Regulatory Compliance jobs

The Regulatory Compliance Officer - Payments will report directly to the Head of Compliance and will work in the 2nd line compliance team conducting compliance generalist responsibilities

The Senior Compliance and Risk Analyst - Payments will work in the 2nd line to help strengthen the firm's global risk framework in their London office and across other global jurisdictions.

We are looking for an experienced Compliance Officer (SMF16) to lead compliance oversight for our retail asset management business. This role is pivotal to ensuring our firm continues to operate to the highest standards of conduct, governance, and regulatory integrity across the full lifecycle of our retail investment products.

The Head of Compliance will oversee all compliance activities within the London branch of this International Bank providing support to senior management on compliance matters, emerging risks and regulatory expectations

We are seeking a Senior Compliance Advisory professional with expertise in the financial services industry to join a temporary contract role. This opportunity is based in London and requires a strong understanding of Risk & Compliance functions.

The Client Onboarding Executive supports the Retail Investor Relations team by managing the onboarding process for new investors in retail funds. The role focuses on ensuring efficient client setup, regulatory compliance, and high-quality client service.

The Finance Manager position requires a professional with expertise in accounting and finance to oversee financial operations and ensure regulatory compliance. This role is ideal for someone looking to make an impact in the business services industry through effective financial management and strategic planning.

This role sits within the Business Acceptance function and plays a key part in supporting regulatory compliance, risk management, and new business intake processes.

The Management Accountant role in the professional services industry offers an exciting opportunity to oversee and manage financial operations. This permanent position, based in Runcorn, requires a skilled professional to ensure financial accuracy and regulatory compliance.

The Financial Reporting Manager will oversee financial reporting and ensure compliance with regulatory standards. This role in Portsmouth requires strong expertise in accounting and finance to support business goals effectively.

We are seeking a dedicated Registered Care Manager to oversee the delivery of care services and ensure compliance with regulatory standards. This is an excellent opportunity for a professional in the not-for-profit sector to take on a leadership role in Edinburgh.

A broad Compliance Manager role in an international energy business based in Leeds, this role covers regulatory compliance and line manages three. This role offers hybrid working, with two days a week spent in the office.

The Financial Reporting Manager will oversee the preparation and delivery of accurate financial reports, ensuring compliance with statutory and regulatory requirements. This role is based in Kidlington and focuses on providing financial insights to support decision-making in this international business.

As a Quality Officer, you will support programme development, approval, amendment and review processes. You'll play a key role in ensuring regulatory compliance, maintaining the accuracy of curriculum information, and enabling academic teams to deliver high‑quality programmes. A major focus for this assignment is strong curriculum‑data expertise and the ability to work confidently with systems and processes that underpin programme governance

The Compliance Analyst role in the Financial Services industry requires a detail-oriented professional to support the Risk & Compliance department. Based in London, this permanent position involves ensuring regulatory compliance and contributing to the organisation's robust compliance framework.

The Senior Audit Manager will oversee audit engagements, ensuring compliance with regulatory standards and delivering high-quality results. This role in Bexhill-on-Sea requires strong leadership in accounting and finance within the professional services industry.

The Senior Financial Accountant will oversee financial reporting, ensure compliance with regulatory standards, and support key decision-making processes within the organisation. This role in the energy & natural resources industry is based in Bridgwater and offers the opportunity to work in a dynamic and rewarding environment.

A leading UK contractor is seeking an exceptional Design & Compliance Manager to lead regulatory assurance, Gateway compliance, and design excellence across complex refurbishment projects. This is an opportunity to influence major schemes from feasibility to handover, driving quality, safety, and innovation across the business.

You will provide proactive, business-focused legal support across the company's operations, with a particular focus on IT contracts, intellectual property, and technology-related commercial work. You will work closely with our engineering, IT, commercial, and R&D teams to help deliver cutting-edge projects safely, ethically, and in compliance with legal and regulatory frameworks.

As a Credit Manager, your primary focus will be Commercial Real Estate, requiring strong and proven credit experience in this sector. You will manage the end‑to‑end credit process for corporate and institutional clients, ensuring sound risk assessment and regulatory compliance. The role also includes credit analysis, portfolio monitoring, and supporting strategic decision‑making within the London branch.

I am looking to speak with RI's in Newcastle to discuss a new Director opportunity. The successful candidate will help to lead the audit practice, oversee client portfolios, and drive service excellence while maintaining regulatory compliance and supporting business growth.

The Finance Business Partner will provide strategic financial insight and support key decision-making processes within this rapidly growing industry. You will be instrumental in shaping financial strategy, ensuring compliance with regulatory frameworks, and supporting strategic decision-making in a fast-paced, competitive environment.

The KYC Analyst will play a pivotal role in ensuring compliance with onboarding regulatory requirements. This position requires a keen eye for detail and a strong understanding of KYC processes to support the wider compliance function.

I am looking to speak with an experienced Audit Director/Partner to join the Leeds office of a PE backed accountancy firm as a Responsible Individual (RI). This is a senior leadership role offering the opportunity to build and develop the audit practice in the region while maintaining the highest standards of audit quality and regulatory compliance.

The role of Audit Manager in the business services industry requires a professional to oversee audit engagements and ensure compliance with regulatory standards. Based in Farnham, this position offers the opportunity to lead a team and contribute to the success of the accounting and finance department.

This Legal Counsel role involves advising on a wide range of banking and finance transactions, including investment grade lending, real estate finance, structured projects, and trade finance, while managing legal risk and ensuring regulatory compliance. You'll draft and negotiate documentation, support new product approvals, and provide guidance on commercial contracts and regulatory developments.

The role of Company Secretary in the financial services industry involves overseeing corporate governance and ensuring compliance with legal and regulatory requirements. This position is ideal for a highly organised professional with a focus on detail and a strong understanding of company law.

The role of Audit Manager in the professional services industry involves leading audit engagements, ensuring compliance with regulatory requirements, and delivering excellent service to clients. Based in Manchester, this permanent role is ideal for professionals with expertise in accounting and finance who are ready to take the next step in their career.

The Head of Financial Reporting will lead the preparation and delivery of financial reports, ensuring compliance with regulatory requirements and company standards. This role, based in Newcastle Upon Tyne, requires strong expertise in accounting and finance to support business objectives.