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Compliance Analyst - Alternative Investment Manager - FTC

London Interim £45,000 - £50,000 per year View Job Description
You will be responsible for ensuring adherence to relevant legal and regulatory requirements, monitoring compliance activities, and supporting the development of policies and procedures that align with industry best practice. Typical responsibilities for compliance analysts include regulatory analysis, policy development, monitoring, documentation management and operational compliance testing
  • Compliance Analyst - Global Alternative Investment Manager
  • Compliance Analyst - Immediate start - Contract

About Our Client

A leading global alternative investment manager with a long‑established track record is seeking a Compliance Analyst to join its London‑based compliance function. The firm operates across multiple asset classes, including corporate credit, real estate‑related investments, event‑driven strategies and equity‑linked products, with a strong focus on research‑driven, fundamental investing.

Job Description

Regulatory Monitoring & Analysis

  • Monitor regulatory developments across relevant regimes and communicate updates internally.
  • Interpret regulatory notices, bulletins, and guidance materials and support implementation across business units.



Compliance Testing & Controls

  • Conduct routine internal compliance audits and assessments.
  • Perform monitoring of investment activities, transactions, and operational processes to ensure compliance with internal policies and external rules.



Policy & Framework Development

  • Assist in drafting, updating, and maintaining compliance policies and procedures.
  • Maintain compliance documentation, manuals, and registers.



Reporting & Recordkeeping

  • Prepare compliance reports for senior management and regulatory stakeholders.
  • Maintain accurate and organised records of compliance reviews, decisions, approvals, and exceptions.



Training & Advisory

  • Support delivery of training on compliance topics to staff.
  • Serve as a point of contact for internal compliance queries.



Incident Management

  • Investigate potential breaches, exceptions, and compliance‑related issues and support remediation actions.

The Successful Applicant

Essential

  • Experience in regulatory compliance within financial services or investment management.
  • Strong understanding of regulatory frameworks relevant to investment firms.
  • Prior experience supporting compliance monitoring programmes.



Desirable

  • Professional compliance certifications (e.g., CISI, ICA).
  • Bachelor's degree in Law, Finance, Business or a related field.



What's on Offer

  • Competitive salary ranging from £45,000 to £50,000 per annum.
  • Opportunity to work within a respected alternative investment manager in London.
  • Supportive and professional working environment.
  • Potential for career development within the Risk & Compliance department.
Contact
Rob Cope
Quote job ref
JN-032026-6983053
Phone number
+44 207 776 5935

Job summary

Job function
Compliance
Subsector
Compliance Generalist
Sector
Financial Services
Location
London
Contract type
Interim
Consultant name
Rob Cope
Consultant phone
+44 207 776 5935
Job reference
JN-032026-6983053