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Legal jobs in Compliance & Legal within Banking & Financial Services

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  • Compliance Advisory Manager - Corporate Banking - FTC

    London
    Interim
    £70,000 - £80,000 per year

    Reporting directly to the Head of Compliance Oversight (SMF16), the Compliance Manager is responsible for ensuring that the bank operates in full adherence to all relevant laws, regulations, and internal policies by implementing robust control frameworks and fostering an ethical culture.

    • Compliance Advisory Manager - 12-month FTC
    • Compliance Advisory role within international Corporate Bank
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  • Manager/Senior Manager - Restricted Securities (Compliance)

    International
    Permanent

    This role sits within the compliance function and is responsible for overseeing restricted securities controls in support of direct and fund investment activity. The position partners closely with investment teams to ensure adherence to information‑barrier, MNPI and regulatory requirements.

    • Support for career development and growth within the organisation.
    • Exposure to challenging and impactful projects
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  • Finance Regulatory Reporting Change Lead

    London
    Permanent
    £110,000 - £120,000 per year

    The Finance Regulatory Reporting Change Lead will oversee and drive regulatory reporting transformation initiatives within the Banking department. This role requires expertise in financial services regulations and strong project management skills to ensure successful delivery of change initiatives.

    • An opportunity to lead finance regulatory change at a growing bank.
    • Must have strong Finance Regulatory Reporting knowledge.
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  • AML Officer

    London
    Permanent

    An established professional services firm is seeking an AML Officer to join its Legal, Risk & Compliance team. The role focuses on client due diligence, anti-money laundering compliance, risk assessments and stakeholder support, ensuring new clients and matters meet regulatory and internal requirements.

    • Join a respected firm with an excellent compliance culture.
    • Gain exposure to complex, high-value clients and regulatory matters.
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  • Compliance Officer - Buy Side

    London
    Permanent
    £90,000 - £110,000 per year

    Generalist compliance opportunity. Looking for someone to support and effectively deputise the Head of Compliance.

    • Compliance Officer role within a boutique buy side firm.
    • Compliance Officer opportunity for someone seeking a 'generalist' opportunity.
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  • Compliance Manager - Anti-Bribery & Corruption (ABC)

    London
    Permanent
    £72,000 - £85,000 per year

    The Compliance Manager will oversee compliance initiatives within the business services industry, ensuring adherence to relevant legal and regulatory standards. This permanent role, based in London, requires a detail-oriented individual to lead anti-bribery and corruption efforts.

    • A leading FTSE50 Telecoms giant is looking to hire a Compliance Manager
    • London
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  • Compliance Manager

    Greater Manchester
    Permanent
    £55,000 - £65,000 per year

    The Compliance Manager will play a key role in overseeing regulatory compliance, privacy and consumer protection across the business.

    • Excellent opportunity for a commercially-minded compliance professional to lead
    • Regular engagement and visibility across senior stakeholders
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