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Reporting directly to the Head of Compliance Oversight (SMF16), the Compliance Manager is responsible for ensuring that the bank operates in full adherence to all relevant laws, regulations, and internal policies by implementing robust control frameworks and fostering an ethical culture.
This role sits within the compliance function and is responsible for overseeing restricted securities controls in support of direct and fund investment activity. The position partners closely with investment teams to ensure adherence to information‑barrier, MNPI and regulatory requirements.
The Finance Regulatory Reporting Change Lead will oversee and drive regulatory reporting transformation initiatives within the Banking department. This role requires expertise in financial services regulations and strong project management skills to ensure successful delivery of change initiatives.
An established professional services firm is seeking an AML Officer to join its Legal, Risk & Compliance team. The role focuses on client due diligence, anti-money laundering compliance, risk assessments and stakeholder support, ensuring new clients and matters meet regulatory and internal requirements.
Generalist compliance opportunity. Looking for someone to support and effectively deputise the Head of Compliance.
The Compliance Manager will oversee compliance initiatives within the business services industry, ensuring adherence to relevant legal and regulatory standards. This permanent role, based in London, requires a detail-oriented individual to lead anti-bribery and corruption efforts.
The Compliance Manager will play a key role in overseeing regulatory compliance, privacy and consumer protection across the business.
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