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Financial Services jobs in Compliance

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  • Head of Compliance Monitoring and Assurance - VP

    City of London
    Permanent
    £90,000 - £115,000 per year

    The Head of Compliance Monitoring and Assurance - VP will lead the development and implementation of a compliance monitoring and testing plan and a robust control assurance framework to support the Risk & Compliance department. This role is an excellent opportunity for a professional with a strong background in financial services to make a significant impact in London.

    • Growing Compliance Function within this Financial Services firm
    • Great opportunities for development and progression
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  • Compliance Analyst - 12 month FTC - Brokerage

    City of London
    Interim
    £50,000 - £50,000 per year

    This is an exciting opportunity for a Compliance Analyst to join a leading organisation in the financial services industry on a 12-month fixed-term contract. The role is based in London and involves supporting the Risk & Compliance department in ensuring regulatory adherence and mitigating compliance risks.

    • 12-month FTC - Compliance Analyst - Brokerage
    • Compliance Analyst role - £50k
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  • Director Client On-boarding

    City of London
    Permanent
    £120,000 - £140,000 per year

    The Director - Head of CDD will be responsible for leading the EMEA Client Lifecycle Management team across the Corporate and Investment Bank.

    • Opportunity to join a growing team
    • Newly created role in the CLM function
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  • Director - Transaction Monitoring Lead - Corporate and Investment Banking

    City of London
    Permanent
    £110,000 - £150,000 per year

    The Director - Transaction Monitoring Lead - Corporate and Investment Banking will lead and manage the Anti-Money Laundering (AML) and Transaction Monitoring (TM) frameworks within the financial services sector, ensuring compliance with relevant regulations. This London-based role requires a strategic mindset and a strong understanding of risk and compliance processes.

    • A newly established role in a growing bank
    • A real opportunity to add significant impact in the Transaction Monitoring
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  • Compliance Analyst - Alternative Investment Manager - FTC

    London
    Interim
    £45,000 - £50,000 per year

    You will be responsible for ensuring adherence to relevant legal and regulatory requirements, monitoring compliance activities, and supporting the development of policies and procedures that align with industry best practice. Typical responsibilities for compliance analysts include regulatory analysis, policy development, monitoring, documentation management and operational compliance testing

    • Compliance Analyst - Global Alternative Investment Manager
    • Compliance Analyst - Immediate start - Contract
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  • VP - Client Lifecycle Management - KYC Team

    London
    Permanent
    £85,000 - £95,000 per year

    The VP - Client Lifecycle Management - KYC Team will be responsible for leading a team of KYC Analysts and AVP's through the client lifecycle.

    • Growing Client Lifecycle Management team
    • Great opportunities for progression and development
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  • Compliance Officer - SMF16

    London
    Permanent

    Our client a leading Global Investment Management firm are looking to hire a Compliance Officer for their Retail Investments business who will take on the SMF16 within 3 -6 months

    • Growing Compliance functions
    • Opportunity to become SMF16 within 3-6 months of joining the firm
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  • Associate - Onboarding & Wealth Management Support | Private Banking

    London
    Permanent
    £40,000 - £50,000 per year

    The role involves maintaining accurate client onboarding and and ensuring regulatory requirements are fully met throughout the account lifecycle. You will provide operational and administrative support to Front Office teams by managing payments, trades, and ongoing servicing for HNW clients.

    • Client facing role with a mix of onboarding and operations
    • Wealth management division of an international private banking group
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  • Compliance Officer - Buy Side

    London
    Permanent
    £90,000 - £110,000 per year

    Generalist compliance opportunity. Looking for someone to support and effectively deputise the Head of Compliance.

    • Compliance Officer role within a boutique buy side firm.
    • Compliance Officer opportunity for someone seeking a 'generalist' opportunity.
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  • Customer Service Executive

    London
    Temporary
    £18 - £20 per hour

    This role requires an organised and detail-oriented Customer Service Executive to support clients with their inquiries and ensure a smooth customer experience. The ideal candidate will assist in maintaining high standards of service delivery within the business services industry.

    • Customer Service Executive role in the City of London.
    • Hybrid position with flexibility.
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  • Compliance Advisory Manager - Corporate Banking - FTC

    London
    Interim
    £70,000 - £80,000 per year

    Reporting directly to the Head of Compliance Oversight (SMF16), the Compliance Manager is responsible for ensuring that the bank operates in full adherence to all relevant laws, regulations, and internal policies by implementing robust control frameworks and fostering an ethical culture.

    • Compliance Advisory Manager - 12-month FTC
    • Compliance Advisory role within international Corporate Bank
    Save Job
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  • Senior Consultant - Regulatory & Risk (retail lending)

    City of London
    Permanent
    £75,000 - £90,000 per year

    This Senior Consultant - Regulatory & Risk (retail lending) role focuses on advising clients in the retail lending sector on regulatory compliance and risk management. The position requires expertise in professional services or retail banking and a strong understanding of regulatory frameworks.

    • Senior Consultant - Regulatory & Risk (retail banking)
    • Consumer Duty, Retail Lending, Consumer Credit, Retail Banking
    Save Job
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  • Group Finance Manager - Financial Services

    London
    Permanent
    £100,000 - £120,000 per year

    This is a senior finance leadership role responsible for improving financial reporting, control and governance across a complex multi-entity group. You will lead a high-performing team while driving improvements in reporting quality, governance and financial insight to support strategic decision-making.

    • Drive finance transformation in a newly listed business.
    • High-impact role with senior exposure in a complex global platform.
    Save Job
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  • Structured Financial Institutions Funding Director

    City of London
    Permanent

    The role of Structured Financial Institutions Funding Director requires expertise in structuring funding solutions within the banking and financial services sector. Based in London, this position focuses on supporting financial institutions in the public sector with tailored funding strategies.

    • Lead high-impact transactions shaping UK SME lending markets
    • UK economic development bank supporting SME access to finance. London
    Save Job
    View Job

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