Financial Services jobs in Compliance

The Senior Compliance and Risk Analyst - Payments will work in the 2nd line to help strengthen the firm's global risk framework in their London office and across other global jurisdictions.

Our client a leading Global Investment Management firm are looking to hire a Compliance Officer for their Retail Investments business who will take on the SMF16 within 3 -6 months

The AVP Financial Crime Risk - French or Spanish speaking will be required to help support the development of the Financial Crime Compliance (FCC) annual risk-based assurance monitoring plan.

This is an exciting opportunity to work alongside the Compliance Manager in supporting the Bank's compliance function, adhering to all regulatory, financial, and core operational system requirements while maintaining an effective Compliance, AML, and Financial Crime framework. The Compliance Associate will support controls through regulatory monitoring, financial crime oversight, and continuous enhancement of policies and procedures.

The role involves maintaining accurate client onboarding and and ensuring regulatory requirements are fully met throughout the account lifecycle. You will provide operational and administrative support to Front Office teams by managing payments, trades, and ongoing servicing for HNW clients.

We are looking for an experienced Compliance Officer (SMF16) to lead compliance oversight for our retail asset management business. This role is pivotal to ensuring our firm continues to operate to the highest standards of conduct, governance, and regulatory integrity across the full lifecycle of our retail investment products.

To support the Head of Compliance & MLRO as part of the team to cover all aspects of the Compliance Monitoring Program, and other regulatory issues that impact the firm.

Opportunity for a compliance professional with approximately 2-5 years of experience who is looking to develop a long‑term career within a buy‑side compliance and risk environment. The position will focus primarily on UK and EU regulatory requirements, while also offering opportunities to gain exposure to global frameworks.

The KYC Analyst will play a pivotal role in ensuring compliance with onboarding regulatory requirements. This position requires a keen eye for detail and a strong understanding of KYC processes to support the wider compliance function.

The Head of Compliance will oversee all compliance activities within the London branch of this International Bank providing support to senior management on compliance matters, emerging risks and regulatory expectations

A senior SME role responsible for leading complex KYC, EDD, and financial‑crime investigations within a high‑volume payments environment. The position focuses on safeguarding the payments ecosystem by identifying high‑risk merchants, monitoring rapid‑velocity transactions, and enhancing AML/fraud controls that support fast onboarding and scalable risk management.

We are seeking a Senior Compliance Advisory professional with expertise in the financial services industry to join a temporary contract role. This opportunity is based in London and requires a strong understanding of Risk & Compliance functions.

Generalist compliance opportunity. Looking for someone to support and effectively deputise the Head of Compliance.

The Compliance Analyst role in the Financial Services industry requires a detail-oriented professional to support the Risk & Compliance department. Based in London, this permanent position involves ensuring regulatory compliance and contributing to the organisation's robust compliance framework.