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The Regulatory Compliance Officer will report directly to the Head of Compliance and will work in the 2nd line compliance team conducting compliance generalist responsibilities
The Compliance Officer role will be a 15 month FTC maternity cover for the current UK Compliance Officer and will be a stand-alone role in the UK. You will not be required to hold the SMF16/17.
The Interim Compliance Lead will oversee compliance activities within the Risk & Compliance department, ensuring adherence to regulatory requirements in the financial services industry.This role is a fixed-term contract and requires a detail-oriented professional with expertise in compliance management.
The Compliance Associate will support the Risk & Compliance department in ensuring adherence to regulatory requirements within the financial services industry. This position is based in London and involves monitoring compliance frameworks and offering guidance to internal teams.
QC Analyst role within a Global organisation.
This role involves conducting file reviews within the compliance function, ensuring adherence to regulatory standards within the asset management sector. You will be responsible for conducting file reviews to check against Suitability requirements and internal standards.
We are seeking a motivated Junior Trader/Analyst to join a thriving financial services team within the banking and financial services sector. This role requires a keen analytical mind and a passion for financial markets to contribute to trading operations in London.
We are seeking a highly organised and proactive PA to provide exceptional administrative support in a top law firm.
The Finance Manager with an investment background will play a key role in supporting the financial operations within this fantastic charity. This temporary role requires expertise in accounting and finance to manage financial processes effectively and contribute to business success.
My client is seeking a Paralegal for a 12-month fixed-term maternity cover in the healthcare industry. This role will support the legal department in delivering effective legal services and ensuring compliance with relevant regulations.
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