Save Job Back to Search Job Description Summary Similar JobsCompliance Generalist role based in Central London at a boutique asset managerAward-winning and high-growth alternative asset managerAbout Our ClientOur client is a boutique asset management firm based in Central London, specialising in bespoke investment strategies across equities, fixed income, and alternative assets. The firm prides itself on a collaborative culture, high-touch client service, and a strong commitment to regulatory integrity.Job DescriptionConduct compliance monitoring and testing in line with the Compliance Monitoring Programme, ensuring issues are reported and remediated, and the programme is regularly reviewed for regulatory coverage.Manage conflicts of interest by reviewing, escalating, and recording them in accordance with internal policies and procedures.Reviewing and approving financial promotions and fact sheetsSupport policy and procedure development, including drafting and reviewing documentation to ensure regulatory alignment.Oversee day-to-day compliance approvals, including personal account dealing, gifts and benefits, and outside business interests.Provide regulatory support, including KYC and sanctions screening, offering guidance to the business, and staying informed on regulatory developments.The Successful Applicant1-3 years of compliance experience within an AIFM, with solid knowledge of AIFMD regulations.Working understanding of key regulatory frameworks, including MiFID II, UCITS, SMCR, and ideally private equity.Strong communication skills, both written and verbal, with the ability to manage expectations and engage effectively across teams.Proactive and organised, demonstrating initiative and ownership in administrative and compliance tasks.Analytical mindset with sound research skills, and a high-level understanding of risk in the asset management context.What's on OfferSalary ranging from £35,000 to £45,000.Performance-based bonus and share-options scheme.Comprehensive pension scheme and private healthcare.If you are ready to take the next step in compliance within an asset management environment, we encourage you to apply today.ContactBailey MichelQuote job refJN-042026-7000363Phone number+442072692158Job summaryJob functionFinanceSubsectorComplianceSectorFinancial ServicesLocationCity of LondonContract typePermanentConsultant nameBailey MichelConsultant phone+442072692158Job referenceJN-042026-7000363
