Financial Services jobs in Compliance

Responsible for assessing and verifying customer information to ensure compliance with regulatory standards. Your work will play a vital role in safeguarding the business by identifying and mitigating potential risks.

• Join a growing compliance team, supporting regulatory, risk, and client onboarding activities while building strong relationships with stakeholders across the financial services sector.
• Gain hands-on exposure to compliance, regulatory requirements, and risk management in a role that offers structured training, professional development, and clear career progression opportunities.

• Support a broad range of compliance activities, including monitoring, KYC, sanctions screening and regulatory projects
• Ideal for someone with 3-5 years' AIFM compliance experience, strong AIFMD knowledge and exposure to MiFID II, UCITS and SMCR

Your role will involve supporting the Risk & Compliance department in maintaining a strong compliance framework and mitigating regulatory risks

A growing FX firm is looking for a Compliance Analyst to support its Compliance team. This is a great opportunity for someone with compliance experience in financial services who wants exposure to FCA regulation, financial crime, monitoring, and risk management.

Specialist investment management firm is seeking a Compliance Analyst to join its Compliance team. This is an excellent opportunity for an individual with compliance or operational risk experience who is looking to develop their career within a collaborative and fast-paced financial services environment.

6-month CDD Analyst role within the Banks' Corporate & Institutional client team.The role is focused on complex and high-risk client onboarding cases.

As a member of the Legal & Compliance team, the UK Compliance Officer will work to support the continued evolution of the Firms compliance program, including related procedures, systems, monitoring/testing and regulatory filings.

As a Compliance Officer within the Second Line of Defence, you will perform monitoring and oversight activities to ensure the business complies with regulatory requirements, identifies risks, and maintains effective controls. The role involves working closely with stakeholders across the business, conducting reviews, managing incidents, producing reporting and MI, and supporting the ongoing development of the firm's compliance framework.

The Global Head of Compliance & MLRO will be responsible for leading the company's global compliance function and acting as Money Laundering Reporting Officer (MLRO) for their main UK regulated entity as well as their Canadian entity.

As an AVP Regulatory Change and Compliance Risk - Investment Banking in London, you'll play a key role in ensuring that regulatory changes are identified, assessed, and embedded into the organisation's compliance framework.

The Financial Crime Manager - 2nd LOD role will play a vital role in identifying, mitigating, and managing financial crime risks within the financial services sector. Based in London, this role requires a strategic thinker with a strong understanding of risk and compliance frameworks.

Our client a leading Global Investment Management firm are looking to hire a Compliance Officer for their Retail Investments business who will take on the SMF16 within 3 -6 months