reporting for internal and external stakeholders.

We are seeking a Senior Assistant Company Secretary to join a professional and fast-paced private bank. This role within the financial services industry will focus on providing comprehensive support to the C-Suite and ensuring compliance with regulatory requirements.

Join a leading Corporate Bank as a Compliance and Risk Assurance Manager. This role requires expertise in risk and compliance to ensure regulatory standards and frameworks are effectively adhered to

Help ensure the smooth running of our client's London office by handling key day-to-day administrative tasks. This role involves supporting internal teams, liaising with key clients, handle confidential documentation and ensure adherence to compliance protocols and regulatory obligations.

The Audit Manager will lead and manage audit engagements within the professional services industry, ensuring compliance with regulatory standards and delivering high-quality results. This permanent role based in Cardiff offers an opportunity to contribute to the accounting and finance department with expertise and precision.

The Financial Manager plays a key role within the firm, supporting both day-to-day operations and long-term financial strategy. The successful candidate will manage financial systems, oversee regulatory compliance, and provide detailed performance finance reporting. Based in Central London.