Financial Services jobs in Compliance

This role seeks a Senior Compliance Officer - Control Room - VP who will work within the Control Room of a leading financial services provider. The ideal candidate will effectively manage risk and ensure the company maintains compliance with regulations.

We are looking for x2 Compliance Consultants who are specialists within the Asset Management sector. This is an interim position based in London, with potential for further opportunities.

This role is for a Deputy MLRO - Interim within the Financial Services industry, based in London.The successful candidate will be responsible for assisting in the fight against money laundering and terrorist financing (TF) within the UK business.

To perform the day-to-day Second Line of Defence Regulatory Compliance activities across the whole of businesses activities, as well as certain risk activities as required, under the supervision of the CRO.

The Compliance Monitoring Associate will work as part of the Compliance Monitoring team and will undertake reviews as part of the annual compliance plan.

A VP Securities Regulatory Reporting Manager is needed to spearhead the Securities Regulatory Reporting team, providing hands-on experiences and expertise and will be based in London.

The Compliance Monitoring Associate will play a pivotal role in enhancing and implementing the compliance monitoring program within the financial services industry. This position is based in London and requires a keen understanding of risk and compliance management in the financial sector.

The Transaction Monitoring Team Lead will be responsible for helping to lead a team of Transaction Monitoring Analysts under the guidance of the Head of Transaction Monitoring.

An AML Analyst is required to join a renowned financial services organisation, focusing on implementing and monitoring anti-money laundering (AML) and compliance policies within the Risk & Compliance department. The successful candidate will be detail-oriented, possess strong analytical skills and have a keen interest in the financial services industry.

This role involves a Financial Crime Assistant Director in the Risk & Compliance department. The successful candidate will lead in identifying and managing financial crime risks.

The AVP - SMR Specialist role is a critical position within the SMR team based in London . The role responsibilities will be to keep the SMR documentation up to date and carry out the day to day activities to ensure the firm meets regulatory obligations under the guidance and supervision of the Head of Senior Managers Regime in our London office.